S&W Seed Co

-

Stock Issuer and Owners

Home | Sign Up | Log In
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
S&W Seed Co
TickerSANW
CIK #0001477246
CUSIP785135302
SectorLife Sciences - Agricultural Production-Crops
Address25552 South Butte Avenue, Five Points, CA 93624
Source [EDGAR]
CIK Filing 2011 - 2025
[0001477246] 10-K
[0001477246] 10-Q
[0001477246] 3
[0001477246] 4
[0001477246] 5
[0001477246] 8-K
[0001477246] D
[0001477246] SC 13D
[0001477246] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Wynnefield Partners Small Cap Value LP I S&W Seed Co [2023-02-16] 4.9
Wynnefield Partners Small Cap Value LP S&W Seed Co [2017-07-24] 6.2
Wynnefield Partners Small Cap Value LP S&W Seed Co [2016-02-16] 1.9
MFP Investors LLC S&W Seed Co [2015-06-01] 0.99
Hudson Bay Capital Management LP S&W Seed Co [2015-02-10] 0.99
DRH Investments Inc S&W Seed Co [2015-01-20] 5.53
Wolverine Asset Management LLC S&W Seed Co [2015-01-09] 7.5
MFP Investors LLC S&W Seed Co [2015-01-07] 0.99
Wickersham Grover T S&W Seed Co [2014-06-09] 6.3
Wellington Trust Company National Association Multiple Common Trust Funds Trust Micro Cap Equity Portfolio S&W Seed Co [2014-04-10] 7.8
Wellington Trust Co N A S&W Seed Co [2014-02-14] 7.6
Wellington Management Co LLP S&W Seed Co [2014-02-14] 7.6
Putnam Investments LLC S&W Seed Co [2014-02-14] 9.6
RMB Capital Management LLC S&W Seed Co [2014-02-10] 7.93
Sophrosyne Capital LLC S&W Seed Co [2013-06-28] 5.26
Paulson Capital Corp S&W Seed Co [2013-02-19] 4.333
Paulson Capital Corp S&W Seed Co [2013-02-19] 5.0645
BMO Financial Corp S&W Seed Co [2013-01-10] 0.0
Imperial Valley Seeds Inc S&W Seed Co [2012-10-11] 5.1
[2012-09-28] None
Paulson Capital Corp S&W Seed Co [2012-02-09] 6.7524
Form 3/4/5 Filer 2011 - 2025
Baughman Vanessa
S&W Seed Co
Herrmann Mark
MFP Investors LLC
MFP Partners LP
Price Jennifer C.
Matina Alexander C
Willits Alan D
Rona Jeffrey A
Wong Mark
Harvey Mark James
Horton Elizabeth
Panter Donald M. Jr.
Wynnefield Capital Inc
Wynnefield Capital, Inc. Profit Sharing Plan
Wynnefield Partners Small Cap Value LP I
Obus Nelson
Wynnefield Capital Management LLC
Wynnefield Partners Small Cap Value LP
Wynnefield Small Cap Value Offshore Fund Ltd
Landes Joshua
Price Michael F
Fischhoff David A
Seidler Charles B
Straus Robert D
Madere Consuelo E.
Callachor David Thomas
Szot Matthew K
Wickersham Grover T
Gardner Danielson B
Jury Dennis Charles
Bornt Glen D
Grewal Mark S
Fleming MICK
Smith William S
Nordstrom Michael N
Karsten Daniel Z
Fabre Fred G
Culhane Michael C
Veneman Ann M
Lishman Robert W
Yellowjacket LP
Form 13F Holdings
Firm Period DFND Voting Shares
Wynnefield Capital Inc [2025-06-30] SOLE 223,718 223,718
Vanguard Group Inc [2025-06-30] SOLE 0 37,645
Geode Capital Management LLC [2025-06-30] DFND 13,096 13,096
Tower Research Capital LLC (TRC) [2025-06-30] DFND 2,294 2,294
UBS Group AG [2025-06-30] DFND 2,280 2,280
BlackRock, Inc. [2025-06-30] SOLE 1,025 1,025
Wells Fargo & Company/MN [2025-06-30] DFND 0 684
Vanguard Group Inc [2025-06-30] DFND 0 499
Whittier Trust Co [2025-06-30] SOLE 0 421
Osaic Holdings Inc [2025-06-30] DFND 0 105
SBI Securities Co., Ltd. [2025-06-30] DFND 46 46
Morgan Stanley [2025-06-30] DFND 18 18
Bank of America Corp /DE/ [2025-06-30] DFND 0 11
Group One Trading LLC [2025-06-30] SOLE 4 4
Concourse Financial Group Securities Inc [2025-06-30] SOLE 0 0
Prev | Page 1 | Next
Terms | Privacy | Guide
tony@aum13f.com