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| Advent Capital Management LLC
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|---|---|
| CRD # | 113013 |
| SEC # | 801-60263 |
| CIK # | 0001657970, 0001097278 |
| AUM | 8,819.5 M (2026-03-30) |
| Employees | 58 (40% Investors, 0% Brokers) |
| Phone | 212-482-1600 |
| Address | 888 Seventh Avenue New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Southern Co | 0.1 | ||
| Microchip Technology Inc | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Advent Vega Master Fund LP | 2020-03-30 | 375.7 M | |
| Other | The ACM Phoenix Convertible Fund | 2013-04-18 | ||
| HF | Advent Global Partners Master Fund LP | [2012-04-02] | 17.2 M | |
| Other | The ACM Funds LP | 2012-04-02 | 21.7 M | |
| HF | The Advent Convertible Arbitrage Cayman Fund II | [2012-04-02] | 50.0 M | 99.6 M |
| Filed 2010-03-05 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | The Advent Enhanced Phoenix Master Fund | 2012-04-02 | ||
| HF | The Advent Global Opportunity Master Fund | [2012-04-02] | 80.3 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 302 | 0.1 |
| (b) Individuals (high net worth individuals) | 50 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 1.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 0.8 |
| (g) Pension and profit sharing plans | 0 | 0.2 |
| (h) Charitable organizations | 5 | 0.2 |
| (i) State or municipal government entities | 28 | 2.8 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 26 | 3.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.2 |
| (m) Corporations or other businesses not listed above | 0 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 430 | 8.8 |
| By Discretionary | ||
| Discretionary | 430 | 8.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 430 | 8.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.7 | |
| United States Persons | 6.1 | |
| Total | 430 | 8.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Tracy Maitland | Director | 2 | 2 | |
| Odell Lambroza | Director | 1 | 1 | |
| Advent Advent Capital Management LLC | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001097278] | |
| 4 | [0001097278] | |
| 5 | [0001097278] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $7.6B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | JON937H5HNZFJ4QPF387 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Advent Capital Management /DE/ | |
| Advent Convertible & Income Fund | |
| Advent Claymore Convertible Securities & Income Fund II |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Advent Convertible & Income Fund AVK
Common Stock
|
2023-07-18 | Sell | 19,048 | $11.72 | 223,243 |
|
Advent Convertible & Income Fund AVK
Common Stock
|
2023-07-17 | Sell | 10,000 | $11.68 | 116,800 |
|
Advent Convertible & Income Fund AVK
Common Stock
|
2023-07-14 | Sell | 30,000 | $11.68 | 350,400 |
|
Advent Convertible & Income Fund AVK
Common Stock
|
2021-12-29 | Sell | 19,000 | $17.77 | 337,630 |
|
Advent Convertible & Income Fund AVK
Common Stock
|
2021-12-28 | Sell | 25,000 | $17.70 | 442,500 |
|
Advent Convertible & Income Fund AVK
Common Stock
|
2021-12-27 | Sell | 50,000 | $17.89 | 894,500 |
|
Advent Convertible & Income Fund AVK
Common Stock
|
2019-01-16 | Buy | 21,000 | $13.61 | 285,810 |
|
Advent Convertible & Income Fund AVK
Common Stock
|
2019-01-09 | Buy | 15,000 | $13.53 | 202,950 |
|
Advent Convertible & Income Fund AVK
Common Stock
|
2018-10-10 | Buy | 20,000 | $14.70 | 294,000 |
|
Advent Convertible & Income Fund AVK
Common Stock
|
2018-09-27 | Buy | 6,000 | $15.69 | 94,140 |
|
Advent Convertible & Income Fund AVK
Common Stock
|
2018-09-10 | Buy | 12,000 | $15.71 | 188,520 |
|
Advent Convertible & Income Fund AVK
Common Stock
|
2018-09-07 | Buy | 12,000 | $15.70 | 188,400 |
|
Advent Convertible & Income Fund AVK
Common Stock
|
2018-09-06 | Buy | 38,000 | $15.68 | 595,840 |
|
Advent Convertible & Income Fund AVK
Common Stock
|
2018-09-05 | Buy | 12,000 | $15.69 | 188,280 |
|
Advent Claymore Convertible Securities & Income Fund II AGC
Common Stock
|
2017-11-13 | Sell | 10,000 | $6.02 | 60,200 |
|
Advent Claymore Convertible Securities & Income Fund II AGC
Common Stock
|
2017-09-15 | Sell | 74,393 | $6.01 | 447,102 |
|
Advent Claymore Convertible Securities & Income Fund II AGC
Common Stock
|
2017-09-14 | Sell | 150,000 | $6.02 | 903,000 |
|
Advent Claymore Convertible Securities & Income Fund II AGC
Common Stock
|
2017-09-13 | Sell | 156,151 | $6.49 | 1,013,420 |
|
Advent Claymore Convertible Securities & Income Fund II AGC
Common Stock
|
2017-09-13 | Sell | 88,456 | $6.11 | 540,466 |
|
Advent Claymore Convertible Securities & Income Fund II AGC
Common Stock
|
2017-08-11 | Sell | 25,000 | $6.02 | 150,500 |
| showing 20 of 40 most recent transactions | |||||
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