Accelerated Wealth Advisors LLC

Item 5: Fees and Compensation

Method of Compensation and Fee Schedule
DISCRETIONARY AND NON‐DISCRETIONARY PORTFOLIO MANAGEMENT PROGRAM FEE
SCHEDULE

The Firm’s Investment Advisory fee payable to AWA is a combination of the annual fee payable
to the Investment Advisor (IA) and the Investment Advisor Representative (IAR). The annual fees
payable to the Investment Advisor (IA) range up to 1.0% of assets under management or
advisement. The annual fees payable to the Investment Advisor Representative (IAR) range up
to 1.0% of assets under management or advisement. The total blended annual fee, including the
IA’s fee and the IAR’s fee due to AWA will not exceed 2.0% of assets under management or
advisement. For purposes of calculating Investment Advisory fees, assets under management or
advisement shall include any accounts/holdings held on the Firm’s platform, under the advice of
the Firm, and or under advice of an Investment Advisor Representative of the Firm. This may
include cash or cash equivalents, exchange traded funds, mutual funds, alternative investments,
etc.

The annual fee is exclusive of and in addition to brokerage commissions, transaction fees and other
related costs and expenses that may be incurred in client accounts and that are payable to third
parties or Sub-Advisors. The Firm does not, however, receive any portion of these commissions,
fees, or costs. The Firm will not be compensated on the basis of a share of capital gains upon or
capital appreciation of the funds or any portion of the funds of the client.

Clients will provide written authorization for the deduction of the Firm’s advisory fees directly
from their brokerage accounts upon execution of the Investment Advisory Agreement with the
Firm. Fees will be directly deducted from the client’s account at the custodian quarterly in arrears
based on the average daily market value of assets in the account managed by AWA during the
previous quarter and will be one-fourth (1/4) of the total advisory fees. The Client will be notified
of this fee when they receive their next scheduled account statement. A Client may ask for
additional information about their fee calculation at any time. In the event of termination of the
account, the client may be invoiced directly for the amount of fees for the days service was
provided in the final quarter and payment is expected in a timely manner.

The quarterly fee will be one-fourth (1/4) of the total fee for non-discretionary, limited
partnership, alternative investments, based upon the total market value of the investment as
reported to AWA by the Sponsor that states the market value of each investment as determined
from the annual audited financials in arrears. This value will be effective October 1st of every
year and this updated value of the investment (either increase in value or decrease in value)

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will be used in calculating the applicable fees. For any investment(s) received outside of the
annual market value adjustment, the average daily market value of the purchase price will be
considered the market value until the next valuation date occurs.

The quarterly fee for all other non-discretionary alternative investments will be based upon the
total market value of the investment, as reported to AWA by the Sponsor, on the last day of the
month and will be one-twelfth (1/12) of the annualized fee calculated in arrears. The fee will be
assessed monthly and charged quarterly. The advisory fee will be deducted from the interest
earned on the investment as instructed in the Investment Advisory Fee Agreement & Disclosure,
unless otherwise agreed between the Firm and the client. During any period of suspended
interest payments, no Investment Advisory fee will be assessed.

The quarterly fee for indexed variable annuity investments will be one-fourth (1/4) of the total
interim value as of the last day of the quarter, as reported to AWA by the Sponsor, divided by 365;
calculated in arrears.

For client assets that are not held in a discretionary account managed by the Firm, the advisory
fees will either be deducted from the discretionary account managed by the Firm or paid out of
the non-discretionary account at the client’s direction, unless otherwise agreed between the Firm
and the client.

Accounts opened or closed within a given quarter are charged a pro-rata share at the end of that
quarter, based upon the number of days the account was open during the quarter divided by the
number of days in the calendar year; calculated in arrears.

The custodian will send to each client a monthly or quarterly account statement that shows the
full amount of the Investment Advisory fee. The Firm will verify that the custodian sends account
statements to its clients no less frequently than quarterly. Statements should be received from
the relevant custodian monthly, but no less frequently than quarterly if your account had no
activity. If you do not receive your account statement from the custodian, contact the Firm
immediately.

Fees charged by Sub-Advisors range between 0.0% and 0.6% annually. Sub-Advisor fees are
billed in addition to and/or separate from the fees payable to Accelerated Wealth Advisors. Sub-
Advisors will either have complete and total responsibility for the calculation and collection of
their fees from your account or Accelerated Wealth Advisors will be responsible for debiting the
fee calculated and paid to the Sub-Advisor. The total blended fee, including AWA’s fee and the
Sub-Advisory fee, will never exceed 2.6% annually.

See Item 7: Types of Clients for more information about our fees, compensation arrangements
and account minimums.

Additional Fees and Expenses
Clients should be aware that the Investment Advisory fees paid to the Firm for investment
advisory services are separate and distinct from the fees and expenses charged by the investment
...

Item 7: Types of Clients

Description
AWA generally provides investment advice to individuals, pension and profit sharing plans,
charitable organizations, corporations or business entities, high net worth individuals, and
private funds.
Client relationships vary in scope and length of service.

Account Minimums
Products offered do require an account minimum due to trading costs and fees. Accounts opened
below the minimum are subject to approval and will be considered on a case-by-case basis. The
Firm does not typically aggregate related accounts in the same household to meet account
minimums. The firm may, in its discretion, aggregate related accounts in investments in order to
meet the account minimum upon sponsor approval.

AWA Annual Fees are a combination of annual fees due to the Investment Advisor (IA) and
Investment Advisor Representative (IAR) and range from 0.4% - 2.35% depending on the model
or strategy selected by the IAR and client. This presents a potential conflict of interest and
financial incentive if an IAR and client selects a strategy with a higher annual fee. This conflict is
mitigated by the fact that the IA Firm, as well as the IARs, have a fiduciary responsibility to place
the best interest of the client first and will act in accordance with that responsibility.

Strategy fees are determined by the Firm’s Investment Committee which considers the strategies
trade costs, Sub-Advisory fees, and expense ratios when determining the fee for each strategy
and believes these fees to be reasonable in relation to the investment management services
provided. Sub-Advisor fees are billed in addition to and/or separate from the fees payable to
AWA. Sub-Advisors will either have complete and total responsibility for the calculation and
collection of their fees from your account or Accelerated Wealth Advisors will be responsible for

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debiting the fee calculated and paid to the Sub-Advisor.

Clients should also be aware that the Investment Advisory fees paid to the Firm for investment
advisory services are separate and distinct from the fees and expenses charged by the investment
products (Internal Expense Ratio) that the Firm may utilize including without limitation mutual
funds, insurance products, private investment vehicles and other investment alternatives (the
additional fees and expenses to which the client will be subject for these investment products are
described in the relevant products’ offering or sales documents).