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| Keyboard |
| LC Capital Advisors LLC | |
|---|---|
| Firm | |
| Address | 680 Fifth Avenue 12th Floor New York, NY 10019 |
| Source |
| Associated Funds | Form D | Role | 2011 - 2026 | Raised | AUM |
|---|---|---|---|---|---|
| LC Capital Partners LP | 021-47008 | Executive Officer | 149.4 M | ||
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Cadiz Inc CDZI
7% Convertible Senior Notes due 2020 · derivative
|
2020-03-05 | Other | 16,866,290.34 | ||
|
Cadiz Inc CDZI
Common Stock
|
2020-03-05 | Conversion | 2,504,434 | $6.75 | 16,904,930 |
|
Cadiz Inc CDZI
Series 1 Preferred Stock · derivative
|
2020-03-05 | Buy | 9,671 | ||
|
Cadiz Inc CDZI
7% Convertible Senior Notes due 2020 · derivative
|
2020-03-05 | Sell | 26,441,360.21 | ||
|
Cadiz Inc CDZI
7% Convertible Senior Notes due 2020 · derivative
|
2020-03-05 | Conversion | 16,904,930.13 | ||
|
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
|
2015-12-10 | Disposed to issuer | 26,480,000 | ||
|
Cadiz Inc CDZI
7% Convertible Senior Notes due 2020 · derivative
|
2015-12-10 | Grant | 26,480,000 | ||
|
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
|
2015-03-16 | Sell | 21,000 | ||
|
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
|
2015-03-12 | Sell | 125,000 | ||
|
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
|
2015-03-11 | Sell | 100,000 | ||
|
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
|
2014-01-22 | Sell | |||
|
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
|
2014-01-21 | Sell | |||
|
Cadiz Inc CDZI
Convertible Term Loan Tranche C-1 · derivative
|
2013-03-05 | Conversion | |||
|
Cadiz Inc CDZI
Convertible Term Loan Tranche B-3a · derivative
|
2013-03-05 | Conversion | |||
|
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
|
2013-03-05 | Grant | $0.00 | ||
|
Cadiz Inc CDZI
Convertible Term Loan Tranche B-1 · derivative
|
2013-03-05 | Conversion | |||
|
Cadiz Inc CDZI
Convertible Term Loan Tranche A-2a · derivative
|
2013-03-05 | Conversion | |||
|
Cadiz Inc CDZI
Common Stock Warrants (right to buy) · derivative
|
2012-10-30 | Buy | 50,000 | $20.00 | 1,000,000 |
|
Cadiz Inc CDZI
Common Stock Warrants (right to buy) · derivative
|
2012-10-30 | Buy | 50,000 | $20.00 | 1,000,000 |