S&W Seed Co

-

Stock Issuer and Owners

Home | Sign Up | Log In
Message
Happy Holidays!! thanks for using AUM13F!!
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
S&W Seed Co
TickerSANW
CIK #0001477246
CUSIP785135302
SectorLife Sciences - Agricultural Production-Crops
Address25552 South Butte Avenue, Five Points, CA 93624
Source [EDGAR]
CIK Filing 2011 - 2025
[0001477246] 10-K
[0001477246] 10-Q
[0001477246] 3
[0001477246] 4
[0001477246] 5
[0001477246] 8-K
[0001477246] D
[0001477246] SC 13D
[0001477246] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Wynnefield Partners Small Cap Value LP I S&W Seed Co [2023-02-16] 4.9
Wynnefield Partners Small Cap Value LP S&W Seed Co [2017-07-24] 6.2
Wynnefield Partners Small Cap Value LP S&W Seed Co [2016-02-16] 1.9
MFP Investors LLC S&W Seed Co [2015-06-01] 0.99
Hudson Bay Capital Management LP S&W Seed Co [2015-02-10] 0.99
DRH Investments Inc S&W Seed Co [2015-01-20] 5.53
Wolverine Asset Management LLC S&W Seed Co [2015-01-09] 7.5
MFP Investors LLC S&W Seed Co [2015-01-07] 0.99
Wickersham Grover T S&W Seed Co [2014-06-09] 6.3
Wellington Trust Company National Association Multiple Common Trust Funds Trust Micro Cap Equity Portfolio S&W Seed Co [2014-04-10] 7.8
Wellington Trust Co N A S&W Seed Co [2014-02-14] 7.6
Wellington Management Co LLP S&W Seed Co [2014-02-14] 7.6
Putnam Investments LLC S&W Seed Co [2014-02-14] 9.6
RMB Capital Management LLC S&W Seed Co [2014-02-10] 7.93
Sophrosyne Capital LLC S&W Seed Co [2013-06-28] 5.26
Paulson Capital Corp S&W Seed Co [2013-02-19] 4.333
Paulson Capital Corp S&W Seed Co [2013-02-19] 5.0645
BMO Financial Corp S&W Seed Co [2013-01-10] 0.0
Imperial Valley Seeds Inc S&W Seed Co [2012-10-11] 5.1
[2012-09-28] None
Paulson Capital Corp S&W Seed Co [2012-02-09] 6.7524
Form 3/4/5 Filer 2011 - 2025
Baughman Vanessa
S&W Seed Co
Herrmann Mark
MFP Investors LLC
MFP Partners LP
Price Jennifer C.
Matina Alexander C
Willits Alan D
Rona Jeffrey A
Wong Mark
Harvey Mark James
Horton Elizabeth
Panter Donald M. Jr.
Wynnefield Capital Inc
Wynnefield Capital, Inc. Profit Sharing Plan
Wynnefield Partners Small Cap Value LP I
Obus Nelson
Wynnefield Capital Management LLC
Wynnefield Partners Small Cap Value LP
Wynnefield Small Cap Value Offshore Fund Ltd
Landes Joshua
Price Michael F
Fischhoff David A
Seidler Charles B
Straus Robert D
Madere Consuelo E.
Callachor David Thomas
Szot Matthew K
Wickersham Grover T
Gardner Danielson B
Jury Dennis Charles
Bornt Glen D
Grewal Mark S
Fleming MICK
Smith William S
Nordstrom Michael N
Karsten Daniel Z
Fabre Fred G
Culhane Michael C
Veneman Ann M
Lishman Robert W
Yellowjacket LP
Form 13F Holdings
Firm Period DFND Voting Shares
Wynnefield Capital Inc [2025-06-30] SOLE 223,718 223,718
Vanguard Group Inc [2025-06-30] SOLE 0 37,645
Geode Capital Management LLC [2025-06-30] DFND 13,096 13,096
Tower Research Capital LLC (TRC) [2025-06-30] DFND 2,294 2,294
UBS Group AG [2025-06-30] DFND 2,280 2,280
BlackRock, Inc. [2025-06-30] SOLE 1,025 1,025
Wells Fargo & Company/MN [2025-06-30] DFND 0 684
Vanguard Group Inc [2025-06-30] DFND 0 499
Whittier Trust Co [2025-06-30] SOLE 0 421
Osaic Holdings Inc [2025-06-30] DFND 0 105
SBI Securities Co., Ltd. [2025-06-30] DFND 46 46
Morgan Stanley [2025-06-30] DFND 18 18
Bank of America Corp /DE/ [2025-06-30] DFND 0 11
Group One Trading LLC [2025-06-30] SOLE 4 4
Concourse Financial Group Securities Inc [2025-06-30] SOLE 0 0
Prev | Page 3 | Next
Terms | Privacy | Guide
tony@aum13f.com