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Type	Result	AUM ($B)

Roger Roche
Firm	Ironwood Capital Advisors LLC
Address	c/o Ironwood Mezzanine Management IV LLC 45 Nod Road Avon, CT 06001
Source

Associated Funds	Form D	Role	2011 - 2026	Raised	AUM ($M)
Ironwood Capital Advisors LLC
Ironwood Mezzanine Fund IV-B LP	021-303188	Executive Officer		78.0 M	52.3
Ironwood Mezzanine Fund IV-A LP	021-275677	Executive Officer		82.4 M	47.6
Ironwood Mezzanine Fund IV LP	021-278029	Executive Officer		163.9 M	62.7
Katahdin Industries Inc	021-231826	Director		0.1 M of 0.1 M

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