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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
AIGH Capital Management LLC	[2025-06-30]	SOLE	297,440	297,440
APIS Capital Advisors LLC	[2025-06-30]	SOLE	124,024	124,024
Parsons Capital Management Inc/Ri	[2025-06-30]	SOLE	0	116,726
AIGH Capital Management LLC	[2025-06-30]	OTR	0	102,560
Manatuck Hill Partners LLC	[2025-06-30]	SOLE	50,416	50,416
Vanguard Group Inc	[2025-06-30]	SOLE	0	27,981
Stifel Financial Corp	[2025-06-30]	DFND	25,710	25,710
Citadel Advisors LLC	[2025-06-30]	DFND	25,524	25,524
Geode Capital Management LLC	[2025-06-30]	DFND	24,278	24,278
Wealthcare Advisory Partners LLC	[2025-06-30]	SOLE	0	15,188
Royal Bank of Canada	[2025-06-30]	DFND	15,101	15,101
LPL Financial LLC	[2025-06-30]	SOLE	0	10,000
Morgan Stanley	[2025-06-30]	DFND	0	5,802
Tower Research Capital LLC (TRC)	[2025-06-30]	DFND	2,145	2,145
UBS Group AG	[2025-06-30]	DFND	575	575
Bank of America Corp /DE/	[2025-06-30]	DFND	0	31
JPMorgan Chase & Co	[2025-06-30]	DFND	9	9
Concourse Financial Group Securities Inc	[2025-06-30]	SOLE	0	0
Ulland Investment Advisors LLC	[2025-06-30]	SOLE	1,000	0
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