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Type	Result	AUM

Mark Harris
Firm
Address	909 Third Avenue 32nd Floor New York, NY 10022
Source

Associated Funds	Form D	Role	2011 - 2026	Raised	AUM
Kite Topco Inc	021-566335	Executive Officer		1.9 M of 10.0 M
Herowear Holdings Inc	021-543083	Executive Officer		9.8 M of 10.1 M
Herowear Holdings LLC	021-507380	Executive Officer		0.5 M of 3.0 M
Herowear Holdings LLC	021-469211	Executive Officer		2.5 M of 2.5 M
Herowear Holdings LLC	021-428347	Executive Officer		0.4 M of 2.0 M
Herowear Holdings LLC	021-388166	Executive Officer		1.5 M of 1.5 M
Factor Law Inc	021-377482	Director		36.3 M of 36.3 M
Turnstile Burnet LLC	021-364591	Executive Officer		0.5 M of 0.5 M
Herowear LLC	021-361910	Executive Officer		1.0 M of 1.5 M
Nextgxdx Inc	021-270076	Executive Officer		1.5 M of 2.5 M
Northgate Partners A Delaware Multiple Series LLC/PSS II LLC Capital Call	021-250618	Promoter		0.2 M
Nextgxdx Inc	021-248670	Executive Officer		1.5 M of 2.5 M
Northgate Partners A Delaware Multiple Series LLC/Carbon 3D - Common	021-247207	Promoter		0.1 M
Northgate Partners A Delaware Multiple Series LLC/Connected Data - Bridge Loan	021-247205	Promoter		0.1 M
Northgate Partners A Delaware Multiple Series LLC/Arundo Analytics - Series Seed	021-244927	Promoter		0.1 M
Northgate Partners A Delaware Multiple Series LLC/Connected Data - Series A-1	021-244925	Promoter		0.1 M
Northgate Partners A Delaware Multiple Series LLC/Puppet Labs - Series D	021-240721	Promoter		0.5 M
Northgate Partners A Delaware Multiple Series LLC/Carbon 3D NCD Series A	021-239604	Promoter		0.6 M
Northgate Partners A Delaware Multiple Series LLC/Marklogic - Series F	021-239603	Promoter		0.7 M
Northgate Partners A Delaware Multiple Series LLC/NCD Investors A Delaware Multiple Series LLC/Series Neos Inc - Bridge Loan NCD Series A	021-235887	Promoter		0.2 M
Northgate Partners A Delaware Multiple Series LLC/Blue Danube Series B	021-235019	Promoter		1.1 M
Northgate Partners A Delaware Multiple Series LLC/Series NCD Investors A Delaware Multiple Series LLC/Aoptix Technologies Series 2 - NCD Series A	021-235022	Promoter		0.6 M
Northgate Partners A Delaware Multiple Series LLC/Edgewave - Series A	021-232361	Promoter		0.5 M
Northgate Partners A Delaware Multiple Series LLC/Centage Corp - Series A	021-232358	Promoter		1.2 M
Nextgxdx Inc	021-226309	Executive Officer		2.2 M of 2.2 M
Northgate Partners A Delaware Multiple Series LLC/Datasift - Common NCD Series A	021-221297	Promoter		0.0 M
Northgate Partners A Delaware Multiple Series LLC/PSS II - LLC NCD Series A	021-221299	Promoter		0.2 M
Northgate Partners A Delaware Multiple Series LLC/Whip - Series Seed NCD Series A	021-221302	Promoter		0.0 M
Texla Healthcare Properties LP	021-215012	Executive Officer		1.3 M of 1.5 M
Nextgxdx Inc	021-213530	Executive Officer		2.9 M of 2.9 M
Northgate Partners A Delaware Multiple Series LLC/Series NCD Investors A de MULT Series LLC/Aoptix Technologies Secondary Purchase - NCD Series A	021-210292	Promoter		4.1 M
Northgate Partners A Delaware Multiple Series LLC/Connected Data - Series A NCD Series A	021-202043	Promoter		0.3 M
Northgate Partners A Delaware Multiple Series LLC/Puppet Labs - Common NCD Series A	021-202044	Promoter		0.4 M
Northgate Partners A Delaware Multiple Series LLC/Rav - Series CC NCD Series A	021-202045	Promoter		0.3 M
Northgate Partners A Delaware Multiple Series LLC/Solexel - Series C NCD Series A	021-202046	Promoter		0.1 M
Northgate Partners A Delaware Multiple Series LLC/Aoptix - Series E-1 NCD Series A	021-197758	Promoter		0.8 M
Northgate Partners A Delaware Multiple Series LLC/Marklogic - Common NCD Series A	021-197759	Promoter		0.6 M
Northgate Partners A Delaware Multiple Series LLC/Tubemogul - Common NCD Series A	021-197760	Promoter		0.2 M
Axiom Global Inc	021-191724	Executive Officer		28.0 M of 28.0 M
Northgate Partners A Delaware Multiple Series LLC/Burstly - Series B1	021-191579	Promoter		0.4 M
Northgate Partners A Delaware Multiple Series LLC/Connected Data - Series Seed-2	021-191580	Promoter		0.7 M
Northgate Partners A Delaware Multiple Series LLC/Datasift - Series B	021-191581	Promoter		0.5 M
Northgate Partners A Delaware Multiple Series LLC/Series NCD Investors A Delaware Multiple Series LLC/Rocket Fuel - Series C-1 NCD Series A	021-178594	Promoter		2.2 M
Northgate Partners A Delaware Multiple Series LLC/Workday - Series F NCD Series A	021-170190	Promoter		0.3 M
Northgate Partners A Delaware Multiple Series LLC/Sencha - Series A NCD Series A	021-170105	Promoter		0.5 M
Northgate Partners A Delaware Multiple Series LLC/Series NCD Investors A Delaware Multiple Series LLC/Jive Software - Common NCD Series A	021-160005	Promoter		1.0 M
NCD Investors A Delaware Multiple Series LLC/Data Robotics - Series F NCD Series A	021-158732	Promoter		0.2 M
NCD Investors A Delaware Multiple Series LLC/KPCB Digital Growth Fund LLC NCD Series A	021-158733	Promoter		15.0 M
NCD Investors A Delaware Multiple Series LLC/Upwind Solutions - Series C NCD Series A	021-158734	Promoter		2.5 M
NCD Investors A Delaware Multiple Series LLC/Visible Measures - Series D NCD Series A	021-158735	Promoter		0.1 M
Northgate Partners A Delaware Multiple Series LLC/Series NCD Investors A Delaware Multiple Series LLC/Data Robotics - Series F NCD Series A	021-158736	Promoter		3.0 M
Northgate Partners A Delaware Multiple Series LLC/Series NCD Investors A Delaware Multiple Series LLC/Visible Measures - Series D NCD Series A	021-158737	Promoter		1.0 M
NCD Investors A Delaware Multiple Series LLC/Rocket Fuel - Series C NCD Series A	021-157133	Promoter		2.5 M
Northgate Partners A Delaware Multiple Series LLC/Series NCD Investors A Delaware Multiple Series LLC/Rocket Fuel-Series C NCD Series A	021-157131	Promoter		0.4 M
NCD Investors A Delaware Multiple Series LLC/Widgetbox - Series C NCD Series A	021-156380	Promoter		0.2 M
Reeds Inc	021-155056	Director		0.8 M of 0.8 M
NCD Investors A Delaware Multiple Series LLC/Meraki - Series C NCD Series A	021-154769	Promoter		1.2 M
NCD Investors A Delaware Multiple Series LLC/Palo Alto Networks - Common NCD Series A	021-154286	Promoter		1.2 M
NCD Investors A Delaware Multiple Series LLC/Moxie Software - Series CC-1 NCD Series A	021-153075	Promoter		2.0 M
NCD Investors A Delaware Multiple Series LLC/Tti Exploration - Series 3 NCD Series A	021-153074	Promoter		3.2 M
NCD Investors A Delaware Multiple Series LLC/Scale Computing - Series C NCD Series A	021-150980	Promoter		2.0 M of 2.0 M
NCD Investors A Delaware Multiple Series LLC/Jive Software - Common NCD Series A	021-148738	Promoter		0.6 M
NCD Investors A Delaware Multiple Series LLC/Silver Spring Networks - Common NCD Series A	021-147032	Promoter		4.6 M
Northgate Capital LP
NCD Fintegra Opportunity Fund LP	021-144067	Promoter			0.0 M
Northgate IV-B LP	021-122955	Promoter		52.7 M	4.7 M
Northgate IV LP	021-130615	Promoter		402.7 M	35.7 M
Northgate IV-M LP	021-124661	Promoter		52.4 M	5.6 M
Northgate V-E LP	021-154650	Promoter			6.5 M
Northgate Venture Growth II LP	021-128078	Promoter			1.1 M
Northgate V LP	021-143488	Promoter		96.2 M	33.2 M

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