Advanced Equities Inc

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Assets, Funds, Holdings

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Advanced Equities Inc
CRD #35545
SEC #801-67983
CIK #0001347807
AUM
Employees
Phone312-377-5300
Address311 South Wacker
Chicago, IL 60606
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
1600128096064032002005201120172024
Type Form D Funds Date Sold ($M) AUM ($M)
PE Advanced Equities Investments IV LLC 2012-03-28 0.1
PE Advanced Equities Investments VIII LLC 2012-03-28 0.1
PE Advanced Equities Investments XVII LLC 2012-03-28 0.2
PE Advanced Equities Investments XXIX LLC 2012-03-28 1.3
PE Advanced Equities Investments XXVIII LLC 2012-03-28 3.3
PE Advanced Equities Investments XXXIII LLC 2012-03-28 2.2
PE Advanced Equities Iskoot Investments II LLC 2012-03-28 0.9
PE Advanced Equities Iskoot Investments I LLC 2012-03-28 0.4
PE Advanced Equities Markettools Investments I LLC 2012-03-28 3.1
PE Advanced Equities Miradia Investments II LLC 2012-03-28 0.0
View All
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 95 45.2
By Discretionary
Discretionary 71 37.5
Non-Discretionary 24 7.8
Total 95 45.2
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 45.2
Total 95 45.2
EDGAR Form CIK 2011 - 2025
3 [0001347807]
4 [0001347807]
Form 3/4/5 Subject 2011 - 2025
AEI 2007 Venture Investments II LLC
Advanced Equities Financial Corp
Advanced Equities Peregrine Investments III LLC
Advanced Equities Peregrine Investments II LLC
Peregrine Semiconductor Corp
Advanced Equities Peregrine Investments IV LLC
Advanced Equities Peregrine Investments I LLC
AEI 2007 Venture Investments I LLC
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