Aegis Capital Corp

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Aegis Capital Corp ✚
CRD #	15007
SEC #	801-71386
CIK #	0000743418
AUM	$1.4 B (2025-05-16)
Employees	270 (33% Investors, 100% Brokers)
Phone	212-813-1010
Address	1345 Avenue of The Americas New York, NY 10105
Source	[IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold ($M)	AUM ($M)
PE	Aegis Delivers Opportunity Fund LLC - Serve Robotics Series	[2024-02-29]	4.9	4.9
PE	Aegis Special Situations Fund LLC - Series Medtech Xi	[2024-02-29]	5.7	5.6
PE	Aegis Special Situations Fund LLC - Series Medtech XII	[2024-02-29]	4.0	7.0
PE	Aegis Special Situations Fund LLC - Series Medtech XIII	[2024-02-29]	2.0	2.0
PE	Aegis Special Situations QP Fund LLC - Series Medtech XIII	[2024-02-29]	2.6	2.0
PE	Aegis Special Situations Fund LLC - Series Aerospace III	[2023-02-27]	11.0	13.7
PE	Aegis Special Situations Fund LLC - Series Medtech IX	[2023-02-27]	7.2	9.7
PE	Aegis Special Situations Fund LLC - Series Medtech VII	[2023-02-27]	4.3	4.3
PE	Aegis Special Situations Fund LLC - Series Medtech VIII	[2023-02-27]	3.8	4.2
PE	Aegis Special Situations Fund LLC - Series Medtech X	[2023-02-27]	2.9	6.2
PE	Aegis Special Situations QP Fund LLC - Series Medtech IV	[2023-02-27]	2.6	4.3
PE	Aegis Special Situations QP Fund LLC - Series Medtech VIII	[2023-02-27]	1.7	3.8
PE	Aegis Special Situations Fund LLC - Series Aerospace II	[2022-02-28]	4.5	7.0
PE	Aegis Special Situations Fund LLC - Series Agritech II	[2022-02-28]	9.2	0.5
PE	Aegis Special Situations Fund LLC - Series Big Data II	[2022-02-28]	14.1	4.3
PE	Aegis Special Situations Fund LLC - Series Fintech I	[2022-02-28]	11.5	2.6
PE	Aegis Special Situations Fund LLC - Series Fintech III	[2022-02-28]	11.5	2.6
PE	Aegis Special Situations Fund LLC - Series Healthtech I	[2022-02-28]	11.0	2.4
PE	Aegis Special Situations Fund LLC - Series Medtech IV	[2022-02-28]	10.6	12.3
PE	Aegis Special Situations Fund LLC - Series Medtech V	[2022-02-28]	10.3	14.8
PE	Aegis Special Situations Fund LLC - Series Medtech VI	[2022-02-28]	5.6	5.5
PE	Aegis Special Situations QP Fund LLC - Series Agritech II	[2022-02-28]	4.0	0.5
PE	Aegis Special Situations QP Fund LLC - Series Medtech VI	[2022-02-28]	1.8	3.4
PE	Agritech Partners LLC - Series HB-1	[2022-02-28]	6.6	1.9
PE	Agritech QP Partners LLC - Series HB-1	[2022-02-28]	21.9	5.7
PE	Aegis Special Situations Fund LLC - Series Digital Freight Network I	[2021-02-26]	3.1	10.6
PE	Aegis Special Situations Fund LLC- Series Education II	[2021-02-26]	0.0	5.2
PE	Aegis Special Situations Fund LLC - Series Medtech I	[2021-02-26]	3.5	5.6
PE	Aegis Special Situations Fund LLC - Series Medtech II	[2021-02-26]	0.0	19.5
PE	Aegis Special Situations Fund LLC - Series Medtech III	[2021-02-26]	7.8	7.5
PE	Tech Insight Partners LLC - Series B	[2021-02-26]	3.7	3.0
PE	Tech Insight Partners LLC - Series C	[2021-02-26]	0.0	0.0
PE	Aegis Special Situations Fund LLC - Series Aerospace I	[2020-02-28]	5.1	5.6
PE	Aegis Special Situations Fund LLC - Series Agritech 1	[2020-02-28]	0.0	4.1
PE	Aegis Special Situations Fund LLC - Series Big Data 1	[2020-02-28]	9.4	9.4
PE	Aegis Special Situations Fund LLC - Series DNA 1	[2020-02-28]	5.3	5.4
PE	Aegis Special Situations Fund LLC - Series Education 1	[2020-02-28]	3.5	3.5
PE	Aegis Special Situations Fund LLC - Series Fantasy Sports 1	[2020-02-28]	3.6	3.6
PE	Aegis Special Situations Fund LLC - Series Hospitality 1	[2020-02-28]	2.3	2.4
PE	Aegis Special Situations Fund LLC - Series Plant Protein 1	[2020-02-28]	5.2	0.9
PE	Aegis Special Situations QP Fund LLC - Series Aerospace 1	[2020-02-28]	2.3	2.3
PE	Aegis Special Situations QP Fund LLC - Series Agritech 1	[2020-02-28]	0.0	5.1
PE	Aegis Special Situations QP Fund LLC - Series Plant Protein 1	[2020-02-28]	7.8	1.4
PE	Aegis Special Situations Fund II LLC - Series Rideshare 1	[2018-10-09]	11.8	9.0
PE	Aegis Special Situations Fund LLC - Series Rideshare 1	[2018-10-09]	10.7	10.7
PE	Aegis Special Situations QP Fund LLC - Series Hospitality 1	[2018-10-09]	8.2	8.2
PE	Aegis Special Situations QP Fund LLC - Series Rideshare 1	[2018-10-09]	5.9	5.9
PE	Tech Insight Partners LLC - Series A	[2018-10-09]	8.2	1.7

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	1,274	0.4
(b) Individuals (high net worth individuals)	384	0.7
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	31	0.2
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	44	0.1
(n) Other	0	0.0
Total	2,760	1.4
By Discretionary
Discretionary	1,030	0.6
Non-Discretionary	1,730	0.8
Total	2,760	1.4
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		1.4
Total	2,760	1.4

Limited Partners	2011 - 2025
New York State and Local Retirement System

Form D Directors	# Filings	# Firms	2011 - 2025
Adam Stern	113
Mark Goldwasser	43
Aegis Special Situations Management LLC	50
Cassel Shapiro	50
Aegis Capital Holding Corp	50
Aegis Capital Corp	47
Cosme Ordonez	11
Robert Eide	5
Tech Insight Management LLC	3
Aegis Capital Holdings Corp	3
View All

Comparable Firms	State	AUM ($B)
Palisades Hudson Asset Management LP ✚	FL	1.7
Operose Advisors LLC ✚	WI	1.6
Tailwind Advisors LLC ✚	TX	1.6
Parabellum Capital LLC ✚	NY	1.5
Curated Wealth Partners LLC ✚	CA	1.4
McDonald Partners LLC ✚	OH	1.3
Sargent Investment Group LLC ✚	MD	1.3
Marble Harbor Investment Counsel LLC ✚	MA	1.3
Florence Capital Advisors LP ✚		1.3
Newport Capital Group LLC ✚	NJ	1.2

Aegis Capital Corp

Assets, Funds, Holdings