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| Happy Holidays!! thanks for using AUM13F!! |
| Advent Capital Management LLC
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| CRD # | 113013 |
| SEC # | 801-60263 |
| CIK # | 0001657970, 0001097278 |
| AUM | $8.3 B (2025-03-26) |
| Employees | 56 (38% Investors, 0% Brokers) |
| Phone | 212-482-1600 |
| Address | 888 Seventh Avenue New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Advent Vega Master Fund LP | 2020-03-30 | 223.4 | |
| Other | The ACM Phoenix Convertible Fund | 2013-04-18 | 0.0 | |
| HF | Advent Global Partners Master Fund LP | [2012-04-02] | 17.2 | |
| Other | The ACM Funds LP | 2012-04-02 | 21.7 | |
| HF | The Advent Convertible Arbitrage Cayman Fund II | [2012-04-02] | 50.0 | 99.6 |
| Other | The Advent Enhanced Phoenix Master Fund | 2012-04-02 | 0.0 | |
| HF | The Advent Global Opportunity Master Fund | [2012-04-02] | 80.3 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 290 | 0.1 |
| (b) Individuals (high net worth individuals) | 49 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 0.5 |
| (g) Pension and profit sharing plans | 6 | 0.2 |
| (h) Charitable organizations | 7 | 0.4 |
| (i) State or municipal government entities | 29 | 2.9 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 20 | 2.6 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.2 |
| (m) Corporations or other businesses not listed above | 9 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 421 | 8.3 |
| By Discretionary | ||
| Discretionary | 421 | 8.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 421 | 8.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.7 | |
| United States Persons | 6.6 | |
| Total | 421 | 8.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Tracy Maitland | 2 | ||
| Odell Lambroza | 1 | ||
| Advent Advent Capital Management LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001097278] | |
| 4 | [0001097278] | |
| 5 | [0001097278] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Advent Capital Management /DE/ | |
| Advent Convertible & Income Fund | |
| Advent Claymore Convertible Securities & Income Fund II |
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