PennantPark Floating Rate Capital Ltd

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PennantPark Floating Rate Capital Ltd
TickerPFLT
CIK #0001504619
CUSIP70806A106
Sector -
Address590 Madison Avenue 15th Floor, New York, NY 10022
Source [EDGAR]
CIK Filing 2011 - 2024
[0001504619] 10-K
[0001504619] 10-Q
[0001504619] 3
[0001504619] 4
[0001504619] 8-K
[0001504619] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
[2012-05-29] None
Form 3/4/5 Filer 2011 - 2024
PennantPark Floating Rate Capital Ltd.
Allorto Richard T JR
Briones Jose A
Flug Jeffrey
Cheung Richard
Katz Samuel L
Bernstein Adam K
Efrat Aviv
Penn Arthur H
Form 13F Holdings
Firm Period DFND Voting Shares
Sound Income Strategies LLC [2023-03-31] SOLE 0.0 2,865,356.0
Altshuler Shaham Ltd [2023-03-31] DFND 1,839,245.0 1,839,245.0
van Eck Associates Corp [2023-03-31] SOLE 676,146.0 676,146.0
Morgan Stanley [2023-03-31] DFND 1,793.0 355,614.0
First Republic Investment Management Inc [2023-03-31] SOLE 353,794.0 353,794.0
Two Sigma Advisers LP [2023-03-31] SOLE 292,975.0 333,075.0
Advisors Asset Management Inc [2023-03-31] SOLE 320,460.0 320,460.0
Legal & General Group Plc [2023-03-31] DFND 308,803.0 308,803.0
BlackRock Inc. [2023-03-31] SOLE 258,199.0 258,199.0
Advisor Group Holdings Inc [2023-03-31] DFND 4,113.0 181,899.0
Hennion & Walsh Asset Management Inc [2023-03-31] SOLE 162,827.0 162,827.0
Two Sigma Investments LP [2023-03-31] SOLE 158,368.0 158,368.0
Citadel Advisors LLC [2023-03-31] DFND 154,323.0 154,323.0
Golden Green Inc [2023-03-31] SOLE 0.0 153,589.0
UBS Group AG [2023-03-31] DFND 0.0 150,628.0
Toroso Investments LLC [2023-03-31] SOLE 145,792.0 145,792.0
Hightower Advisors LLC [2023-03-31] SOLE 126,927.0 126,927.0
PFG Advisors [2023-03-31] SOLE 123,877.0 123,877.0
Goldman Sachs Group Inc [2023-03-31] DFND 110,766.0 110,766.0
Muzinich & Co Inc [2023-03-31] SOLE 0.0 105,234.0
Sumitomo Mitsui Trust Holdings, Inc. [2023-03-31] DFND 105,234.0 105,234.0
McKinley Capital Management LLC [2023-03-31] SOLE 0.0 89,049.0
Stifel Financial Corp [2023-03-31] DFND 77,616.0 86,456.0
Susquehanna International Group LLP [2023-03-31] DFND 0.0 71,500.0
Emerald Mutual Fund Advisers Trust [2023-03-31] SOLE 70,760.0 70,760.0
Mackenzie Financial Corp [2023-03-31] SOLE 62,582.0 62,582.0
PNC Financial Services Group Inc [2023-03-31] OTR 61,156.0 61,156.0
PNC Financial Services Group Inc [2023-03-31] DFND 61,156.0 61,156.0
AE Wealth Management LLC [2023-03-31] SOLE 0.0 60,834.0
CSS Llc/Il [2023-03-31] SOLE 59,566.0 59,566.0
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