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Type	Result	AUM

Kenneth Shubin Stein
Firm
Address	32 Elm Place 2nd Floor Rye, NY 10580
Source

Associated Funds	Form D	Role	2011 - 2026	Raised	AUM
Spencer Capital Holdings Ltd	021-291911	Executive Officer		0.0 M of 100.0 M
Spencer Capital Holdings Ltd	021-276880	Executive Officer		0.5 M
Spencer Capital Holdings Ltd	021-276879	Executive Officer		0.5 M
Spencer Capital Holdings Ltd	021-271578	Executive Officer		9.0 M of 9.0 M
SWDS Holdings Inc	021-236762	Executive Officer		84.0 M of 84.0 M
Spencer Capital Holdings Ltd	021-236689	Executive Officer		55.8 M of 75.0 M
Spencer RE II	021-117390	Executive Officer		0.4 M of 3.0 M
Spencer Capital Holdings Ltd	021-178425	Director		20.6 M of 20.6 M
Spencer Capital Management LLC
Spencer Capital Fund LLC	021-159685	Executive Officer			16.1 M

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