S&W Seed Co

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S&W Seed Co
TickerSANW
CIK #0001477246
CUSIP785135104
Sector -
Address25552 South Butte Avenue, Five Points, CA 93624
Source [EDGAR]
CIK Filing 2011 - 2024
[0001477246] 10-K
[0001477246] 10-Q
[0001477246] 3
[0001477246] 4
[0001477246] 5
[0001477246] 8-K
[0001477246] D
[0001477246] SC 13D
[0001477246] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Wynnefield Partners Small Cap Value LP I S&W Seed Co [2023-02-16] 4.9
Wynnefield Partners Small Cap Value LP S&W Seed Co [2017-07-24] 6.2
Wynnefield Partners Small Cap Value LP S&W Seed Co [2016-02-16] 1.9
MFP Investors LLC S&W Seed Co [2015-06-01] 0.99
Hudson Bay Capital Management LP S&W Seed Co [2015-02-10] 0.99
DRH Investments Inc S&W Seed Co [2015-01-20] 5.53
Wolverine Asset Management LLC S&W Seed Co [2015-01-09] 7.5
MFP Investors LLC S&W Seed Co [2015-01-07] 0.99
Wickersham Grover T S&W Seed Co [2014-06-09] 6.3
Wellington Trust Company National Association Multiple Common Trust Funds Trust Micro Cap Equity Portfolio S&W Seed Co [2014-04-10] 7.8
Wellington Management Co LLP S&W Seed Co [2014-02-14] 7.6
Wellington Trust Co N A S&W Seed Co [2014-02-14] 7.6
Putnam Investments LLC S&W Seed Co [2014-02-14] 9.6
RMB Capital Management LLC S&W Seed Co [2014-02-10] 7.93
Sophrosyne Capital LLC S&W Seed Co [2013-06-28] 5.26
Paulson Capital Corp S&W Seed Co [2013-02-19] 5.0645
Paulson Capital Corp S&W Seed Co [2013-02-19] 4.333
BMO Financial Corp S&W Seed Co [2013-01-10] 0.0
Imperial Valley Seeds Inc S&W Seed Co [2012-10-11] 5.1
[2012-09-28] None
Paulson Capital Corp S&W Seed Co [2012-02-09] 6.7524
Form 3/4/5 Filer 2011 - 2024
Baughman Vanessa
S&W Seed Co
Wong Mark
Horton Elizabeth
Panter Donald M. Jr.
Price Jennifer C.
MFP Investors LLC
MFP Partners LP
Wynnefield Capital Management LLC
Wynnefield Capital, Inc. Profit Sharing Plan
Wynnefield Small Cap Value Offshore Fund Ltd
Wynnefield Partners Small Cap Value LP I
Wynnefield Capital Inc
Wynnefield Partners Small Cap Value LP
Landes Joshua
Obus Nelson
Herrmann Mark
Willits Alan D
Matina Alexander C
Price Michael F
Seidler Charles B
Straus Robert D
Madere Consuelo E.
Harvey Mark James
Fischhoff David A
Szot Matthew K
Callachor David Thomas
Wickersham Grover T
Gardner Danielson B
Jury Dennis Charles
Bornt Glen D
Grewal Mark S
Fleming MICK
Smith William S
Nordstrom Michael N
Karsten Daniel Z
Fabre Fred G
Culhane Michael C
Veneman Ann M
Yellowjacket LP
Lishman Robert W
Form 13F Holdings
Firm Period DFND Voting Shares
Price Jennifer C. [2023-03-31] DFND 0.0 17,448,226.0
Wynnefield Capital Inc [2023-03-31] SOLE 4,112,950.0 4,112,950.0
Cutter & CO Brokerage, Inc. [2023-03-31] SOLE 0.0 2,075,793.0
Vanguard Group Inc [2023-03-31] SOLE 0.0 703,926.0
Essex Investment Management Co LLC [2023-03-31] SOLE 165,101.0 485,635.0
Thompson Davis & Co Inc [2023-03-31] SOLE 0.0 401,250.0
Teton Advisors, Inc. [2023-03-31] SOLE 370,000.0 370,000.0
Prescott Group Capital Management LLC [2023-03-31] SOLE 353,651.0 353,651.0
Captrust Financial Advisors [2023-03-31] SOLE 200,000.0 200,000.0
Geode Capital Management LLC [2023-03-31] DFND 175,516.0 175,516.0
First Western Trust Bank [2023-03-31] SOLE 165,315.0 165,315.0
Shufro Rose & Co LLC [2023-03-31] SOLE 0.0 161,500.0
Oak Family Advisors LLC [2023-03-31] SOLE 0.0 145,177.0
BlackRock Inc. [2023-03-31] SOLE 75,680.0 75,680.0
Koshinski Asset Management, Inc. [2023-03-31] SOLE 0.0 60,708.0
State Street Corp [2023-03-31] DFND 59,687.0 59,687.0
Renaissance Technologies LLC [2023-03-31] SOLE 57,120.0 57,120.0
Gabelli Funds LLC [2023-03-31] SOLE 50,000.0 50,000.0
Legato Capital Management LLC [2023-03-31] OTR 0.0 41,011.0
Northern Trust Corp [2023-03-31] DFND 0.0 32,827.0
Susquehanna International Group LLP [2023-03-31] DFND 30,686.0 30,686.0
Dimensional Fund Advisors LP [2023-03-31] DFND 0.0 29,855.0
Citadel Advisors LLC [2023-03-31] DFND 17,100.0 17,100.0
Janney Montgomery Scott LLC [2023-03-31] SOLE 15,500.0 15,500.0
Commons Capital LLC [2023-03-31] SOLE 0.0 15,000.0
Virtu Financial LLC [2023-03-31] DFND 12,402.0 12,402.0
Greenhaven Road Investment Management LP [2023-03-31] OTR 0.0 11,363.0
Vanguard Group Inc [2023-03-31] DFND 0.0 9,474.0
Whittier Trust Co [2023-03-31] SOLE 0.0 8,000.0
Tower Research Capital LLC (TRC) [2023-03-31] DFND 6,093.0 6,093.0
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