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| Keyboard |
| Simon James | |
|---|---|
| Firm | EC Management Services Inc |
| Address | c/o Escalate Sbic Capital Mana, Iii, LLC 300 W Sixth Street, Suite 2230 Austin, TX 78701 |
| Source |
| Associated Funds | Form D | Role | 2011 - 2026 | Raised | AUM |
|---|---|---|---|---|---|
| EC Management Services Inc | |||||
| Escalate Capital Partners SBIC III LP | 021-225805 | Promoter | 85.5 M of 85.5 M |
85.8 M | |
| E-Cast Inc | 021-160392 | Director | 1.0 M of 1.6 M |
||
| E-Cast Inc | 021-109842 | Director | 17.0 M of 17.0 M |
||
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2015-11-03 | Grant | 15,000 | $0.00 | |
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2015-11-03 | Option exercise | 1,180 | $2.79 | 3,292 |
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2015-11-03 | Sell | 1,180 | $4.70 | 5,546 |
|
Empire Resorts Inc NYNY
Option to purchase Common Stock (right to buy) · derivative
|
2015-11-03 | Option exercise | 1,180 | $0.00 | |
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2015-11-02 | Option exercise | 12,153 | $2.79 | 33,907 |
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2015-11-02 | Sell | 12,153 | $4.70 | 57,119 |
|
Empire Resorts Inc NYNY
Option to purchase Common Stock (right to buy) · derivative
|
2015-11-02 | Option exercise | 12,153 | $0.00 | |
|
Empire Resorts Inc NYNY
Option to purchase Common Stock (right to buy) · derivative
|
2014-12-23 | Option exercise | 8,333 | $0.00 | |
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2014-12-23 | Option exercise | 8,333 | $6.90 | 57,498 |
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2014-12-23 | Sell | 1,988 | $8.01 | 15,924 |
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2014-12-23 | Sell | 8,333 | $7.62 | 63,497 |
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2014-11-11 | Grant | 10,000 | $0.00 | |
|
Empire Resorts Inc NYNY
Option to purchase Common Stock (right to buy) · derivative
|
2014-06-05 | Option exercise | 5,000 | $0.00 | |
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2014-06-05 | Sell | 5,000 | $6.65 | 33,250 |
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2014-06-05 | Option exercise | 5,000 | $4.71 | 23,550 |
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2014-05-30 | Tax withheld | 10,443 | $6.34 | 66,209 |
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2014-05-30 | Option exercise | 25,000 | $3.69 | 92,250 |
|
Empire Resorts Inc NYNY
Employee Stock Option (right to buy) · derivative
|
2014-05-30 | Option exercise | 25,000 | $0.00 | |
|
Empire Resorts Inc NYNY
Option to purchase Common Stock (right to buy · derivative
|
2014-01-08 | Option exercise | 8,333 | $0.00 | |
|
Empire Resorts Inc NYNY
Common Stock, $.01 par value per share
|
2014-01-08 | Option exercise | 8,333 | $4.20 | 34,999 |
| showing 20 of 27 most recent transactions | |||||