Wynnefield Capital Inc

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Assets, Funds, Holdings

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Wynnefield Capital Inc
CRD #157604
SEC #801-73498
CIK #0001056835, 0001251567
AUM $228.1 M (2025-03-28)
Employees 3 (100% Investors, 0% Brokers)
Phone212-760-0814
Address450 Seventh Ave
New York, NY 10123
Source [IAPD] [EDGAR] [Website] [Facebook]
Total AUM ($M)
4003202401608002011201620212026
CIK Period
0001056835 0001251567
Sector Form 13F Holdings Value ($M)
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Type Form D Funds Date Sold ($M) AUM ($M)
HF Wynnefield Partners Small Cap Value LP [2012-02-13] 70.1
HF Wynnefield Partners Small Cap Value LP I 2012-02-13 110.3
HF Wynnefield Small Cap Value Offshore Fund Ltd 2012-02-13 39.1
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 3 219.5
(g) Pension and profit sharing plans 1 8.6
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 4 228.1
By Discretionary
Discretionary 4 228.1
Non-Discretionary 0 0.0
Total 4 228.1
By Non-United States Persons
Non-United States Persons 39.1
United States Persons 189.0
Total 4 228.1
EDGAR Form CIK 2011 - 2025
3 [0001056835]
4 [0001056835]
13F-HR [0001251567]
3 [0001251567]
4 [0001251567]
Form 3/4/5 Subject 2011 - 2025
Wynnefield Capital Inc
Wynnefield Capital, Inc. Profit Sharing Plan
Wynnefield Partners Small Cap Value LP I
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Obus Nelson
Wynnefield Capital Management LLC
Wynnefield Partners Small Cap Value LP
Wynnefield Small Cap Value Offshore Fund Ltd
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