Research Frontiers Inc

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Research Frontiers Inc
TickerREFR
CIK #0000793524
CUSIP760911107
SectorReal Estate & Construction - Patent Owners & Lessors
Address240 Crossways Park Dr, Woodbury, NY 11797-2033
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Research Frontiers Inc 2012-10-15 5.6 M Exemption: 506 · Minimum: $1,000,000 · Duration: One year or less · Commission: $336,750 · Revenue: $1,000,001 - $5,000,000
CIK Filing 2011 - 2026
[0000793524] 10-K
[0000793524] 10-Q
[0000793524] 3
[0000793524] 4
[0000793524] 8-K
[0000793524] D
[0000793524] SC 13D
[0000793524] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Morgan Stephen L Research Frontiers Inc [2025-10-17] 0.0
Morgan Stephen L Research Frontiers Inc [2024-01-24] 5.85518
Morgan Stephen L Research Frontiers Inc [2023-10-19] 5.01635
BlackRock Inc Research Frontiers Inc [2021-02-02] 6.4
Gauzy Ltd Research Frontiers Inc [2019-07-08] 11.0
Goldman Capital Management Inc Research Frontiers Inc [2013-09-26] 5.1
[2012-10-12] None
Form 3/4/5 Filer 2011 - 2026
Research Frontiers Inc
Daigle Darryl
Kaganowicz Alexander
Harary Joseph M
Peso Eyal
Lapointe Michael R
Settle William Graham
Douglas Family Trust
Douglas Kevin
James & Jean Douglas Irrevocable Descendants Trust
van Voorhees Seth
Slovak Steven Michael
Grimes Gregory George
SAXE Robert L
Keen Victor F
Guthrie Marion Philip
Derby Jack
Hermon-Taylor Richard James
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Kaganowicz Alexander
Stock Option (right to buy) · derivative
2025-12-31 Grant 45,000 $0.00
Daigle Darryl
Stock Option (right to buy) · derivative
2025-12-31 Grant 45,000 $0.00
Harary Joseph M
Stock Option (right to buy) · derivative
2025-12-31 Grant 65,000 $0.00
Kaganowicz Alexander
Stock Option (right to buy) · derivative
2024-12-31 Grant 45,000 $0.00
Harary Joseph M
Stock Option (right to buy) · derivative
2024-12-31 Grant 60,000 $0.00
Daigle Darryl
Stock Option (right to buy) · derivative
2024-12-31 Grant 45,000 $0.00
Peso Eyal
Stock Option (right to buy) · derivative
2024-12-31 Grant 45,000 $0.00
Lapointe Michael R
Stock Option (right to buy) · derivative
2024-12-31 Grant 6,000 $0.00
Kaganowicz Alexander
Common Stock
2024-06-14 Buy 2,000 $1.94 3,880
Daigle Darryl
Common Stock
2024-06-07 Buy 4,300 $1.74 7,482
Daigle Darryl
Common Stock
2024-02-07 Buy 1,000 $1.00 1,000
Lapointe Michael R
Stock Option (right to buy) · derivative
2023-12-31 Grant 6,000 $0.00
Kaganowicz Alexander
Stock Option (right to buy) · derivative
2023-12-31 Grant 45,000 $0.00
Daigle Darryl
Stock Option (right to buy) · derivative
2023-12-31 Grant 45,000 $0.00
Harary Joseph M
Stock Option (right to buy) · derivative
2023-12-31 Grant 60,000 $0.00
Peso Eyal
Stock Option (right to buy) · derivative
2023-12-31 Grant 45,000 $0.00
Daigle Darryl
Common Stock
2023-12-11 Buy 7,750 $0.97 7,518
Daigle Darryl
Common Stock
2023-10-02 Buy 500 $1.05 525
Daigle Darryl
Common Stock
2023-09-13 Buy 1,600 $1.35 2,160
Daigle Darryl
Common Stock
2023-09-13 Buy 5,350 $1.40 7,490
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 35 3,840,595
2025-12-31 35 4,013,581
2025-09-30 31 4,363,997
2025-06-30 32 4,413,501
2025-03-31 34 4,631,326
2024-12-31 32 5,151,234
2024-09-30 31 3,215,933
2024-06-30 32 4,151,093
2024-03-31 35 4,235,442
2023-12-31 36 3,333,616
2023-09-30 38 3,384,375
2023-06-30 40 3,287,419
Form 13F Holdings
Firm Period DFND Voting Shares
HM Payson & Co [2026-06-30] SOLE 0 20,000
CGN Advisors LLC [2026-06-30] SOLE 0 14,350
Farrell Financial LLC [2026-06-30] SOLE 0 10,307
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