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Advent Capital Management LLC
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CRD # | 113013 |
SEC # | 801-60263 |
CIK # | 0001097278, 0001657970 |
AUM | $8.7 BB (2024-03-28) |
Employees | 55 (42% Investors, 0% Brokers) |
Phone | 212-482-1600 |
Address | 888 Seventh Avenue New York, NY 10019 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
Total AUM ($BB) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
HF | Advent Vega Master Fund LP | 2020-03-30 | 225.4 | |
Other | The ACM Phoenix Convertible Fund | 2013-04-18 | 0.0 | |
HF | Advent Global Partners Master Fund LP | [2012-04-02] | 17.2 | |
Other | The ACM Funds LP | 2012-04-02 | 21.7 | |
HF | The Advent Convertible Arbitrage Cayman Fund II | [2012-04-02] | 50.0 | 99.6 |
Other | The Advent Enhanced Phoenix Master Fund | 2012-04-02 | 0.0 | |
HF | The Advent Global Opportunity Master Fund | [2012-04-02] | 80.3 |
AUM Breakdown | Accounts | AUM ($BB) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 350 | 0.2 |
(b) Individuals (high net worth individuals) | 60 | 0.2 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 1 | 0.8 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 8 | 0.6 |
(g) Pension and profit sharing plans | 6 | 0.2 |
(h) Charitable organizations | 8 | 0.5 |
(i) State or municipal government entities | 31 | 2.9 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 20 | 2.6 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.2 |
(m) Corporations or other businesses not listed above | 10 | 0.6 |
(n) Other | 0 | 0.0 |
Total | 496 | 8.7 |
By Discretionary | ||
Discretionary | 496 | 8.7 |
Non-Discretionary | 0 | 0.0 |
Total | 496 | 8.7 |
By Non-United States Persons | ||
Non-United States Persons | 1.6 | |
United States Persons | 7.1 | |
Total | 496 | 8.7 |
Form D Directors | # Filings | # Firms | 2011 - 2024 |
---|---|---|---|
Tracy Maitland | 2 | ||
Odell Lambroza | 1 | ||
Advent Advent Capital Management LLC | 1 |
EDGAR Form | CIK | 2011 - 2024 |
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13F-HR | [0001097278] | |
4 | [0001097278] | |
5 | [0001097278] |
Form 3/4/5 Subject | 2011 - 2024 |
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Advent Capital Management /DE/ | |
Advent Convertible & Income Fund | |
Advent Claymore Convertible Securities & Income Fund II |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Ruane Cunniff & Goldfarb LP
✚
|
NY | 9.7 |
Cullen Capital Management LLC
✚
|
NY | 9.0 |
Tweedy Browne Company LLC
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CT | 8.9 |
TimesSquare Capital Management LLC
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|
NY | 8.3 |
Churchill Management Corp
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|
CA | 8.2 |
Pinnacle Associates Ltd
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|
NY | 8.1 |
Truston Asset Management Co Ltd
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|
8.1 | |
O'shaughnessy Asset Management LLC
✚
|
CT | 8.0 |
Winton Capital Management Ltd
✚
|
7.8 | |
Conestoga Capital Advisors LLC
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|
PA | 7.8 |