| Associated Funds |
| Marshall Wace LLP |
| Marshall Wace Funds LP - MW TOPS Emerging Markets Absolute Return US Fund |
|
1.7 |
| Marshall Wace Funds LP - MW Alpha Plus US Fund II |
|
297.4 |
| Marshall Wace Managed Accounts ICAV - MW Eureka Reserve Fund |
|
5.0 |
| Marshall Wace Funds LP - MW TOPS Emerging Markets Absolute Return US Fund |
|
1.5 |
| Marshall Wace Managed Accounts ICAV - MW TOPS Emerging Markets Fund II |
|
644.9 |
| Marshall Wace Funds LP - MW TOPS Emerging Markets US Fund |
|
710.1 |
| Marshall Wace Managed Accounts ICAV - MW TOPS Global Equities Le Fund |
|
2,005.8 |
| Marshall Wace Funds LP - MW Market Neutral TOPS Plus US Fund |
|
47.2 |
| Marshall Wace Long Strategies ICAV - MW TOPS China A Share Fund |
|
429.5 |
| Marshall Wace Long Strategies ICAV - MW TOPS Emerging Markets Fund |
|
2,936.9 |
| Marshall Wace Managed Accounts ICAV - MW Market Neutral TOPS Plus Fund |
|
556.4 |
| Marshall Wace Funds LP - MW Eureka Plus US Fund |
|
10.9 |
| Marshall Wace Managed Accounts ICAV - MW Eureka Plus Fund |
|
531.7 |
| Marshall Wace Funds LP - MW Eureka US Fund VI |
|
255.1 |
| Marshall Wace Funds LP - MW TOPS China Absolute Return US Fund |
|
122.0 |
| Marshall Wace Funds LP - MW Systematic Alpha Plus US Fund |
|
485.0 |
| Marshall Wace Funds LP - MW TOPS World Ex-US Emerging Markets US Fund |
|
3,413.8 |
| Marshall Wace Funds PLC - MW Alpha Plus Fund |
|
980.3 |
| Marshall Wace Long Strategies ICAV - MW TOPS World Equities Fund |
|
2,777.2 |
| Marshall Wace Managed Accounts ICAV - MW Eureka Fund IV |
|
56.9 |
| Marshall Wace Managed Accounts ICAV - MW Eureka Sri Fund |
|
288.8 |
| Marshall Wace Funds PLC - MW Europa Long Fund |
|
86.7 |
| Marshall Wace UCITS Funds PLC - MW Systematic Alpha UCITS Fund |
|
1,787.2 |
| Marshall Wace Funds LP - MW TOPS US Fund II |
|
0.0 |
| Marshall Wace Funds LP - MW TOPS World Equities US Fund |
|
7,218.2 |
| Marshall Wace Funds LP - MW Eureka US Fund II |
|
281.8 |
| Marshall Wace Managed Accounts ICAV - MW Eureka Fund III |
|
150.0 |
| Marshall Wace Managed Accounts ICAV - MW TOPS International Equities Fund |
|
513.9 |
| Marshall Wace Managed Accounts PLC - MW Europa Fund II |
|
0.0 |
| Marshall Wace Funds LP - MW Eureka US Fund |
|
2,613.3 |
| Marshall Wace Funds LP - MW Market Neutral TOPS US Fund |
|
461.0 |
| Marshall Wace Funds LP - MW TOPS US Fund |
|
263.9 |
| Marshall Wace Funds PLC - MW Eureka Fund |
|
18,265.4 |
| Marshall Wace Funds PLC - MW Europa Fund |
|
78.1 |
| Marshall Wace Funds PLC - MW Global TOPS Fund |
|
6.3 |
| Marshall Wace Funds PLC - MW Market Neutral TOPS Fund |
|
2,095.7 |
| Marshall Wace Funds PLC - MW TOPS Fund |
|
1,074.9 |
| Marshall Wace UCITS Funds PLC - MW TOPS UCITS Fund |
|
2,728.5 |
| Pelham Capital Ltd |
| Pelham Global Financials Master Fund Ltd |
|
0.2 |
| Pelham Global Financials Master Fund |
|
84.4 |
| Pelham Long/Short Small Cap Master Fund Ltd |
|
724.7 |
| Pelham Long/Short Master Fund Ltd |
|
280.5 |
| AHL Partners LLP |
| Man AHL TW Dimension SPC - Segregated Portfolio B |
|
134.0 |
| Man Funds Xi SPC - Man AHL Targetrisk 15X Cayman SP |
|
154.1 |
| Man Funds Xi SPC - Man AHL Targetrisk Cayman SP |
|
1,686.9 |
| Man AHL TW Dimension SPC - Segregated Portfolio A |
|
228.6 |
| AHL Short Term Trading Limited |
|
54.0 |
| AHL Cayman SPC Class A Evolution Segregated Portfolio |
|
2,413.6 |
| Man AHL Evolution Frontier Limited |
|
110.1 |
| Man AHL Alpha 15 XL Limited |
|
819.0 |
| Pure Momentum Restricted Limited |
|
46.0 |
| AHL Evolution Frontier Master Limited |
|
672.0 |
| AHL Dimension Cayman Limited |
|
125.9 |
| AHL Alpha Cayman Limited |
|
881.1 |
| Man AHL Tailprotect Master Limited |
|
63.7 |
| Marshall Wace North America LP |
| Marshall Wace Funds LP - MW Moontower US Fund |
|
794.4 |
| Marshall Wace Long Strategies ICAV - MW Americas TOPS Long Fund II |
|
117.3 |
| Marshall Wace Long Strategies ICAV - MW TOPS Americas Equities Fund |
|
184.6 |
| Marshall Wace Funds LP - MW TOPS US Equities US Fund |
|
1,203.4 |
| Marshall Wace Funds LP - MW Americas TOPS Long US Fund II |
|
648.3 |
| Marshall Wace Funds LP - MW Japan Market Neutral Plus US Fund |
|
293.3 |
| Marshall Wace Funds PLC - MW TOPS ERISA Fund |
|
315.8 |
| MW Americas TOPS Long-Only Fund LP |
|
2,716.9 |
| Marshall Wace Funds LP - MW Americas TOPS US Fund |
|
5.4 |
| Marshall Wace Funds PLC - MW Global TOPS ERISA Fund |
|
28.9 |
| Marshall Wace Funds PLC - MW Japan Gekirin Fund |
|
209.3 |
| Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund |
|
30.7 |
| Marshall Wace Funds PLC - MW Japan Market Neutral Fund |
|
260.4 |
| Marshall Wace Investment Strategies - Japan Gekirin Fund |
|
13.3 |
| Marshall Wace Investment Strategies - Japan Market Neutral Fund |
|
323.8 |
| Man Solutions Limited |
| Man Targetrisk Global Equities Cayman |
|
28.5 |
| Fifthdelta Limited |
| Fifthdelta Master Fund Limited |
|
645.4 |
| Man Solutions LLC |
| Man Strategies 1783 |
|
1,599.5 |
| FRM Moraine Fund Ltd |
|
0.3 |
| Man FRM Alternative Multi-Strategy Fund Ltd |
|
17.7 |
| Man FRM Event Equity & Distressed Strategies Ltd |
|
9.8 |
| Man FRM Global Equity Long Short Strategies Ltd |
|
3.6 |
| Man FRM Global Macro Strategies Ltd |
|
14.2 |
| Man FRM Relative Value Strategies Ltd |
|
9.3 |
| Numeric Investors LLC |
| Man Numeric Long Term Alpha LP |
|
15.6 |
| Man Numeric Multi-Strategy Market Neutral |
|
0.0 |
| Man Numeric Emerging Markets Core |
|
689.9 |
| Man Numeric International Alpha |
|
53.7 |
| Man Numeric International Small Cap |
|
85.0 |
| Numeric Emerging Markets Small Cap Core Offshore Fund Ltd |
|
447.0 |
| Man Numeric Absolute Return Ltd |
|
104.9 |
| Man Numeric Multi-Strategy Market Neutral Master Ltd |
|
0.0 |
| Numeric Socially-Aware Multi-Strategy Fund Ltd |
|
0.0 |
| Pelham Global Financials Ltd |
| Pelham Global Financials Master Fund Ltd |
|
629.3 |
| Polar Capital LLP |
| Polar Capital China Mercury Fund Limited |
|
7.4 |
| Polar Capital European Market Neutral Fund Limited |
|
25.7 |
| Polar Capital Alva Global Convertible Fund Limited |
|
69.9 |
| Polar Capital European Forager Fund Limited |
|
310.8 |
| Northwest Investment Management Hong Kong Limited |
| Northwest P Fund Limited |
|
63.3 |
| Northwest Bonaventura Fund Limited |
|
11.5 |
| Northwest China Opportunities Fund Limited |
|
196.2 |
| Northwest Feilong Fund Limited |
|
1,174.2 |
| Northwest Warrant Fund Limited |
|
3.3 |
| Marshall Wace Asia Limited |
| Marshall Wace Long Strategies ICAV - MW Global Opportunities Long-Only Fund |
|
10.7 |
| Marshall Wace Funds LP - MW Global Opportunities US Fund |
|
153.3 |
| Marshall Wace Funds LP - MW Global Financials Emerging Growth US Fund |
|
1.9 |
| Marshall Wace Funds PLC - MW Global Financials Market Neutral ERISA Fund |
|
20.1 |
| Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund |
|
97.5 |
| Gotham Asset Management LLC |
| Gotham Cayman Fund Limited |
|
287.2 |
| Cheyne Capital Management UK LLP |
| Cheyne Total Return Credit Fund December 2020 LP |
|
331.0 |
| Cheyne Real Estate Credit Holdings Fund III LP |
|
138.2 |
| Cheyne Multi Strategy Fund LP - Liquid Strategy |
|
22.5 |
| Cheyne Real Estate Debt Fund Inc Class A |
|
38.6 |
| Cheyne European High Yield Fund LP |
|
39.7 |
| Cheyne Long/Short Credit Fund LP |
|
45.2 |
| Cheyne Total Return Credit Fund 1 LP - December 2017 |
|
671.4 |
| Cheyne Total Return Credit Fund December 2019 LP |
|
470.0 |
| Cheyne Explorer Equity Fund LP |
|
33.7 |
| Cheyne Malacca Asia Equity Fund LP |
|
60.2 |
| Cheyne Real Estate Credit Holdings Fund LP |
|
118.2 |
| Cheyne Equity Fund LP |
|
104.3 |
| Cheyne European Event Driven Fund LP |
|
519.3 |
| Rose Grove Capital Management LLC |
| Cedar Cayman Fund Limited Class E |
|
36.8 |
| Cedar Cayman Fund Limited Class C/D |
|
157.8 |
| Cedar Cayman Fund Limited Class A/B |
|
78.1 |
| GLG Partners LP |
| GLG Global Long-Short Fund |
|
0.0 |
| GLG Global Long-Short Master Fund |
|
39.4 |
| European Distressed MAC Limited |
|
8.7 |
| GLG Cross Asset Value Offshore Fund Ltd |
|
0.0 |
| GLG Cross Asset Value Master Fund Ltd |
|
144.2 |
| GLG European Long-Short Master Fund Ltd |
|
336.5 |
| GLG European Long-Short Offshore Fund Ltd |
|
0.0 |
| RAB Capital Limited |
| RAB European Credit Opportunities Fund Limited |
|
30.8 |
| RAB Global Mining and Resources Master Fund Limited |
|
15.0 |
| RAB Special Situations Master Fund Limited |
|
36.4 |
| Redstream Fund Limited |
|
25.6 |
| Sensato Investors LLC |
| Sansome Cayman Fund Ltd |
|
28.1 |
| Aurora Investment Management LLC |
| Aurora Macro Opportunities Offshore Fund Ltd |
|
25.0 |
| CIF Smaurora Fund Ltd |
|
14.3 |
| GLG Inc |
| Man Systematic Tailprotect Offshore Fund Ltd |
|
0.0 |
| Axon Capital LP |
| Montrica Global Opportunities Master Fund |
|
1.7 |
|
| Aurora Global Opportunities Offshore Fund Ltd |
|
0.0 |
| Aurora Hedged Equity Offshore Fund Ltd |
|
0.0 |
| Aurora Offshore Fund Ltd |
|
0.0 |
| Aurora Offshore Fund Ltd II |
|
0.0 |
| Blakeney Fund Ltd |
|
0.0 |
| Canyon Value Realization MAC 18 Ltd |
|
0.0 |
| Cheyne Equity Fund Inc |
|
0.0 |
| Cheyne European Event Driven Fund Inc |
|
0.0 |
| Cheyne European High Yield Fund Inc |
|
0.0 |
| Cheyne Explorer Equity Fund Inc |
|
0.0 |
| Cheyne Long/Short Credit Fund Inc |
|
0.0 |
| Cheyne Malacca Asia Equity Fund Inc |
|
0.0 |
| Cheyne Multi-Strategy Fund Inc |
|
0.0 |
| Cheyne Real Estate Credit Holdings Fund III Inc |
|
0.0 |
| Cheyne Real Estate Credit Holdings Fund Inc |
|
0.0 |
| Cheyne Real Estate Debt Fund LP |
|
0.0 |
| Cheyne Social Property Impact Holdings Inc |
|
0.0 |
| Cheyne Social Property Impact Holdings LP |
|
0.0 |
| Cheyne Total Return Credit Fund 1 Inc |
|
0.0 |
| Cheyne Total Return Credit Fund December 2019 Inc |
|
0.0 |
| Cheyne Total Return Credit Fund December 2020 Inc |
|
0.0 |
| CQS EELS Cayman Fund Ltd |
|
0.0 |
| Fifthdelta Fund LP |
|
0.0 |
| Glenernie Long/Short Fund LP |
|
0.0 |
| Glenernie Long/Short Fund Ltd |
|
0.0 |
| Global AG Cayman Fund Ltd |
|
0.0 |
| Malta Offshore Ltd |
|
0.0 |
| Man AHL CSS Restricted SPC on Behalf of & for the Account of Enhanced Momentum Segregated Portfolio A |
|
0.0 |
| Man FRM Emerging Markets Strategies Ltd |
|
0.0 |
| Marshall Wace Funds LP |
|
0.0 |
| Marshall Wace Funds LP - MW Americas TOPS Long-Only US Fund II |
|
0.0 |
| Marshall Wace Funds LP - MW Eureka US Fund II |
|
0.0 |
| Marshall Wace Funds LP - MW Helium US Fund |
|
0.0 |
| Marshall Wace Funds LP - MW TOPS US Fund II |
|
0.0 |
| Marshall Wace Funds LP - MW TOPS World Ex-US Plus Emerging Markets US Fund |
|
0.0 |
| Marshall Wace Funds PLC - MW Europa Long Fund |
|
0.0 |
| Marshall Wace Funds PLC - MW Global Opportunities Fund |
|
0.0 |
| Marshall Wace Funds PLC - MW Japan Gekirin Fund |
|
0.0 |
| Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund |
|
0.0 |
| Marshall Wace Global Financials Fund LP |
|
0.0 |
| Marshall Wace Long Strategies ICAV - MW India Long-Only Fund |
|
0.0 |
| Montrica Global Opportunities Fund BPF |
|
0.0 |
| Montrica Global Opportunities Fund LP |
|
0.0 |
| MW Americas TOPS Long-Only Fund IV LP |
|
0.0 |
| MW Diversified Europe TOPS Fund |
|
0.0 |
| MW Global Financials Market Neutral US Fund |
|
0.0 |
| Pelham Global Financials Fund LP |
|
0.0 |
| Pelham Long/Short Fund Ltd |
|
0.0 |
| Pelham Long/Short Small Cap Fund Ltd |
|
0.0 |
| Pelham SPV Fund III Ltd |
|
0.0 |
| Pelham SPV Fund II Ltd |
|
0.0 |
| Polar Capital European Conviction Fund Ltd |
|
0.0 |
| Polar Capital European Small Cap Fund A Sub-Fund of Polar Capital ICAV |
|
0.0 |
| Polar Capital Funds Public Ltd Co |
|
0.0 |
| RAB Emerging Markets Opportunities Fund Ltd |
|
0.0 |
| RAB Europe Fund Ltd |
|
0.0 |
| RAB External Managers Fund Ltd |
|
0.0 |
| RAB Gold Fund Ltd |
|
0.0 |
| RAB Innovations Fund Ltd |
|
0.0 |
| RAB PI Asia Fund Ltd |
|
0.0 |
| RAB PI Asia US Feeder Fund Ltd |
|
0.0 |
| RAB Special SITS L P |
|
0.0 |
| Red Kite Compass Cayman Fund Ltd |
|
0.0 |
| Rushmere LP |
|
0.0 |
| Scientific Equity Cayman Fund Ltd |
|
0.0 |