Smart Global Holdings Inc

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Smart Global Holdings Inc
TickerPENG
CIK #0001616533
CUSIPG8232Y101
SectorManufacturing - Semiconductors & Related Devices
Address39870 Eureka Drive, Newark, CA 94560-4809
Source [EDGAR]
CIK Filing 2011 - 2025
[0001616533] 10-K
[0001616533] 10-Q
[0001616533] 3
[0001616533] 4
[0001616533] 8-K
[0001616533] SC 13D
[0001616533] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
State Street Corp Penguin Solutions Inc [2025-05-13] 0.0
Crosslink Capital Inc Penguin Solutions Inc [2025-02-14] 0.0
SK Telecom Co Ltd Penguin Solutions Inc [2024-12-20] 0.0
FMR LLC Penguin Solutions Inc [2024-11-12] 0.0
Yiheng Capital Management LP Smart Global Holdings Inc [2024-02-14] 5.58
State Street Corp Smart Global Holdings Inc [2022-02-10] 5.43
Ameriprise Financial Inc Smart Global Holdings Inc [2021-02-12] 7.95
Vanguard Group Inc Smart Global Holdings Inc [2021-02-10] 5.49
FMR LLC Smart Global Holdings Inc [2021-02-08] 0.0
Russell Investments Group Ltd Smart Global Holdings Inc [2021-02-02] 6.5
Vanguard Group Inc Smart Global Holdings Inc [2019-02-12] 7.33
BlackRock Inc Smart Global Holdings Inc [2019-02-08] 7.3
Silver Lake Offshore AIV GP III Ltd Smart Global Holdings Inc [2017-06-09] 43.7
Park West Asset Management LLC Smart Global Holdings Inc [2017-06-05] 5.3
Form 3/4/5 Filer 2011 - 2025
Pacheco Jack A
Penguin Solutions, Inc.
Clark Joseph Gates
Adams Mark
Kuykendall Anne
Manca Peter J
Olmstead Nathan
Herscher Penny
PUMA Mary G
Papermaster Mark D
Nayyar Sandeep
Straub Maximiliane C
Ingram Bryan
Astra AI Infra LLC
SK Telecom Co Ltd
Ha Min Yong
Rizvi Ken
Furr Randy W
Laurello David C
Pellegrino Thierry
Demby Claude
Shah Ajay
Patel Mukesh
Silver Lake Technology Associates III Cayman, L.P.
Silver Lake Technology Investors III Cayman, L.P.
Silver Lake Technology Associates Sumeru Cayman, L.P.
SLTA Sumeru (GP) Cayman, L.P.
Silver Lake (Offshore) AIV GP III, Ltd.
Silver Lake Sumeru Fund Cayman, L.P.
Silver Lake Technology Investors Sumeru Cayman, L.P.
Silver Lake Sumeru Offshore AIV GP Ltd
Silver Lake Partners III Cayman (AIV III), L.P.
Kim KiWan
Marten Alan
Hao Kenneth
Dow Stephen C.
Goldberg Bruce M
Coull Thomas
Mercadante Paul
MacKenzie Iain
Davidson James
White Jason
Form 13F Holdings
Firm Period DFND Voting Shares
BlackRock, Inc. [2025-06-30] SOLE 8,207,105 8,338,341
Vanguard Group Inc [2025-06-30] SOLE 0 6,474,595
FMR LLC [2025-06-30] DFND 4,581,388 4,585,231
Crosslink Capital Inc [2025-06-30] SOLE 3,580,777 3,580,777
State Street Corp [2025-06-30] DFND 2,568,549 2,690,498
AllianceBernstein LP [2025-06-30] DFND 1,202,092 1,288,812
Paradigm Capital Management Inc/Ny [2025-06-30] SOLE 993,100 993,100
JPMorgan Chase & Co [2025-06-30] DFND 946,228 986,545
American Century Companies Inc [2025-06-30] DFND 956,715 956,715
Morgan Stanley [2025-06-30] DFND 884,484 942,297
Think Investments LP [2025-06-30] OTR 0 904,587
Royce & Associates LP [2025-06-30] SOLE 903,173 903,173
Deutsche Bank AG [2025-06-30] SOLE 865,172 865,172
Charles Schwab Investment Management Inc [2025-06-30] SOLE 854,060 854,097
UBS Group AG [2025-06-30] DFND 807,620 813,794
Wellington Management Group LLP [2025-06-30] DFND 0 690,663
Northern Trust Corp [2025-06-30] DFND 579,147 587,308
PAW Capital Corp [2025-06-30] SOLE 470,000 470,000
Clearbridge Investments LLC [2025-06-30] SOLE 423,662 467,797
Nuveen, LLC [2025-06-30] DFND 433,012 433,913
Pacer Advisors Inc [2025-06-30] SOLE 388,370 388,370
Cubist Systematic Strategies, LLC [2025-06-30] DFND 0 386,566
Silvercrest Asset Management Group LLC [2025-06-30] SOLE 202,151 357,026
Bank of New York Mellon Corp [2025-06-30] DFND 309,924 341,365
LPL Financial LLC [2025-06-30] SOLE 18,295 316,108
First Eagle Investment Management LLC [2025-06-30] SOLE 308,744 308,744
Invesco Ltd. [2025-06-30] DFND 0 308,512
Bank of Montreal /Can/ [2025-06-30] DFND 302,460 302,659
Jane Street Group LLC [2025-06-30] DFND 245,013 293,613
Royal Bank of Canada [2025-06-30] DFND 4,802 288,992
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