| # |
Top Brokers |
Fund AUM |
Funds |
| 1 |
JP Morgan Securities LLC |
9,699.8 B |
3,306 |
| 2 |
Morgan Stanley & Co LLC |
7,628.2 B |
4,902 |
| 3 |
Goldman Sachs & Co LLC |
7,008.1 B |
4,192 |
| 4 |
Citigroup Global Markets Inc |
6,914.0 B |
1,556 |
| 5 |
Barclays Capital Inc |
6,832.4 B |
1,266 |
| 6 |
Barclays Bank PLC |
6,503.9 B |
460 |
| 7 |
Merrill Lynch Professional Clearing Corp |
5,558.0 B |
1,360 |
| 8 |
Credit Suisse Securities USA LLC |
5,430.4 B |
2,139 |
| 9 |
Goldman Sachs International |
4,872.7 B |
1,189 |
| 10 |
BOFA Securities Inc |
4,866.5 B |
711 |
| 11 |
UBS AG |
4,665.7 B |
856 |
| 12 |
Merrill Lynch International |
4,552.5 B |
564 |
| 13 |
Goldman Sachs & Co |
4,453.4 B |
3,697 |
| 14 |
UBS Securities LLC |
4,358.3 B |
1,449 |
| 15 |
JP Morgan Securities PLC |
4,060.1 B |
374 |
| 16 |
Deutsche Bank Securities Inc |
4,003.5 B |
1,351 |
| 17 |
BNP Paribas Securities Corp |
3,944.1 B |
439 |
| 18 |
JP Morgan Clearing Corp |
3,832.5 B |
2,312 |
| 19 |
Merrill Lynch Pierce Fenner & Smith Incorporated |
3,683.8 B |
925 |
| 20 |
Morgan Stanley & Co International PLC |
3,624.9 B |
982 |
| 21 |
Deutsche Bank AG |
3,507.0 B |
656 |
| 22 |
Barclays Capital Securities Limited |
2,846.6 B |
133 |
| 23 |
HSBC Bank PLC |
2,639.5 B |
318 |
| 24 |
BNP Paribas |
2,629.6 B |
280 |
| 25 |
Citibank NA |
2,521.2 B |
261 |
| 26 |
JPMorgan Chase Bank NA |
2,268.3 B |
203 |
| 27 |
SG Americas Securities LLC |
2,121.5 B |
236 |
| 28 |
National Financial Services LLC |
2,060.2 B |
777 |
| 29 |
Credit Suisse Securities Europe Limited |
2,052.9 B |
392 |
| 30 |
Citicorp Securities Services Inc |
1,709.2 B |
79 |
| 31 |
Wells Fargo Bank NA |
1,491.2 B |
39 |
| 32 |
Citigroup Global Markets Limited |
1,431.8 B |
243 |
| 33 |
BNP Paribas London Branch |
1,388.2 B |
54 |
| 34 |
Credit Suisse International |
1,345.0 B |
106 |
| 35 |
Nomura International PLC |
1,341.1 B |
87 |
| 36 |
BNP Paribas Prime Brokerage Inc |
1,325.3 B |
631 |
| 37 |
Pershing LLC |
1,209.1 B |
823 |
| 38 |
Credit Suisse AG |
1,185.6 B |
110 |
| 39 |
The Bank of New York Mellon |
1,176.4 B |
74 |
| 40 |
JP Morgan Chase Bank NA |
1,135.6 B |
275 |
| 41 |
Wells Fargo Securities LLC |
1,134.4 B |
459 |
| 42 |
Goldman Sachs Execution & Clearing LP |
1,018.6 B |
237 |
| 43 |
UBS AG London Branch |
977.3 B |
205 |
| 44 |
Societe Generale Sa |
936.8 B |
22 |
| 45 |
Bank of New York Mellon |
916.5 B |
46 |
| 46 |
Royal Bank of Canada |
898.6 B |
18 |
| 47 |
State Street Bank and Trust Company |
884.3 B |
103 |
| 48 |
Credit Suisse AG Dublin Branch |
857.8 B |
135 |
| 49 |
JP Morgan Prime Inc |
797.6 B |
121 |
| 50 |
Deutsche Bank AG London Branch |
762.4 B |
101 |
| 51 |
Morgan Stanley & Co Inc |
759.7 B |
29 |
| 52 |
Societe Generale International Limited |
728.7 B |
41 |
| 53 |
Scotia Capital USA Inc |
701.3 B |
82 |
| 54 |
Citigroup Inc |
689.8 B |
8 |
| 55 |
Skandinaviska Enskilda Banken AB PUBL |
688.7 B |
8 |
| 56 |
Scotiabank - the Bank of Nova Scotia Houston Branch |
687.7 B |
1 |
| 57 |
Macquarie Bank International Limited |
687.7 B |
1 |
| 58 |
HSBC Holdings PLC |
687.7 B |
1 |
| 59 |
Marex Group PLC |
687.7 B |
1 |
| 60 |
Morgan Stanley CTVM Sa |
687.7 B |
1 |
| 61 |
Scotiabank - the Bank of Nova Scotia |
687.7 B |
1 |
| 62 |
Citigroup NA London |
687.7 B |
1 |
| 63 |
Prime Dealer Service Corp |
687.7 B |
1 |
| 64 |
Macquarie Group Limited |
687.7 B |
1 |
| 65 |
Wells Fargo & Company |
687.7 B |
1 |
| 66 |
Bank of America N/A |
687.7 B |
1 |
| 67 |
BNP Paribas Prime Brokerage International Ltd |
687.6 B |
43 |
| 68 |
Citibank NA London Branch |
661.3 B |
48 |
| 69 |
Morgan Stanley and Co International PLC |
659.8 B |
22 |
| 70 |
HSBC Securities USA Inc |
646.3 B |
37 |
| 71 |
Bank of America NA |
584.8 B |
110 |
| 72 |
Citibank China Co Limited |
579.9 B |
5 |
| 73 |
CIBC World Markets Corp |
564.1 B |
50 |
| 74 |
Jefferies LLC |
525.1 B |
1,100 |
| 75 |
Nomura Securities International Inc |
514.9 B |
49 |
| 76 |
Marex Capital Markets Inc |
506.9 B |
187 |
| 77 |
CLSA Limited |
501.9 B |
3 |
| 78 |
BNP Paribas New York Branch |
501.5 B |
18 |
| 79 |
The Royal Bank of Scotland PLC |
497.5 B |
30 |
| 80 |
Macquarie Bank Limited |
493.7 B |
27 |
| 81 |
Standard Chartered Bank |
490.6 B |
45 |
| 82 |
The Bank of Nova Scotia |
466.3 B |
39 |
| 83 |
Societe Generale |
464.1 B |
63 |
| 84 |
Deutsche Bank AG London |
455.1 B |
56 |
| 85 |
Bank of America National Association |
445.8 B |
29 |
| 86 |
BNP Paribas Sa |
425.5 B |
33 |
| 87 |
JP Morgan Securities Inc |
416.5 B |
208 |
| 88 |
Cantor Fitzgerald & Co |
411.4 B |
277 |
| 89 |
Citigroup Global Markets Japan Inc |
394.9 B |
2 |
| 90 |
Natwest Markets PLC |
386.1 B |
37 |
| 91 |
Morgan Stanley and Co International |
370.6 B |
3 |
| 92 |
Bank of America Securities Inc Formerly Merrill Lynch Pierce Fenner & Smith Incorporated |
369.8 B |
2 |
| 93 |
Credit Suisse Securities Europe Ltd |
359.2 B |
53 |
| 94 |
Canadian Imperial Bank of Commerce |
351.8 B |
23 |
| 95 |
Barclays Capital Securities Ltd |
350.2 B |
28 |
| 96 |
Palafox Trading LLC |
331.4 B |
2 |
| 97 |
Mortgage Backed Securities Clearing Corporation |
331.4 B |
2 |
| 98 |
Lchclearnet Group Ltd |
331.3 B |
1 |
| 99 |
JP Morgan Securities Ltd |
330.6 B |
62 |
| 100 |
The Bank of New York Mellon International Ltd |
330.5 B |
8 |