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| Advent Capital Management LLC
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| |
|---|---|
| CRD # | 113013 |
| SEC # | 801-60263 |
| CIK # | 0001097278, 0001657970 |
| AUM | $8.7 BB (2024-03-28) |
| Employees | 55 (42% Investors, 0% Brokers) |
| Phone | 212-482-1600 |
| Address | 888 Seventh Avenue New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Advent Vega Master Fund LP | 2020-03-30 | 225.4 | |
| Other | The ACM Phoenix Convertible Fund | 2013-04-18 | 0.0 | |
| HF | Advent Global Partners Master Fund LP | [2012-04-02] | 17.2 | |
| Other | The ACM Funds LP | 2012-04-02 | 21.7 | |
| HF | The Advent Convertible Arbitrage Cayman Fund II | [2012-04-02] | 50.0 | 99.6 |
| Other | The Advent Enhanced Phoenix Master Fund | 2012-04-02 | 0.0 | |
| HF | The Advent Global Opportunity Master Fund | [2012-04-02] | 80.3 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 350 | 0.2 |
| (b) Individuals (high net worth individuals) | 60 | 0.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 0.6 |
| (g) Pension and profit sharing plans | 6 | 0.2 |
| (h) Charitable organizations | 8 | 0.5 |
| (i) State or municipal government entities | 31 | 2.9 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 20 | 2.6 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.2 |
| (m) Corporations or other businesses not listed above | 10 | 0.6 |
| (n) Other | 0 | 0.0 |
| Total | 496 | 8.7 |
| By Discretionary | ||
| Discretionary | 496 | 8.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 496 | 8.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.6 | |
| United States Persons | 7.1 | |
| Total | 496 | 8.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Tracy Maitland | 2 | ||
| Odell Lambroza | 1 | ||
| Advent Advent Capital Management LLC | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001097278] | |
| 4 | [0001097278] | |
| 5 | [0001097278] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Advent Capital Management /DE/ | |
| Advent Convertible & Income Fund | |
| Advent Claymore Convertible Securities & Income Fund II |
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|---|---|---|
|
Ruane Cunniff & Goldfarb LP
✚
|
NY | 9.7 |
|
Cullen Capital Management LLC
✚
|
NY | 9.0 |
|
Tweedy Browne Company LLC
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CT | 8.9 |
|
TimesSquare Capital Management LLC
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NY | 8.3 |
|
Churchill Management Corp
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CA | 8.2 |
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Pinnacle Associates Ltd
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NY | 8.1 |
|
Truston Asset Management Co Ltd
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|
8.1 | |
|
O'shaughnessy Asset Management LLC
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|
CT | 8.0 |
|
Winton Capital Management Ltd
✚
|
7.8 | |
|
Conestoga Capital Advisors LLC
✚
|
PA | 7.8 |