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Type	Result	AUM

Andrew Neuberger
Firm
Address	c/o Basepoint Administrative, LLC 44 South Broadway, 11th Floor White Plains, NY 10601
Source

Associated Funds	Form D	Role	2011 - 2026	Raised	AUM
BP Funding Trust	021-346194	Executive Officer
BP SLL Trust	021-327071	Executive Officer		420.9 M
Basepoint Ventures LLC	021-317747	Executive Officer		0.3 M of 0.5 M
BP Funding Trust	021-317074	Executive Officer		131.5 M
BP 2018 JCH LLC	021-310568	Executive Officer		5.8 M
CRA Funding 1 LLC	021-309763	Executive Officer		10.0 M
Receivables Funding LLC	021-309099	Executive Officer		114.7 M
Receivables Funding II LLC	021-300567	Executive Officer		81.9 M
BP Funding Trust	021-290437	Executive Officer		4.5 M
BP CFL Trust	021-287402	Executive Officer		47.9 M
Receivables Funding LLC	021-284071	Executive Officer		184.9 M
Receivables Acquisition Trust	021-281918	Executive Officer		2.3 M
BP Receivables Funding Trust	021-263939	Executive Officer		7.5 M
BP 2015 TTNA Trust	021-251704	Executive Officer		16.7 M
MCS Funding Trust	021-238840	Promoter		2.5 M of 2.5 M
BP Funding Trust Series SPL-I	021-238345	Executive Officer		78.3 M
BP 2014 TTNA Trust Series SPL-I	021-232264	Promoter		40.0 M of 40.0 M
BP 2014 TTNA Trust Series SPL-II	021-232266	Promoter		100.0 M of 100.0 M
BP 2014 TTNA Trust Series SPL-III	021-232267	Promoter		35.0 M of 35.0 M
BP GFM Trust Series SPL-IV	021-230993	Promoter		21.7 M of 21.7 M
BP SLL Trust	021-226467	Executive Officer		637.9 M
BP GFM Trust Series SPL-III	021-226028	Promoter		43.8 M of 43.8 M
Basepoint Merchant Lending Trust Series SPL-II	021-225978	Promoter		56.6 M of 56.6 M
BP 2013 TTNA Trust	021-211413	Promoter		56.1 M of 70.0 M
Basepoint Merchant Lending Trust Series SPL-II	021-199427	Promoter		59.6 M of 60.0 M
Basepoint Tax Funding Trust	021-191894	Director		43.3 M of 50.0 M
Basepoint Asset Recovery LLC	021-181567	Executive Officer		25.2 M
Basepoint Real Estate Finance LLC	021-181568	Executive Officer		4.1 M
Basepoint Specialty Finance LLC	021-181566	Executive Officer		84.9 M

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