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Type	Result	AUM

James Tu
Firm
Address	c/o Charles Colvard, Ltd 170 Southport Drive Morrisville, NC 27560
Source

Associated Funds	Form D	Role	2011 - 2026	Raised	AUM
Charles & Colvard Ltd	021-557463	Director		0.2 M of 0.2 M
Energy Focus Inc/DE	021-426900	Executive Officer		4.5 M of 4.5 M
Energy Focus Inc/DE	021-359044	Executive Officer		0.4 M of 2.8 M
Energy Focus Inc/DE	021-336403	Executive Officer		1.7 M of 1.7 M
5 Elements Global Fund LP	021-137747	Executive Officer		of 1,000.0 M
Nine Masts Capital Limited
Nine Masts Alpha Opportunities Master Fund	021-194124	Director			71.2 M

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