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Type	Result	AUM ($B)

James Rock
Firm
Address	216 Parkwest Drive Pittsburgh, PA 15275
Source

Associated Funds	Form D	Role	2011 - 2026	Raised	AUM ($M)
Seegrid Corp	021-451758	Executive Officer		30.0 M of 75.0 M
Seegrid Corp	021-363633	Executive Officer		52.0 M of 52.0 M
Seegrid Corp	021-234623	Executive Officer		11.1 M of 11.1 M
Unico Northwest Fund I LLC	021-230061	Executive Officer		1.6 M of 1.6 M
Unico Northwest Fund III LLC	021-210966	Executive Officer		6.0 M of 6.0 M
Unico Northwest Fund V LLC	021-192323	Executive Officer		6.6 M of 7.2 M
Unico Northwest Fund IV LLC	021-177155	Director		31.8 M of 34.0 M
IASO Pharma Inc	021-159365	Executive Officer		3.0 M of 3.0 M
Unico Diversified Fund I LLC	021-157209	Director		of 120.0 M
Pacific Beach Biosciences Inc	021-112672	Executive Officer		3.3 M of 5.5 M

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