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| Advanced Equities Inc
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|---|---|
| CRD # | 35545 |
| SEC # | 801-67983 |
| CIK # | 0001347807 |
| AUM | |
| Employees | |
| Phone | 312-377-5300 |
| Address | 311 South Wacker Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Advanced Equities Investments IV LLC | 2012-03-28 | 0.1 M | |
| PE | Advanced Equities Investments VIII LLC | 2012-03-28 | 0.1 M | |
| PE | Advanced Equities Investments XVII LLC | 2012-03-28 | 0.2 M | |
| PE | Advanced Equities Investments XXIX LLC | 2012-03-28 | 1.3 M | |
| PE | Advanced Equities Investments XXVIII LLC | 2012-03-28 | 3.3 M | |
| PE | Advanced Equities Investments XXXIII LLC | 2012-03-28 | 2.2 M | |
| PE | Advanced Equities Iskoot Investments II LLC | 2012-03-28 | 0.9 M | |
| PE | Advanced Equities Iskoot Investments I LLC | 2012-03-28 | 0.4 M | |
| PE | Advanced Equities Markettools Investments I LLC | 2012-03-28 | 3.1 M | |
| PE | Advanced Equities Miradia Investments II LLC | 2012-03-28 | 0.0 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 95 | 45.2 |
| By Discretionary | ||
| Discretionary | 71 | 37.5 |
| Non-Discretionary | 24 | 7.8 |
| Total | 95 | 45.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 45.2 | |
| Total | 95 | 45.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001347807] | |
| 4 | [0001347807] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.9B |
| Serves | Institutional, Retail |
| Fund Types | Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Peregrine Semiconductor Corp PSMI
Common Stock
|
2012-08-13 | Conversion | 1,245,628 | ||
|
Peregrine Semiconductor Corp PSMI
Common Stock
|
2012-08-13 | Conversion | 104,350 | ||
|
Peregrine Semiconductor Corp PSMI
Common Stock
|
2012-08-13 | Conversion | 262,255 | ||
|
Peregrine Semiconductor Corp PSMI
Common Stock
|
2012-08-13 | Conversion | 224,377 | ||
|
Peregrine Semiconductor Corp PSMI
Common Stock
|
2012-08-13 | Conversion | 164,486 | ||
|
Peregrine Semiconductor Corp PSMI
Common Stock
|
2012-08-13 | Conversion | 611,898 | ||
|
Peregrine Semiconductor Corp PSMI
Common Stock
|
2012-08-13 | Conversion | 44,250 | ||
|
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
|
2012-08-13 | Conversion | 224,377 | $0.00 | |
|
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
|
2012-08-13 | Conversion | 262,255 | $0.00 | |
|
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
|
2012-08-13 | Conversion | 611,898 | $0.00 | |
|
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
|
2012-08-13 | Conversion | 44,250 | $0.00 | |
|
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
|
2012-08-13 | Conversion | 164,486 | $0.00 | |
|
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
|
2012-08-13 | Conversion | 104,350 | $0.00 | |
|
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
|
2012-08-13 | Conversion | 1,245,628 | $0.00 |