|
⚲
|
| 325 Fillmore LLC
✚
|
|
|---|---|
| CRD # | 287625 |
| SEC # | 801-110052 |
| CIK # | |
| AUM | $1.4 BB (2023-03-30) |
| Employees | 8 (75% Investors, 0% Brokers) |
| Phone | 303-398-2950 |
| Address | 100 Fillmore Street Denver, CO 80206 |
| Source | [IAPD] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| SA | Elevation CLO 2017-8 Ltd | 2019-03-30 | 352.2 | |
| SA | Elevation CLO 2017-7 Ltd | 2018-03-30 | 0.3 | |
| SA | Elevations CLO 2017-6 Ltd | 2018-03-30 | 330.6 | |
| SA | Peaks CLO 2 Ltd | 2018-03-30 | 150.0 | |
| SA | Elevation CLO 2014-2 Ltd F/K/A Arrowpoint CLO 2014-2 Ltd | 2015-03-30 | 367.2 | |
| SA | Elevation CLO 2013-1 Ltd F/K/A Arrowpoint CLO 2013-1 Ltd | 2014-03-31 | 325.0 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 1.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 1.4 |
| By Discretionary | ||
| Discretionary | 5 | 1.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 1.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.4 | |
| United States Persons | 0.0 | |
| Total | 5 | 1.4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Bharcap Partners LLC
✚
|
CT | 1.5 |
|
Hermes GPE USA Inc
✚
|
NY | 1.5 |
|
Cherry Hill Mortgage Management LLC
✚
|
NJ | 1.4 |
|
The Molpus Woodlands Group LLC
✚
|
MS | 1.3 |
|
AB Broadly Syndicated Loan Manager LLC
✚
|
TN | 1.2 |
|
Mortgage Industry Advisory Corporation
✚
|
NY | 1.2 |
|
Petiole USA Limited
✚
|
NY | 1.0 |
|
Morgan Properties Special Situations II LLC
✚
|
PA | 1.0 |
|
CornerStone Trust Management Services LLC
✚
|
PA | 1.0 |
|
Lion Capital Americas Inc
✚
|
CA | 0.9 |