5C Capital Management LLC

Item 5 Fees and Compensation

INVESTMENT ADVISORY AND WEALTH MANAGEMENT FEE RATES
5CCM Standard Fee Schedule:

                                      Equity and Balanced                  Fixed Income
Assets Under                          Account Strategies:                  Account Strategies:
Management                            Annual Fee                           Annual Fee

Initial $2,000,000                               1.00%                           0.65%
Next $3,000,000                                  0.75%                           0.50%
Next $5,000,000                                  0.50%                           0.35%
Greater than $10,000,000                         0.35%                           0.20%

529 Plan Fee Schedule:

Assets Under                          Equity and Balanced                  Fixed Income
Management                            Account Strategies:                  Account Strategies:
                                      Annual Fee                           Annual Fee

529 Plan Accounts                                0.5%                            0.5%

Our Investment Advisory Fee Schedule may be modified by mutual agreement.

Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in mutual
funds and exchange traded funds. The fees that you pay to our firm for investment advisory services are separate
and distinct from the fees and expenses charged by mutual funds or exchange traded funds (described in each
fund's prospectus) to their shareholders. These fees will generally include a management fee and other fund
expenses. We endeavor to control fund expenses but may at any time own mutual funds and or ETF’s that are
not the least expensive within a particular asset class. 5CCM fully discloses Mutual Fund/ETF management and
trading expenses to its clients.

You may also incur transaction charges and/or brokerage fees when purchasing or selling securities. These
charges and fees are typically imposed by the broker-dealer or custodian through whom your account
transactions are executed. We do not share in any portion of the brokerage fees/transaction charges imposed by
the broker-dealer or custodian.

During 5CCM’s client onboarding process, a client may transfer and 5CCM may receive to a 5CCM managed
account, mutual funds or other investments previously owned by a client(s) that are subject to commissions,
loads or other expenses (e.g. 12b-1 fees). 5CCM does not purchase such securities or receive compensation from
any mutual fund. Therefore, it is our policy to sell these investments and reallocate the proceeds in accordance
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with the client’s investment and financial plan. However, 5CCM will consider tax, estate planning and other
factors prior to selling a particular position.

To fully understand the total cost you will incur, you should review all the fees charged by mutual funds,
exchange traded funds, our firm and other service providers. For information on our brokerage practices, please
refer to the "Brokerage Practices" section of this brochure.

Compensation for the Sale of Other Investment Products

No commission compensation is received for any investment product with the following exception:

5CCM, through its representatives, may receive a commission on insurance or annuity product
implementation. You are not required to any bind any insurance or annuity contract through 5CCM and
may bind such coverage through any agent of your choice.

Item 7 Types of Clients
We offer investment advisory services to individuals, trusts, estates, charitable organizations, corporations
and corporate retirement plans.