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Type	Result	AUM

Frank Plimpton
Firm
Address	410 Park Avenue, 14th Floor New York, NY 10022
Source

Associated Funds	Form D	Role	2011 - 2026	Raised	AUM
National Holdings Corp	021-202860	Director		3.2 M of 3.2 M
National Holdings Corp	021-191573	Director		8.8 M of 8.8 M
National Holdings Corp	021-153773	Director		of 0.7 M
National Holdings Corp	021-150000	Director		of 2.0 M
National Holdings Corp	021-148910	Director		3.0 M of 5.0 M
National Holdings Corp	021-143385	Director		1.7 M of 2.0 M
Broadpoint Gleacher Securities Group Inc	021-123955	Director		48.1 M of 48.1 M

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