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| Sargent Investment Group LLC
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| CRD # | 297499 |
| SEC # | 801-113542 |
| CIK # | 0001766157 |
| AUM | 1,475.8 M (2026-05-26) |
| Employees | 18 (72% Investors, 0% Brokers) |
| Phone | 202-580-6400 |
| Address | 4920 Elm Street Bethesda, MD 20814 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Palantir Technologies Inc | 60.7 | ||
| Apple Inc | 44.8 | ||
| Microsoft Corp | 22.4 | ||
| Alphabet Inc | 16.6 | ||
| Amazon Com Inc | 15.7 | ||
| Carlyle Group LP | 14.7 | ||
| Nvidia Corp | 14.5 | ||
| Iron Mountain Inc | 13.7 | ||
| International Business Machines Corp | 13.1 | ||
| Wal Mart Stores Inc | 12.5 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | SIG Alternatives Fund LP | [2025-04-25] | 9.8 M | 9.8 M |
| Filed 2026-03-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 145 | 59.3 |
| (b) Individuals (high net worth individuals) | 251 | 1,335.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 11 | 59.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 21.7 |
| (n) Other | 0 | 0.0 |
| Total | 1,381 | 1,475.8 |
| By Discretionary | ||
| Discretionary | 1,229 | 1,165.1 |
| Non-Discretionary | 152 | 310.7 |
| Total | 1,381 | 1,475.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,475.8 | |
| Total | 1,381 | 1,475.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Brendan Lake | Executive Officer | 139 | 15 | |
| Sargent Investment Group LLC | Executive Officer | 1 | 1 | |
| Ppb Siga Mgt LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001766157] | |
| SC 13G | [0001766157] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Sargent Investment Group LLC | Pavmed Inc | [2025-08-14] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Fund Types | Private Equity |
| Comparable Firms | State | AUM |
|---|---|---|
|
Cypress Point Wealth Management LLC
✚
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TX | 1,465.7 M |
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Shade Tree Advisors LLC
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NY | 1,454.2 M |
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OH | 1,406.5 M |
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Double Eagle Family Offices LLC
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TX | 1,398.7 M |
|
Ironview Capital Management LLC
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PA | 1,394.2 M |
|
Oakridge Management Group LLC
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|
CT | 1,367.1 M |
|
Hunter Associates Investment Management LLC
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|
PA | 1,339.0 M |
|
Marble Harbor Investment Counsel LLC
✚
|
MA | 1,320.2 M |
|
Newport Capital Group LLC
✚
|
NJ | 1,280.7 M |
|
McDonald Partners LLC
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|
OH | 1,279.3 M |