Dale K Ehrhart Inc

Item 5: Fees and Compensation

A. Fee Schedule

Investment Supervisory Services Fees

           Total Assets Under Management                  Annual Fee

                  First $1,000,000                          1.25%

               $1,000,001 - $3,000,000                      0.85%

               $3,000,001 - $5,000,000                      0.75%

              $5,000,001 - $10,000,000                      0.60%

                  Over $10,000,000                          0.50%

These fees are negotiable depending upon the needs of the client and complexity of the
situation, and the final fee schedule is attached as Exhibit II of the Investment Advisory
Contract. Fees are paid quarterly in advance, and clients may terminate their contracts
with thirty days’ written notice.

Refunds are given on a prorated basis, based on the number of days remaining in a quarter
at the point of termination. Fees that are collected in advance will be refunded based on
the prorated amount of work completed up to the day of termination within the quarter
terminated. The fee refunded will be the balance of the fees collected in advance minus
the daily rate* times the number of days in the quarter up to and including the day of
termination. (*The daily rate is calculated by dividing the quarterly AUM fee by the

number of days in the termination quarter). Clients may terminate their contracts without
penalty, for full refund, within 5 business days of signing the advisory contract.
Advisory fees are withdrawn directly from the client’s accounts with client written
authorization. Clients may also opt to pay fees by check if desired. DKE will prepare an
invoice to clients who wish to pay fees via check.

TAMP Services Fees

When an adviser enrolls a client in a DKE model on a model strategy portfolio or other
third party investment platform, the adviser will not pay model provider fees, platform
fees or any other fees to DKE. In addition to investment management fees, clients may be
assessed custodial, transaction and/or administration fees. DKE does not share these
custodial based fees with the custodian. DKE reserves the right to negotiate the
percentage of investment management fees retained by DKE with a client’s adviser based
on the adviser’s total client assets enrolled in DKE models on its platforms. Custodian fees
vary by platform. DKE’s TAMP investment adviser clients split only investment
management fees with DKE, the manner and percentage of which is disclosed in each
firm’s investment management agreement.

B. Payment of Fees

Payment of Investment Supervisory Fees

Advisory fees are withdrawn directly from the client’s accounts with client written
authorization. Fees are paid quarterly in advance. Advisory fees may also be invoiced and
billed directly to the client quarterly in advance. Clients may select the method in which
they are billed.

Payment of TAMP Services Fees

The adviser enrolling its client in a DKE model or platform will pay DKE’s fees. DKE’s
TAMP investment adviser clients split investment management fees with DKE. DKE’s
model provision fees and investment management fee split are negotiable, and program
fees vary by platform. The method of payment is documented by written agreement
between DKE and the TAMP investment adviser client.

C. Clients Are Responsible For Third Party Fees

Clients are responsible for the payment of all third party fees (i.e. custodian fees,
brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
distinct from the fees and expenses charged by DKE. Please see Item 12 of this brochure
regarding broker/custodian.

       D. Prepayment of Fees

       DKE collects fees in advance. Fees that are collected in advance will be refunded based on
       the prorated amount of work completed at the point of termination and the total days
       during the billing period. Fees will be deposited back into client’s account within fourteen
       days.

       The fee refunded will be the balance of the fees collected in advance minus the daily rate*
       times the number of days in the quarter up to and including the day of termination. (*The
       daily rate is calculated by dividing the quarterly AUM fee by the number of days in the
       termination quarter).

       E. Outside Compensation For the Sale of Securities to Clients

       Neither DKE nor its supervised persons accept any compensation for the sale of securities
       or other investment products, including asset-based sales charges or services fees from
       the sale of mutual funds.

Item 7: Types of Clients
DKE generally provides management supervisory services to the following types of clients:

           ❖ Individuals
           ❖ High-Net-Worth Individuals
           ❖ Corporations or Business Entities
           ❖ Charitable Organizations
           ❖ Other Investment Advisers

Minimum Account Size
DKE reserves the right to refuse an account as too small on a case-by-case basis.