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| Aegis Capital Corp
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| CRD # | 15007 |
| SEC # | 801-71386 |
| CIK # | 0000743418 |
| AUM | 1,777.6 M (2026-02-26) |
| Employees | 260 (35% Investors, 90% Brokers) |
| Phone | 212-813-1010 |
| Address | 1345 Avenue of The Americas New York, NY 10105 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| In the News | |
|---|---|
| Fri, 08 May 2026 | Aegis Capital Corp. Announces the Opening of the Atlanta, GA Branch Office — Yahoo Finance |
| Fri, 08 May 2026 | Aegis Capital opens new Atlanta branch led by v... — Pluang |
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Aegis Delivers Opportunity Fund LLC - Serve Robotics Series | [2024-02-29] | 4.9 M | 4.9 M |
| Filed 2023-11-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $296,998 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech Xi | [2024-02-29] | 5.7 M | 6.2 M |
| Offered $10,000,000 · Filed 2023-07-03 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $4,309,985 · Duration One year or less · Commission $398,301 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech XII | [2024-02-29] | 4.0 M | 7.0 M |
| Offered $10,000,000 · Filed 2023-08-03 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $5,988,500 · Duration One year or less · Commission $280,805 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech XIII | [2024-02-29] | 2.0 M | 2.0 M |
| Offered $11,000,000 · Filed 2023-11-03 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $8,966,000 · Duration One year or less · Commission $79,860 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations QP Fund LLC - Series Medtech XIII | [2024-02-29] | 2.6 M | 2.8 M |
| Offered $11,000,000 · Filed 2023-11-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $8,416,250 · Duration One year or less · Commission $112,850 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Aerospace III | [2023-02-27] | 4.5 M | 11.0 M |
| Offered $5,000,000 · Filed 2021-08-05 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $535,000 · Duration One year or less · Commission $429,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech IX | [2023-02-27] | 7.2 M | 8.8 M |
| Offered $10,000,000 · Filed 2022-08-30 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $2,815,000 · Duration One year or less · Commission $215,250 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech VII | [2023-02-27] | 4.3 M | 4.3 M |
| Offered $20,000,000 · Filed 2022-06-28 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $15,686,000 · Duration One year or less · Commission $129,420 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech VIII | [2023-02-27] | 3.8 M | 4.2 M |
| Offered $7,000,000 · Filed 2022-05-13 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $3,195,000 · Duration One year or less · Commission $150,200 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech X | [2023-02-27] | 2.9 M | 7.1 M |
| Offered $19,000,000 · Filed 2022-09-02 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $16,131,000 · Duration One year or less · Commission $200,830 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations QP Fund LLC - Series Medtech IV | [2023-02-27] | 2.6 M | 4.3 M |
| Offered $5,000,000 · Filed 2022-03-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $2,442,500 · Duration One year or less · Commission $128,875 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations QP Fund LLC - Series Medtech VIII | [2023-02-27] | 1.7 M | 3.8 M |
| Offered $7,000,000 · Filed 2022-05-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $5,305,000 · Duration One year or less · Commission $59,800 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Aerospace II | [2022-02-28] | 4.5 M | 0.0 M |
| Offered $5,000,000 · Filed 2021-08-05 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $535,000 · Duration One year or less · Commission $429,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Agritech II | [2022-02-28] | 9.2 M | 0.0 M |
| Offered $12,000,000 · Filed 2021-03-09 (D) · Exemption 506(b) · Remaining $2,774,250 · Duration One year or less · Commission $922,575 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Big Data II | [2022-02-28] | 14.1 M | 3.5 M |
| Offered $17,000,000 · Filed 2021-08-05 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $2,923,000 · Duration One year or less · Commission $1,407,700 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Fintech I | [2022-02-28] | 11.5 M | 3.1 M |
| Offered $14,000,000 · Filed 2021-03-15 (D) · Exemption 506(b) · Remaining $2,535,000 · Duration One year or less · Commission $1,146,500 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Fintech III | [2022-02-28] | 11.5 M | 11.5 M |
| Offered $12,000,000 · Filed 2021-12-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $520,000 · Duration One year or less · Commission $1,148,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Healthtech I | [2022-02-28] | 11.0 M | 3.5 M |
| Offered $14,000,000 · Filed 2021-10-01 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $2,985,000 · Duration One year or less · Commission $1,101,500 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech IV | [2022-02-28] | 10.6 M | 13.7 M |
| Offered $14,000,000 · Filed 2021-07-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $3,385,000 · Duration One year or less · Commission $518,250 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech V | [2022-02-28] | 10.3 M | 11.6 M |
| Offered $12,000,000 · Filed 2021-09-14 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $1,665,700 · Duration One year or less · Commission $409,372 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech VI | [2022-02-28] | 5.6 M | 5.5 M |
| Offered $12,000,000 · Filed 2021-11-10 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $6,405,000 · Duration One year or less · Commission $2,158,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations QP Fund LLC - Series Agritech II | [2022-02-28] | 4.0 M | 0.5 M |
| Offered $10,000,000 · Filed 2021-03-09 (D) · Exemption 506(b) · Remaining $6,000,000 · Duration One year or less · Commission $400,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations QP Fund LLC - Series Medtech VI | [2022-02-28] | 1.8 M | 3.4 M |
| Offered $9,000,000 · Filed 2021-12-15 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $7,210,000 · Duration One year or less · Commission $67,600 · Revenue Decline to Disclose | ||||
| PE | Agritech Partners LLC - Series HB-1 | [2022-02-28] | 6.6 M | 10.8 M |
| Offered $40,000,000 · Filed 2021-06-11 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $33,390,000 · Duration One year or less · Commission $1,200,000 · Revenue Decline to Disclose | ||||
| PE | Agritech QP Partners LLC - Series HB-1 | [2022-02-28] | 21.9 M | 32.2 M |
| Offered $40,000,000 · Filed 2021-06-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $18,139,000 · Duration One year or less · Commission $1,200,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Digital Freight Network I | [2021-02-26] | 3.1 M | 10.6 M |
| Offered $12,000,000 · Filed 2020-07-30 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $8,910,000 · Duration One year or less · Commission $309,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC- Series Education II | [2021-02-26] | 5.2 M | |
| Offered $12,000,000 · Filed 2020-10-16 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $12,000,000 · Duration One year or less · Commission $1,200,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech I | [2021-02-26] | 3.5 M | 4.9 M |
| Offered $6,000,000 · Filed 2020-03-11 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $2,495,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech II | [2021-02-26] | 7.8 M | |
| Offered $12,000,000 · Filed 2020-10-16 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $12,000,000 · Duration One year or less · Commission $1,200,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech III | [2021-02-26] | 7.8 M | 0.8 M |
| Offered $8,000,000 · Filed 2020-12-30 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $178,048 · Duration One year or less · Commission $782,200 · Revenue Decline to Disclose | ||||
| PE | Tech Insight Partners LLC - Series B | [2021-02-26] | 3.7 M | 3.7 M |
| Offered $3,660,000 · Filed 2020-04-06 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Commission $366,000 · Revenue Decline to Disclose | ||||
| PE | Tech Insight Partners LLC - Series C | [2021-02-26] | 6.1 M | |
| Offered $12,100,000 · Filed 2020-04-22 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $12,100,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Aerospace I | [2020-02-28] | 5.1 M | 5.6 M |
| Offered $6,000,000 · Filed 2019-03-25 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $857,500 · Duration One year or less · Commission $514,250 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Agritech 1 | [2020-02-28] | 4.1 M | |
| Offered $10,500,000 · Filed 2019-09-04 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $10,500,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Big Data 1 | [2020-02-28] | 9.4 M | 9.4 M |
| Offered $12,000,000 · Filed 2019-07-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $2,586,500 · Duration One year or less · Commission $906,350 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series DNA 1 | [2020-02-28] | 5.3 M | 5.4 M |
| Offered $12,500,000 · Filed 2019-01-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $7,188,000 · Duration One year or less · Commission $1,250,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Education 1 | [2020-02-28] | 3.5 M | 3.5 M |
| Offered $12,500,000 · Filed 2018-12-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $9,000,000 · Duration One year or less · Commission $1,250,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Fantasy Sports 1 | [2020-02-28] | 3.6 M | 3.6 M |
| Offered $7,500,000 · Filed 2020-01-06 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $3,940,000 · Duration One year or less · Commission $351,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Hospitality 1 | [2020-02-28] | 2.3 M | 2.4 M |
| Offered $10,000,000 · Filed 2019-11-13 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $7,651,000 · Duration One year or less · Commission $198,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Plant Protein 1 | [2020-02-28] | 5.2 M | 6.2 M |
| Offered $15,000,000 · Filed 2019-09-04 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $9,754,500 · Duration One year or less · Commission $484,600 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations QP Fund LLC - Series Aerospace 1 | [2020-02-28] | 2.3 M | 2.3 M |
| Offered $12,000,000 · Filed 2019-05-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $9,745,000 · Duration One year or less · Commission $225,500 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations QP Fund LLC - Series Agritech 1 | [2020-02-28] | 5.1 M | |
| Offered $10,500,000 · Filed 2019-09-04 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $10,500,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations QP Fund LLC - Series Plant Protein 1 | [2020-02-28] | 7.8 M | 9.9 M |
| Offered $15,000,000 · Filed 2019-09-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $7,185,000 · Duration One year or less · Commission $760,250 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund II LLC - Series Rideshare 1 | [2018-10-09] | 11.8 M | 9.0 M |
| Offered $12,000,000 · Filed 2018-12-06 (D/A) · Exemption 506(c), 3(c), 3(c)(1) · Remaining $191,000 · Duration One year or less · Commission $11,809,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Rideshare 1 | [2018-10-09] | 10.7 M | 10.7 M |
| Offered $12,500,000 · Filed 2018-06-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $1,775,000 · Duration One year or less · Commission $1,250,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations QP Fund LLC - Series Hospitality 1 | [2018-10-09] | 8.2 M | 8.2 M |
| Offered $25,000,000 · Filed 2018-06-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $16,833,247 · Duration One year or less · Commission $2,500,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations QP Fund LLC - Series Rideshare 1 | [2018-10-09] | 5.9 M | 5.9 M |
| Offered $12,500,000 · Filed 2018-08-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $6,643,500 · Duration One year or less · Commission $1,250,000 · Revenue Decline to Disclose | ||||
| PE | Tech Insight Partners LLC - Series A | [2018-10-09] | 8.2 M | 5.8 M |
| Offered $25,000,000 · Filed 2018-06-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $16,833,247 · Duration One year or less · Commission $2,500,000 · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,914 | 1.1 |
| (b) Individuals (high net worth individuals) | 1,116 | 0.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 32 | 0.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 21 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4,218 | 1.8 |
| By Discretionary | ||
| Discretionary | 1,337 | 0.1 |
| Non-Discretionary | 2,881 | 1.7 |
| Total | 4,218 | 1.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.8 | |
| Total | 4,218 | 1.8 |
| Limited Partners | 2011 - 2026 |
|---|---|
| New York State and Local Retirement System |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Adam Stern | Director, Executive Officer | 116 | 10 | |
| Mark Goldwasser | Director | 47 | 7 | |
| Aegis Special Situations Management LLC | Director | 52 | 2 | |
| Aegis Capital Holding Corp | Director, Promoter | 52 | 2 | |
| Cassel Shapiro | Director, Executive Officer | 50 | 2 | |
| Aegis Capital Corp | Promoter | 49 | 2 | |
| Cosme Ordonez | Director, Executive Officer | 11 | 2 | |
| Robert Eide | Director | 5 | 2 | |
| Tech Insight Management LLC | Director | 3 | 2 | |
| Aegis Capital Holdings Corp | Promoter | 3 | 2 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Fund Types | Private Equity |
| LEI | 254900S6STN2SDK6LR76 |
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