UBS Group AG

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UBS Group AG
Ticker	OUBS
CIK #	0001610520
CUSIP	H89231338
Sector	Finance - National Commercial Banks
Address	Bahnhofstrasse 45, Zurich, CH-8001
Source	[EDGAR]

CIK	Filing	2011 - 2026
[0001610520]	13F-HR
[0001610520]	3
[0001610520]	4
[0001610520]	6-K
[0001610520]	SC 13D
[0001610520]	SC 13G

Form 13D/13G Filer	Form 13D/13G Subject	Filed	% Owned
UBS Group AG	Reviva Pharmaceuticals Holdings Inc	[2026-05-07]	0.0
UBS Group AG	Amicus Therapeutics Inc	[2026-05-07]	0.0
UBS Group AG	Apex Tech Acquisition Inc	[2026-05-07]	0.0
UBS Group AG	AMC Entertainment Holdings Inc	[2026-01-30]	0.0
UBS Group AG	Nuveen California Municipal Value Fund	[2026-01-30]	0.0
UBS Group AG	Western Asset Investment Grade Opportunity Trust Inc	[2025-04-30]	0.0
UBS Group AG	Clorox Co /DE/	[2025-04-25]	0.0
UBS Group AG	Renalytix PLC	[2025-02-10]	0.0
UBS Group AG	Color Star Technology Co Ltd	[2025-02-10]	0.0
Norges Bank	UBS Group AG	[2024-11-08]	5.08
UBS Group AG	Infinera Corp	[2024-11-06]	0.0
UBS Group AG	Rapid7 Inc	[2024-11-04]	0.0
UBS Group AG	Thornburg Income Builder Opportunities Trust	[2024-10-31]	0.0
UBS Group AG	Amneal Pharmaceuticals Inc	[2024-10-30]	0.0
UBS Group AG	Liberty Broadband Corp	[2024-10-30]	0.0
UBS Group AG	PIMCO Access Income Fund	[2024-02-07]	6.67
UBS Group AG	Sight Sciences Inc	[2024-02-07]	5.9
UBS Group AG	Cohen & Steers Ltd Duration Preferred & Income Fund Inc	[2024-02-07]	5.07
UBS Group AG	Marcus Corp	[2024-02-06]	5.28
UBS Group AG	Aslan Pharmaceuticals Ltd	[2024-02-06]	8.91
UBS Group AG	Gabelli Equity Trust Inc	[2024-01-18]	12.92
UBS Group AG	TG Venture Acquisition Corp	[2023-09-08]	16.26
UBS Group AG	BlackRock Multi-Sector Opportunities Trust II	[2023-06-08]	10.02
UBS Group AG	Huya Inc	[2023-02-08]	7.93
UBS Group AG	RiverNorth/DoubleLine Strategic Opportunity Fund Inc	[2023-02-08]	8.03
UBS Group AG	Abrdn Global Infrastructure Income Fund	[2023-02-08]	5.27
UBS Group AG	Vipshop Holdings Ltd	[2022-05-10]	13.4
BlackRock Inc	UBS Group AG	[2022-02-04]	5.1
UBS Group AG	Aberdeen Income Credit Strategies Fund	[2021-06-09]	20.3
UBS Group AG	Gabelli Dividend & Income Trust	[2021-05-10]	24.15
UBS Group AG	RiverNorth/DoubleLine Strategic Opportunity Fund Inc	[2021-02-08]	7.03
UBS Group AG	First Majestic Silver Corp	[2020-02-11]	5.4
UBS Group AG	New York Mortgage Trust Inc	[2020-02-11]	5.88
UBS Group AG	Waitr Holdings Inc	[2020-02-11]	6.68
UBS Group AG	Hilton Grand Vacations Inc	[2020-02-11]	5.08
UBS Group AG	Nuveen Tax Advantaged Total Return Strategy Fund	[2020-02-11]	5.69
UBS Group AG	Bain Capital Specialty Finance Inc	[2020-02-11]	5.61
UBS Group AG	Aytu Bioscience Inc	[2019-03-08]	16.14
UBS Group AG	Proqr Therapeutics NV	[2019-02-15]	5.39
UBS Group AG	Paratek Pharmaceuticals Inc	[2019-02-15]	6.6
UBS Group AG	Encore Capital Group Inc	[2019-02-15]	5.03
UBS Group AG	Mesa Air Group Inc	[2019-02-15]	0.29
UBS Group AG	DHI Group Inc	[2019-02-15]	0.57
UBS Group AG	Voyager Therapeutics Inc	[2019-02-15]	6.1
UBS Group AG	Alphatec Holdings Inc	[2019-02-15]	6.86
UBS Group AG	Shire PLC	[2019-02-15]	0.17
UBS Group AG	Silverbow Resources Inc	[2019-02-15]	8.66
UBS Group AG	Eldorado Resorts Inc	[2019-02-15]	6.65
UBS Group AG	Orbcomm Inc	[2019-02-15]	7.05
UBS Group AG	Pandora Media LLC	[2019-02-15]	5.51
UBS Group AG	Cellectar Biosciences Inc	[2019-02-15]	6.84
UBS Group AG	Western Asset Mortgage Capital Corp	[2019-02-15]	5.87
UBS Group AG	Barings BDC Inc	[2019-02-15]	5.3
UBS Group AG	Sundance Energy Australia Ltd	[2019-02-15]	6.38
UBS Group AG	Pilgrim Bancshares Inc	[2019-02-15]	0.88
UBS Group AG	Manitowoc Co Inc	[2019-02-15]	5.58
UBS Group AG	Consumer Portfolio Services Inc	[2019-02-15]	8.81
UBS Group AG	New Home Co Inc	[2019-02-15]	0.64
UBS Group AG	Welbilt Inc	[2019-02-15]	7.22
UBS Group AG	Falcon Minerals Corp	[2019-02-15]	0.27
UBS Group AG	Kayne Anderson MLP/Midstream Investment Co	[2019-02-15]	5.27
UBS Group AG	Alimera Sciences Inc	[2019-02-14]	6.99
UBS Group AG	Antares Pharma Inc	[2019-02-14]	8.34
UBS Group AG	Viveve Medical Inc	[2019-02-14]	5.2
UBS Group AG	Achieve Life Sciences Inc	[2019-02-14]	6.74
UBS Group AG	Hopfed Bancorp Inc	[2019-02-08]	10.41
UBS Group AG	Tenet Healthcare Corp	[2019-01-23]	12.19
UBS Group AG	Nuverra Environmental Solutions Inc	[2019-01-11]	44.38
UBS Group AG	Hamilton Bancorp Inc	[2019-01-11]	10.02
UBS Group AG	Valeritas Holdings Inc	[2019-01-11]	15.48
UBS Group AG	Vical Inc	[2019-01-11]	10.64
UBS Group AG	Anchor Bancorp	[2018-10-10]	10.8
UBS Group AG	Pain Therapeutics Inc	[2018-09-10]	12.77
UBS Group AG	Intellipharmaceutics International Inc	[2018-06-11]	16.1
UBS Group AG	Ophthotech Corp	[2018-06-11]	10.8
UBS Group AG	Gabelli Multimedia Trust Inc	[2018-05-25]	40.0
UBS Group AG	American Energy Group Ltd	[2018-02-14]	5.34
UBS Group AG	Zillow Group Inc	[2018-02-14]	7.3
UBS Group AG	Safety Income & Growth Inc	[2018-02-13]	8.66
UBS Group AG	John Hancock Tax-Advantaged Dividend Income Fund	[2018-02-13]	5.36
UBS Group AG	Nuveen Tax Advantaged Total Return Strategy Fund	[2018-02-13]	5.16
UBS Group AG	Western Asset Corporate Loan Fund Inc	[2018-02-13]	5.59
UBS Group AG	Morgan Stanley Emerging Markets Domestic Debt Fund Inc	[2018-02-13]	5.22
UBS Group AG	Evogene Ltd	[2018-02-13]	5.17
UBS Group AG	BlackRock Multi-Sector Income Trust	[2018-02-13]	6.97
UBS Group AG	Changyoucom Ltd	[2018-02-09]	8.62
UBS Group AG	Prudential Short Duration High Yield Fund Inc	[2018-02-09]	10.65
BlackRock Inc	UBS Group AG	[2018-02-01]	5.3
UBS Group AG	AVIS Budget Group Inc	[2017-02-07]	6.55
UBS Group AG	Istar Inc	[2017-02-07]	5.34
UBS Group AG	Crestwood Equity Partners LP	[2017-02-07]	5.89
UBS Group AG	Ares Dynamic Credit Allocation Fund Inc	[2017-02-07]	5.04
UBS Group AG	Western Asset Emerging Markets Debt Fund Inc	[2017-02-07]	5.24
UBS Group AG	Virtus Global Multi-Sector Income Fund	[2017-02-07]	5.68
UBS Group AG	Sunopta Inc	[2017-02-07]	6.66
UBS Group AG	Columbia Pipeline Partners LP	[2017-02-07]	5.48
UBS Group AG	Pacific Biosciences of California Inc	[2017-02-07]	6.29
UBS Group AG	Parexel International Corp	[2017-02-07]	5.97
UBS Group AG	Western Asset Managed Municipals Fund Inc	[2016-03-14]	35.0
UBS Group AG	Western Asset Intermediate Muni Fund Inc	[2016-03-14]	19.23
UBS Group AG	GI Dynamics Inc	[2016-02-10]	6.42
UBS Group AG	Sanchez Production Partners LP	[2016-02-09]	5.75
UBS Group AG	Crane Co /DE/	[2016-02-09]	6.42
UBS Group AG	Western Asset Managed High Income Fund Inc	[2016-02-09]	5.05
UBS Group AG	Consol Energy Inc	[2016-02-09]	5.31
UBS Group AG	Ellsworth Growth & Income Fund Ltd	[2016-02-09]	6.16
UBS Group AG	Cheniere Energy Partners LP	[2016-02-09]	5.0
UBS Group AG	Bancroft Fund Ltd	[2016-02-09]	5.66
UBS Group AG	Truecar Inc	[2016-02-09]	7.97
UBS Group AG	American Capital Mortgage Investment Corp	[2016-02-09]	5.16
UBS Group AG	Apollo Global Management LLC	[2016-02-09]	5.65
UBS Group AG	UBS AG	[2015-05-07]	0.0
UBS Group AG	Western Asset Municipal Partners Fund Inc	[2015-04-10]	7.57
BlackRock Inc	UBS Group AG	[2015-02-03]	5.1
UBS Group AG	Tuniu Corp	[2015-01-21]	7.72
UBS Group AG	Autohome Inc	[2015-01-21]	7.56
UBS Group AG	500COM Ltd	[2015-01-21]	7.99
UBS Group AG	OFS Capital Corp	[2015-01-21]	5.44
UBS Group AG	Western Asset Investment Grade Defined Opportunity Trust Inc	[2015-01-21]	7.38
UBS Group AG	Herbalife Ltd	[2015-01-21]	6.4
UBS Group AG	Trulia Inc	[2015-01-21]	7.01
UBS Group AG	Markwest Energy Partners L P	[2015-01-21]	6.13
UBS Group AG	Sunoco LP	[2015-01-21]	5.31
UBS Group AG	Zillow Inc	[2015-01-21]	5.29
GIC Private Ltd	UBS Group AG	[2014-12-16]	7.07

Form 3/4/5 Filer	2011 - 2026
Eaton Vance Senior Income Trust
UBS Group AG
Eaton Vance Senior Floating-Rate Trust
Eaton Vance Ltd Duration Income Fund
Global Star Acquisition Inc
ENDRA Life Sciences Inc
Empery Digital Inc
Gabelli Equity Trust Inc
Gabelli Dividend & Income Trust
Gabelli Multimedia Trust Inc
Edible Garden AG Inc
PIMCO New York Municipal Income Fund
PIMCO California Municipal Income Fund II
PIMCO Corporate & Income Strategy Fund
PIMCO California Municipal Income Fund III
PIMCO New York Municipal Income Fund III
PIMCO Corporate & Income Opportunity Fund
PIMCO California Municipal Income Fund
PIMCO Income Strategy Fund
PIMCO Income Strategy Fund II
PIMCO High Income Fund
PIMCO Municipal Income Fund
PIMCO Municipal Income Fund II
PIMCO Municipal Income Fund III
PIMCO New York Municipal Income Fund II
BNY Mellon Municipal Income Inc
BNY Mellon Strategic Municipals Inc
BNY Mellon Strategic Municipal Bond Fund Inc
Western Asset Managed Municipals Fund Inc
Western Asset Municipal Partners Fund Inc
Western Asset Intermediate Muni Fund Inc
Virtus Convertible & Income Fund II
Virtus Convertible & Income Fund
Alliance California Municipal Income Fund
AllianceBernstein National Municipal Income Fund
Franklin Ltd Duration Income Trust
Pioneer Municipal High Income Advantage Fund Inc
Pioneer Municipal High Income Fund Inc
BlackRock Municipal 2020 Term Trust
Eaton Vance Ohio Municipal Income Trust
Eaton Vance Michigan Municipal Income Trust
Eaton Vance Massachusetts Municipal Income Trust
Eaton Vance New Jersey Municipal Income Trust
Eaton Vance Municipal Income Trust
Eaton Vance Pennsylvania Municipal Income Trust
Eaton Vance California Municipal Income Trust
Eaton Vance New York Municipal Income Trust
Eaton Vance California Municipal Bond Fund II
Eaton Vance Massachusetts Municipal Bond Fund
Eaton Vance Municipal Bond Fund II
Eaton Vance New York Municipal Bond Fund II
Eaton Vance Pennsylvania Municipal Bond Fund
Eaton Vance Michigan Municipal Bond Fund
Eaton Vance New Jersey Municipal Bond Fund
Eaton Vance Ohio Municipal Bond Fund

13F Ownership Over Time	Holders	Shares Held
2026-03-31	1	280
2025-12-31	1	350
2025-09-30	1	350
2025-06-30	1	600
2025-03-31	1	760
2022-06-30	1	16
2022-03-31	1	320
2021-12-31	2	435
2021-09-30	2	11,261
2021-06-30	2	10,750
2021-03-31	3	10,930
2020-12-31	2	10,750

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Byrne Asset Management LLC	[2026-06-30]	SOLE	130	130
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