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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
City of London Investment Management Co Ltd	[2023-03-31]	SOLE	4,430,822.0	4,430,822.0
Allspring Global Investments Holdings, LLC	[2023-03-31]	DFND	1,825,412.0	1,825,412.0
Lazard Asset Management LLC	[2023-03-31]	SOLE	976,605.0	1,294,655.0
1607 Capital Partners LLC	[2023-03-31]	SOLE	194,001.0	194,001.0
Matisse Capital	[2023-03-31]	SOLE	90,000.0	90,000.0
Almitas Capital LLC	[2023-03-31]	SOLE	71,023.0	71,023.0
Wolverine Asset Management LLC	[2023-03-31]	DFND	55,436.0	55,436.0
Morgan Stanley	[2023-03-31]	DFND	0.0	54,500.0
Hudson Portfolio Management LLC	[2023-03-31]	SOLE	43,397.0	43,397.0
Peapack Gladstone Financial Corp	[2023-03-31]	SOLE	0.0	33,964.0
Ionic Capital Management LLC	[2023-03-31]	DFND	27,500.0	27,500.0
Raymond James & Associates	[2023-03-31]	SOLE	0.0	24,440.0
Shaker Financial Services LLC	[2023-03-31]	SOLE	24,124.0	24,124.0
Hightower Advisors LLC	[2023-03-31]	SOLE	20,511.0	20,511.0
Logan Stone Capital LLC	[2023-03-31]	SOLE	17,562.0	17,562.0
MidWestOne Financial Group, Inc.	[2023-03-31]	SOLE	14,211.0	14,211.0
John G Ullman & Associates Inc	[2023-03-31]	SOLE	0.0	10,600.0
Barclays PLC	[2023-03-31]	DFND	0.0	8,322.0
Wells Fargo & Company/MN	[2023-03-31]	DFND	1.0	7,031.0
Trivant Custom Portfolio Group LLC	[2023-03-31]	SOLE	5,000.0	5,000.0
Royal Bank of Canada	[2023-03-31]	DFND	4,680.0	4,680.0
UBS Group AG	[2023-03-31]	DFND	0.0	3,392.0
Gradient Investments LLC	[2023-03-31]	SOLE	0.0	3,080.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	0.0	2,194.0
Bank of America Corp /DE/	[2023-03-31]	DFND	2,112.0	2,112.0
US Bancorp de	[2023-03-31]	OTR	1,218.0	1,218.0
Thomas J Herzfeld Advisors Inc	[2023-03-31]	SOLE	1,105.0	1,105.0
Baystate Wealth Management LLC	[2023-03-31]	SOLE	902.0	902.0
Bessemer Group Inc	[2023-03-31]	OTR	302.0	302.0
Newedge Advisors LLC	[2023-03-31]	SOLE	0.0	300.0
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