Aegis Capital Corp

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Aegis Capital Corp
✚
CRD #15007
SEC #801-71386
CIK #0000743418
AUM $1.3 BB (2024-02-29)
Employees 257 (25% Investors, 100% Brokers)
Phone212-813-1010
Address1345 Avenue of The Americas
New York, NY 10105
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram]
Total AUM ($BB)
604836241202010201520202025
Type Form D Funds Date Sold ($MM) AUM ($MM)
PE Aegis Delivers Opportunity Fund LLC - Serve Robotics Series [2024-02-29] 4.9 4.9
PE Aegis Special Situations Fund LLC - Series Medtech Xi [2024-02-29] 5.7 6.2
PE Aegis Special Situations Fund LLC - Series Medtech XII [2024-02-29] 4.0 4.0
PE Aegis Special Situations Fund LLC - Series Medtech XIII [2024-02-29] 2.0 2.0
PE Aegis Special Situations QP Fund LLC - Series Medtech XIII [2024-02-29] 2.6 2.8
PE Aegis Special Situations Fund LLC - Series Aerospace III [2023-02-27] 11.0 11.0
PE Aegis Special Situations Fund LLC - Series Medtech IX [2023-02-27] 7.2 8.8
PE Aegis Special Situations Fund LLC - Series Medtech VII [2023-02-27] 4.3 4.3
PE Aegis Special Situations Fund LLC - Series Medtech VIII [2023-02-27] 3.8 4.1
PE Aegis Special Situations Fund LLC - Series Medtech X [2023-02-27] 2.9 6.0
PE Aegis Special Situations QP Fund LLC - Series Medtech IV [2023-02-27] 2.6 4.9
PE Aegis Special Situations QP Fund LLC - Series Medtech VIII [2023-02-27] 1.7 2.3
PE Aegis Special Situations Fund LLC - Series Aerospace II [2022-02-28] 4.5 4.5
PE Aegis Special Situations Fund LLC - Series Agritech II [2022-02-28] 9.2 9.6
PE Aegis Special Situations Fund LLC - Series Big Data II [2022-02-28] 14.1 14.1
PE Aegis Special Situations Fund LLC - Series Fintech I [2022-02-28] 11.5 11.5
PE Aegis Special Situations Fund LLC - Series Fintech III [2022-02-28] 11.5 11.5
PE Aegis Special Situations Fund LLC - Series Healthtech I [2022-02-28] 11.0 11.3
PE Aegis Special Situations Fund LLC - Series Medtech IV [2022-02-28] 10.6 13.4
PE Aegis Special Situations Fund LLC - Series Medtech V [2022-02-28] 10.3 11.6
PE Aegis Special Situations Fund LLC - Series Medtech VI [2022-02-28] 5.6 11.1
PE Aegis Special Situations QP Fund LLC - Series Agritech II [2022-02-28] 4.0 9.1
PE Aegis Special Situations QP Fund LLC - Series Medtech VI [2022-02-28] 1.8 3.9
PE Agritech Partners LLC - Series HB-1 [2022-02-28] 6.6 11.8
PE Agritech QP Partners LLC - Series HB-1 [2022-02-28] 21.9 34.9
PE Aegis Special Situations Fund LLC - Series Digital Freight Network I [2021-02-26] 3.1 10.6
PE Aegis Special Situations Fund LLC- Series Education II [2021-02-26] 0.0 5.2
PE Aegis Special Situations Fund LLC - Series Medtech I [2021-02-26] 3.5 4.9
PE Aegis Special Situations Fund LLC - Series Medtech II [2021-02-26] 0.0 7.8
PE Aegis Special Situations Fund LLC - Series Medtech III [2021-02-26] 7.8 7.8
PE Tech Insight Partners LLC - Series B [2021-02-26] 3.7 3.7
PE Tech Insight Partners LLC - Series C [2021-02-26] 0.0 6.2
PE Aegis Special Situations Fund LLC - Series Aerospace I [2020-02-28] 5.1 5.6
PE Aegis Special Situations Fund LLC - Series Agritech 1 [2020-02-28] 0.0 4.1
PE Aegis Special Situations Fund LLC - Series Big Data 1 [2020-02-28] 9.4 9.4
PE Aegis Special Situations Fund LLC - Series DNA 1 [2020-02-28] 5.3 5.4
PE Aegis Special Situations Fund LLC - Series Education 1 [2020-02-28] 3.5 3.5
PE Aegis Special Situations Fund LLC - Series Fantasy Sports 1 [2020-02-28] 3.6 3.6
PE Aegis Special Situations Fund LLC - Series Hospitality 1 [2020-02-28] 2.3 2.4
PE Aegis Special Situations Fund LLC - Series Plant Protein 1 [2020-02-28] 5.2 6.2
PE Aegis Special Situations QP Fund LLC - Series Aerospace 1 [2020-02-28] 2.3 2.3
PE Aegis Special Situations QP Fund LLC - Series Agritech 1 [2020-02-28] 0.0 5.1
PE Aegis Special Situations QP Fund LLC - Series Plant Protein 1 [2020-02-28] 7.8 9.9
PE Aegis Special Situations Fund II LLC - Series Rideshare 1 [2018-10-09] 11.8 9.0
PE Aegis Special Situations Fund LLC - Series Rideshare 1 [2018-10-09] 10.7 10.7
PE Aegis Special Situations QP Fund LLC - Series Hospitality 1 [2018-10-09] 8.2 8.2
PE Aegis Special Situations QP Fund LLC - Series Rideshare 1 [2018-10-09] 5.9 5.9
PE Tech Insight Partners LLC - Series A [2018-10-09] 8.2 5.8
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 2,369 0.7
(b) Individuals (high net worth individuals) 26 0.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 37 0.3
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 47 0.0
(n) Other 0 0.0
Total 2,479 1.3
By Discretionary
Discretionary 979 0.4
Non-Discretionary 1,500 0.9
Total 2,479 1.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 1.3
Total 2,479 1.3
Limited Partners2011 - 2024
New York State and Local Retirement System
Form D Directors # Filings # Firms 2011 - 2024
Adam Stern 109
Mark Goldwasser 42
Cassel Shapiro 50
Aegis Capital Holding Corp 49
Aegis Special Situations Management LLC 49
Aegis Capital Corp 46
Cosme Ordonez 11
Robert Eide 5
Tech Insight Management LLC 3
Aegis Capital Holdings Corp 3
View All
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