Niocorp Developments Ltd

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Niocorp Developments Ltd
TickerNB
CIK #0001512228
CUSIP654484609
SectorEnergy & Transportation - Metal Mining
Address7000 S Yosemite Street Ste 115, Centennial, CO 80112
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Niocorp Developments Ltd 2024-11-14 3.5 M Exemption: 506(b) · Duration: One year or less · Commission: $22,419 · Revenue: Decline to Disclose
Quantum Rare Earth Developments Corp 2011-02-08 0.3 M Exemption: 506 · Duration: One year or less · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001512228] 10-K
[0001512228] 10-Q
[0001512228] 3
[0001512228] 4
[0001512228] 5
[0001512228] 8-K
[0001512228] D
[0001512228] SC 13D
[0001512228] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Citadel Advisors LLC Niocorp Developments Ltd [2026-04-08] 0.0
BlackRock Inc Niocorp Developments Ltd [2026-01-21] 0.0
Citadel Advisors LLC Niocorp Developments Ltd [2025-07-25] 0.0
Kehler Dean C Niocorp Developments Ltd [2024-01-17] 0.3
Bloom Jay R Niocorp Developments Ltd [2023-12-18] 8.6
Smith Mark A Niocorp Developments Ltd [2017-01-30] 10.63
Form 3/4/5 Filer 2011 - 2026
Niocorp Developments Ltd
Smith Mark A
Shah Neal S
Sims James T
Honan Scott
Cleave Ernest M
Kehler Dean C
Maselli Michael G
Oliver Peter Robert
Guerrero-Mahon Nilsa
Beling David Coates
Morris Michael James
Wightman Anna Castner
Klamas Fernanda reda Fenga Viana
Maselli Michael G
Ashburn John F Jr
Carrabba Joseph A
Cecil Joe D
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Shah Neal S
Common Shares
2025-12-15 Option exercise 9,361 $3.54 33,138
Smith Mark A
Common Share Purchase Warrant (right to buy) · derivative
2025-12-15 Option exercise 46,801 $0.00
Kehler Dean C
Common Shares
2025-12-15 Option exercise 78,003 $3.54 276,131
Smith Mark A
Common Shares
2025-12-15 Option exercise 46,801 $3.54 165,676
Kehler Dean C
Common Share Purchase Warrant (right to buy) · derivative
2025-12-15 Option exercise 78,003 $0.00
Shah Neal S
Common Share Purchase Warrant (right to buy) · derivative
2025-12-15 Option exercise 9,361 $0.00
Kehler Dean C
Director Stock Option (Right to Buy) · derivative
2025-08-18 Grant 50,000 $0.00
Honan Scott
Employee Stock Option (Right to Buy) · derivative
2025-08-18 Grant 250,000 $0.00
Guerrero-Mahon Nilsa
Director Stock Option (Right to Buy) · derivative
2025-08-18 Grant 55,000 $0.00
Beling David Coates
Director Stock Option (Right to Buy) · derivative
2025-08-18 Grant 50,000 $0.00
Smith Mark A
Employee Stock Option (Right to Buy) · derivative
2025-08-18 Grant 375,000 $0.00
Maselli Michael G
Director Stock Option (Right to Buy) · derivative
2025-08-18 Grant 50,000 $0.00
Employee Stock Option (Right to Buy) · derivative
2025-08-18 Grant 100,000 $0.00
Director Stock Option (Right to Buy) · derivative
2025-08-18 Grant 50,000 $0.00
Sims James T
Employee Stock Option (Right to Buy) · derivative
2025-08-18 Grant 250,000 $0.00
Shah Neal S
Employee Stock Option (Right to Buy) · derivative
2025-08-18 Grant 250,000 $0.00
Oliver Peter Robert
Director Stock Option (Right to Buy) · derivative
2025-08-18 Grant 60,000 $0.00
Shah Neal S
Employee Stock Option (Right to Buy) · derivative
2024-12-23 Grant 100,000 $0.00
Smith Mark A
Employee Stock Option (Right to Buy) · derivative
2024-12-23 Grant 150,000 $0.00
Beling David Coates
Director Stock Option (Right to Buy) · derivative
2024-12-23 Grant 50,000 $0.00
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 206 55,516,980
2025-12-31 192 40,738,025
2025-09-30 155 35,699,735
2025-06-30 101 13,590,107
2025-03-31 64 4,942,363
2024-12-31 59 3,191,916
2024-09-30 49 2,118,321
2024-06-30 60 2,246,359
2024-03-31 53 2,864,775
2023-12-31 57 2,504,608
2023-09-30 55 1,448,959
2023-06-30 53 1,232,124
Form 13F Holdings
Firm Period DFND Voting Shares
Ardsley Advisory Partners LP [2026-06-30] SOLE 125,000 125,000
4wealth Advisors Inc [2026-06-30] SOLE 0 69,750
CWA Asset Management Group LLC [2026-06-30] SOLE 0 56,575
Farther Finance Advisors LLC [2026-06-30] SOLE 0 25,706
Cypress Wealth Services LLC [2026-06-30] SOLE 0 15,590
Brookstone Capital Management [2026-06-30] SOLE 0 12,563
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 15 12,396
Quantum Financial Partners LLC [2026-06-30] SOLE 0 12,250
Cary Street Partners Financial LLC [2026-06-30] DFND 10,000 10,000
IFP Advisors LLC [2026-06-30] SOLE 9,515 9,515
Sarver Vrooman Wealth Advisors [2026-06-30] SOLE 2,173 2,173
Toth Financial Advisory Corp [2026-06-30] SOLE 2,000 2,000
Aspect Partners LLC [2026-06-30] SOLE 1,597 1,598
Corecap Advisors LLC [2026-06-30] SOLE 0 1,000
MassMutual Private Wealth & Trust FSB [2026-06-30] SOLE 645 645
Farmers & Merchants Investments Inc [2026-06-30] SOLE 500 500
True Wealth Design LLC [2026-06-30] SOLE 0 200
Gamma Investing LLC [2026-06-30] DFND 148 148
Torren Management LLC [2026-06-30] SOLE 0 130
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