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| 49 Wealth Management LLC
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| CRD # | 319484 |
| SEC # | 801-123687 |
| CIK # | 0002022291 |
| AUM | 1,403.0 M (2026-03-12) |
| Employees | 167 (77% Investors, 31% Brokers) |
| Fees | |
| Minimum | |
| Phone | 214-563-1190 |
| Address | 3711 S Mopac Expy Austin, TX 78746 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/12/2026) [Brochure] |
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Item 5: Fees and Compensation elect to provide to the firm, even though such benefits may or may not benefit some or all of the firm’s clients. |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/12/2026) [Brochure] |
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Item 7: Types of Clients 49 Financial offers its investment services to various types of clients including individuals, high- net-worth individuals, trusts, estates, corporations, and business entities, and pension and profit- sharing plans. 49 Financial generally requires a minimum account size of $25,000. 49 Financial, in its sole discretion, may waive the required minimum. Fractional family office services require a minimum client net worth of $10MM, of which $5MM must be liquid. 49 Financial, in its sole discretion, may waive the required minimum. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 7.1 | ||
| Microsoft Corp | 5.4 | ||
| Wal Mart Stores Inc | 4.7 | ||
| Nvidia Corp | 4.0 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,553 | 650.1 |
| (b) Individuals (high net worth individuals) | 218 | 647.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1 | 6.9 |
| (h) Charitable organizations | 14 | 41.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 53 | 56.5 |
| (n) Other | 0 | 0.0 |
| Total | 6,257 | 1,403.0 |
| By Discretionary | ||
| Discretionary | 6,257 | 1,403.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6,257 | 1,403.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,403.0 | |
| Total | 6,257 | 1,403.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002022291] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
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