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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Vanguard Group Inc	[2020-09-30]	SOLE	0.0	11.9
BlackRock Inc.	[2020-09-30]	SOLE	7.3	8.8
State Street Corp	[2020-09-30]	DFND	4.1	4.8
Pentwater Capital Management LP	[2020-09-30]	SOLE	4.4	4.4
Millennium Management LLC	[2020-09-30]	SOLE	1.6	3.2
Verition Fund Management LLC	[2020-09-30]	SOLE	2.8	2.8
Goldman Sachs Group Inc	[2020-09-30]	DFND	2.0	2.0
Franklin Resources Inc	[2020-09-30]	DFND	1.8	1.8
Geode Capital Management LLC	[2020-09-30]	DFND	1.8	1.8
Walleye Trading LLC	[2020-09-30]	SOLE	1.8	1.8
Cowen and Company LLC	[2020-09-30]	DFND	1.7	1.7
Bank of Nova Scotia	[2020-09-30]	SOLE	1.7	1.7
Bluefin Capital Management LLC	[2020-09-30]	SOLE	1.6	1.6
P Schoenfeld Asset Management LP	[2020-09-30]	SOLE	1.5	1.5
Westchester Capital Management LLC	[2020-09-30]	SOLE	1.4	1.4
Citadel Advisors LLC	[2020-09-30]	DFND	1.4	1.4
Carlson Capital L P	[2020-09-30]	SOLE	1.4	1.4
Northern Trust Corp	[2020-09-30]	DFND	0.3	1.3
Falcon Edge Capital LP	[2020-09-30]	SOLE	1.1	1.1
Bank of New York Mellon Corp	[2020-09-30]	DFND	0.9	1.1
Legal & General Group Plc	[2020-09-30]	DFND	0.7	1.1
FMR LLC	[2020-09-30]	DFND	0.1	1.0
Capstone Investment Advisors LLC	[2020-09-30]	SOLE	1.0	1.0
FIL Ltd	[2020-09-30]	DFND	1.0	1.0
Alpine Associates Management Inc	[2020-09-30]	SOLE	1.0	1.0
California Public Employees Retirement System	[2020-09-30]	SOLE	0.9	0.9
TIG Advisors LLC	[2020-09-30]	SOLE	0.8	0.8
Citigroup Inc	[2020-09-30]	DFND	0.8	0.8
van Eck Associates Corp	[2020-09-30]	SOLE	0.8	0.8
Psquared Asset Management AG	[2020-09-30]	SOLE	0.7	0.7
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