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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
B Riley Asset Management LLC	[2023-03-31]	SOLE	5,202,637.0	5,202,637.0
Lynrock Lake LP	[2023-03-31]	SOLE	4,743,375.0	4,743,375.0
Divisar Capital Management LLC	[2023-03-31]	SOLE	3,882,050.0	3,882,050.0
AWM Investment Company Inc	[2023-03-31]	SOLE	3,849,940.0	3,849,940.0
Bpifrance SA	[2023-03-31]	DFND	0.0	3,300,018.0
Boothbay Fund Management LLC	[2023-03-31]	OTR	0.0	1,564,866.0
Potomac Capital Management Inc	[2023-03-31]	SOLE	1,062,544.0	1,062,544.0
Masters Capital Management LLC	[2023-03-31]	SOLE	1,050,000.0	1,050,000.0
Yiheng Capital Management LP	[2023-03-31]	SOLE	584,260.0	584,260.0
B. Riley Financial, Inc.	[2023-03-31]	DFND	346,569.0	346,569.0
Roubaix Capital LLC	[2023-03-31]	SOLE	237,104.0	237,104.0
Mutual of America Capital Management LLC	[2023-03-31]	SOLE	142,357.0	142,357.0
Millennium Management LLC	[2023-03-31]	SOLE	129,542.0	129,542.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	0.0	75,556.0
Worth Venture Partners LLC	[2023-03-31]	SOLE	56,800.0	56,800.0
Citadel Advisors LLC	[2023-03-31]	DFND	52,607.0	52,607.0
State Street Corp	[2023-03-31]	DFND	27,659.0	27,659.0
UBS Group AG	[2023-03-31]	DFND	0.0	9,059.0
Plante Moran Financial Advisors LLC	[2023-03-31]	SOLE	0.0	3,177.0
Morgan Stanley	[2023-03-31]	DFND	2,194.0	2,925.0
Tower Research Capital LLC (TRC)	[2023-03-31]	OTR	1,617.0	1,617.0
US Bancorp de	[2023-03-31]	DFND	1,000.0	1,000.0
Advisory Services Network LLC	[2023-03-31]	SOLE	230.0	230.0
Belpointe Asset Management LLC	[2023-03-31]	SOLE	150.0	150.0
Barclays PLC	[2023-03-31]	SOLE	129.0	129.0
PNC Financial Services Group Inc	[2023-03-31]	DFND	119.0	119.0
Clearstead Advisors LLC	[2023-03-31]	SOLE	0.0	100.0
Ancora Advisors LLC	[2023-03-31]	SOLE	100.0	100.0
Aspire Private Capital LLC	[2023-03-31]	OTR	0.0	25.0
Concourse Financial Group Securities Inc	[2023-03-31]	SOLE	0.0	0.0
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