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| 501 North LLC
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|---|---|
| CRD # | 338118 |
| SEC # | 801-134954 |
| CIK # | |
| AUM | 329.4 M (2026-03-31) |
| Employees | 9 (67% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-887-7777 |
| Address | 787 7th Avenue New York, NY 10019 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | 501 North Fund III LP | [2021-03-31] | 129.7 M | 132.8 M |
| Filed 2022-11-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | 501 North Fund II LP | [2014-08-08] | 111.0 M | 144.3 M |
| Offered $150,000,000 · Filed 2017-04-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $39,040,000 · Duration More than one year · Commission $1,050,000 · Revenue Decline to Disclose | ||||
| PE | 501 North Private Equity Holdings LP | [2014-03-26] | 14.3 M | 52.3 M |
| Filed 2025-09-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 329.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 329.4 |
| By Discretionary | ||
| Discretionary | 3 | 329.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 329.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 329.4 | |
| Total | 3 | 329.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Gregory Ho | Executive Officer | 30 | 3 | |
| John Steffens | Executive Officer | 21 | 3 | |
| Smc Private Equity Holdings GP LLC | Promoter | 1 | 1 | |
| Smc Growth Capital III GP LLC | Promoter | 1 | 1 | |
| Smc Growth Capital II GP LLC | Promoter | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Private Equity |
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