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| Happy Holidays!! thanks for using AUM13F!! |
| Sargent Investment Group LLC
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| CRD # | 297499 |
| SEC # | 801-113542 |
| CIK # | 0001766157 |
| AUM | $1.3 B (2025-04-30) |
| Employees | 15 (80% Investors, 0% Brokers) |
| Phone | 202-580-6400 |
| Address | 4920 Elm Street Bethesda, MD 20814 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Palantir Technologies Inc | 89.9 | ||
| Apple Inc | 38.6 | ||
| Microsoft Corp | 29.0 | ||
| Carlyle Group LP | 20.1 | ||
| Blackstone Group LP | 16.6 | ||
| International Business Machines Corp | 16.3 | ||
| Amazon Com Inc | 14.8 | ||
| Nvidia Corp | 12.7 | ||
| Iron Mountain Inc | 12.3 | ||
| Alphabet Inc | 10.5 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | SIG Alternatives Fund LP | [2025-04-25] | 4.5 | 0.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 133 | 50.6 |
| (b) Individuals (high net worth individuals) | 244 | 1,116.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 7 | 52.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 62.9 |
| (n) Other | 0 | 0.0 |
| Total | 1,258 | 1,282.0 |
| By Discretionary | ||
| Discretionary | 1,106 | 969.5 |
| Non-Discretionary | 152 | 312.5 |
| Total | 1,258 | 1,282.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,282.0 | |
| Total | 1,258 | 1,282.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Brendan Lake | 120 | ||
| Sargent Investment Group LLC | 1 | ||
| PPB SIGA MGT LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001766157] | |
| SC 13G | [0001766157] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Sargent Investment Group LLC | Pavmed Inc | [2025-08-14] |
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