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| 503 Partners LLC
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| CRD # | 283349 |
| SEC # | 802-107547 |
| CIK # | 0001762924 |
| AUM | |
| Employees | |
| Phone | 541-490-5155 |
| Address | 2540 NE Martin Luther King Jr Boulevard Portland, OR 97212 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| VC | 503 Kaleidoscope Investors LLC | [2023-03-07] | 5.5 M | 6.9 M |
| Offered $5,538,500 · Filed 2022-02-17 (D) · Exemption 506(b) · Minimum $25,000 · Duration One year or less · Revenue Not Applicable | ||||
| VC | 503 WWS Investors LLC | [2023-03-07] | 1.0 M | 6.2 M |
| Filed 2023-01-17 (D) · Exemption 506(b) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Revenue Not Applicable | ||||
| VC | Arch Oncology Investors LLC | [2022-03-30] | 11.0 M | 0.1 M |
| Offered $11,000,000 · Filed 2021-05-10 (D) · Exemption 3(c), 3(c)(1) · Minimum $25,000 · Duration One year or less · Revenue $1,000,001 - $5,000,000 | ||||
| VC | 503 AAF Holdings LLC | 2021-03-29 | 0.0 M | |
| VC | Artms Investors LLC | [2020-03-27] | 1.5 M | 9.5 M |
| Filed 2020-03-17 (D) · Exemption 506(b) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Revenue Not Applicable | ||||
| VC | Keemotion Investors LLC | [2020-03-27] | 0.3 M | 0.3 M |
| Filed 2017-04-18 (D) · Exemption 506(b) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Revenue Not Applicable | ||||
| VC | Rubicon Global Investors LLC | [2020-03-27] | 10.1 M | 1.6 M |
| Filed 2015-02-24 (D) · Exemption 506(b) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Revenue Not Applicable | ||||
| VC | Smart Wires Credit Facility LLC | [2020-03-27] | 3.2 M | 0.0 M |
| Filed 2019-03-12 (D) · Exemption 506(b) · Minimum $25,000 · Remaining Indefinite · Duration One year or less · Revenue Not Applicable | ||||
| VC | Smart Wires Investors II LLC | [2020-03-27] | 0.3 M | 3.3 M |
| Filed 2018-09-28 (D) · Exemption 506(b) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Revenue Not Applicable | ||||
| VC | Smart Wires Investors LLC | [2020-03-27] | 2.8 M | |
| Filed 2015-06-16 (D) · Exemption 506(b) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Revenue Not Applicable | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Anthony Arnerich | Executive Officer | 29 | 4 | |
| Nicholas Walrod | Executive Officer | 32 | 3 | |
| 3X5 Partners LLC | Promoter | 10 | 2 | |
| Arnerich 3X5 Special Opportunity Managers LLC | Promoter | 5 | 2 | |
| 3X5 Partners Managers LLC | Promoter | 2 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001762924] | |
| 4 | [0001762924] | |
| 5 | [0001762924] |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Vapotherm Inc | |
| 503 Partners LLC | |
| Vapotherm Investors LLC | |
| 3x5 Special Opportunity Fund LP |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Vapotherm Inc VAPO
Common Stock
|
2020-12-09 | Sell | 3,684 | $27.80 | 102,415 |
|
Vapotherm Inc VAPO
Common Stock
|
2020-12-08 | Sell | 21,316 | $27.90 | 594,716 |
|
Vapotherm Inc VAPO
Common Stock
|
2020-12-07 | Other | 442,806 | $0.00 | |
|
Vapotherm Inc VAPO
Common Stock
|
2020-12-07 | Other | 2,625 | $0.00 | |
|
Vapotherm Inc VAPO
Common Stock
|
2020-12-07 | Other | 209,992 | $0.00 | |
|
Vapotherm Inc VAPO
Common Stock
|
2020-10-01 | Option exercise | 42,857 | $14.00 | 599,998 |
|
Vapotherm Inc VAPO
Warrant to Purchase Common Stock · derivative
|
2020-10-01 | Option exercise | 42,857 | $0.00 | |
|
Vapotherm Inc VAPO
Common Stock
|
2020-10-01 | Sell | 20,689 | $29.00 | 599,981 |
|
Vapotherm Inc VAPO
Common Stock
|
2020-08-12 | Other | 442,806 | $0.00 | |
|
Vapotherm Inc VAPO
Common Stock
|
2020-08-12 | Other | 209,992 | $0.00 | |
|
Vapotherm Inc VAPO
Common Stock
|
2020-08-12 | Other | 2,625 | $0.00 | |
|
Vapotherm Inc VAPO
Common Stock
|
2019-09-11 | Buy | 20,000 | $8.68 | 173,600 |
|
Vapotherm Inc VAPO
Common Stock
|
2019-08-02 | Buy | 10,000 | $14.34 | 143,400 |
|
Vapotherm Inc VAPO
Common Stock
|
2019-03-08 | Other | 37,316 | $16.08 | 600,041 |
|
Vapotherm Inc VAPO
Series C Convertible Preferred Stock · derivative
|
2018-11-16 | Conversion | 849,239 | $0.00 | |
|
Vapotherm Inc VAPO
Series D Convertible Preferred Stock · derivative
|
2018-11-16 | Conversion | 890,056 | $0.00 | |
|
Vapotherm Inc VAPO
Series D-1 Convertible Preferred Stock · derivative
|
2018-11-16 | Conversion | 208,752 | $0.00 | |
|
Vapotherm Inc VAPO
Series B Convertible Preferred Stock · derivative
|
2018-11-16 | Conversion | 75,700 | $0.00 | |
|
Vapotherm Inc VAPO
Series A Convertible Preferred Stock · derivative
|
2018-11-16 | Conversion | 500,000 | $0.00 | |
|
Vapotherm Inc VAPO
Series B Convertible Preferred Stock · derivative
|
2018-11-16 | Conversion | 285,714 | $0.00 | |
| showing 20 of 27 most recent transactions | |||||