Aegon USA Investment Management LLC

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Aegon USA Investment Management LLC ✚
CRD #	114537
SEC #	801-60667
CIK #	0001454937, 0000769218
AUM	88.80 B (2026-03-27)
Employees	217 (35% Investors, 7% Brokers)
Fees
Minimum
Phone	319-355-5408
Address	6300 C Street SW Cedar Rapids, IA 52499-5338
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	Weight Watchers International Inc	0.0
	Southern Co	0.0

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
PE	APOP IV LLC	2025-09-15		30.4 M
SA	Cedar Funding XIX CLO Ltd	2025-09-15		399.8 M
SA	Cedar Funding XVIII CLO Ltd	2025-03-28		397.9 M
PE	APOP III LLC	2023-11-10		204.6 M
SA	Cedar Funding XVII CLO Ltd	2023-11-10		396.1 M
SA	Cedar Funding XV CLO Ltd	2022-05-09		391.7 M
PE	TA-Apop II LLC	2022-05-09		205.4 M
SA	Cedar Funding XIV CLO Ltd	2022-03-29		391.1 M
PE	TA Private Equity Assets LLC	2021-03-29		295.2 M
Other	Aegon AM Funds LLC - Aegon Sustainable Fixed Income Fund	[2021-01-27]	50.8 M	27.4 M
	Filed 2023-07-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Cedar Funding XII CLO Ltd	2020-11-20		427.2 M
Other	Aegon AM Funds LLC - Aegon International Sustainable Equity Private Fund	[2020-02-14]	0.6 M	26.0 M
	Offered $609,095 · Filed 2018-12-11 (D) · Exemption 506(b), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
SA	Cedar Funding X CLO Ltd	2020-02-14		392.1 M
SA	Cedar Funding Xi CLO Ltd	2020-02-14		304.0 M
HF	Aegon Market Neutral Income Master Fund Ltd	2019-03-28		11.0 M
SA	Cedar Funding IX CLO Ltd	2019-03-28		415.6 M
SA	Cedar Funding VII CLO Ltd	2019-03-28		288.7 M
HF	AUIM Credit Opportunities Master Fund Ltd	[2018-03-29]	16.6 M	3.1 M
	Filed 2019-11-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Aegon AM Funds LLC - Aegon High Yield Fund	[2017-10-31]	49.5 M	0.0 M
	Filed 2019-09-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Cedar Funding VIII CLO Ltd	2017-10-31		481.1 M
SA	Cedar Funding VI CLO Ltd	2017-03-28		479.7 M
SA	Cedar Funding V CLO Ltd	2016-07-18		242.9 M
SA	Cedar Funding IV CLO Ltd	2015-03-02		558.2 M
SA	Cedar Funding III CLO Ltd	2014-06-19
SA	Cedar Funding II CLO Ltd	2013-04-26		339.8 M
SA	Cedar Funding Ltd	2013-04-26		7.0 M
SA	Malibu Loan Fund Ltd	2013-04-26		425.6 M
LF	Aegon Managed Enhanced Cash LLC	2012-03-29		2,232.7 M
Other	PFL Corporate Account One	2012-03-29		1,346.3 M
Other	PFL Corporate Separate Account Three	2012-03-29
HF	Zero Beta Fund LLC	2012-03-29		87.3 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	15	14.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	36	10.4
(g) Pension and profit sharing plans	7	1.4
(h) Charitable organizations	5	0.1
(i) State or municipal government entities	0	0.5
(j) Other investment advisers	0	0.0
(k) Insurance companies	12	61.9
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	5	0.4
Total	199	88.8
By Discretionary
Discretionary	195	88.4
Non-Discretionary	4	0.4
Total	199	88.8
By Non-United States Persons
Non-United States Persons		9.7
United States Persons		79.1
Total	199	88.8

Form D Directors	Role	# Filings	# Firms
Richard Thoms	Executive Officer	7187	139
Assure Fund Management II	Executive Officer	6187	139
Russell Burt	Executive Officer	113	29
Colin McKay	Executive Officer	18	3
James Rich	Executive Officer	12	2
Joshua Schnurman	Executive Officer	6	2
Aegon USA Investment Management LLC	Promoter	6	2
E Squared Capital Management	Director	2	2
Rishi Goel	Executive Officer	1	1
James Schaeffer Jr	Executive Officer	1	1
View All

EDGAR Form	CIK	2011 - 2026
3	[0000769218]
4	[0000769218]
6-K	[0000769218]
SC 13G	[0000769218]
13F-HR	[0001454937]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
BlackRock Inc	Aegon Ltd	[2026-01-21]
Norges Bank	Aegon Ltd	[2025-04-10]
BlackRock Inc	Aegon Ltd	[2024-11-08]
BlackRock Inc	Aegon Ltd	[2024-10-22]
BlackRock Inc	Aegon NV	[2020-02-05]
BlackRock Inc	Aegon NV	[2018-02-01]
Franklin Resources Inc	Aegon NV	[2016-02-03]

Firm Profile (Form ADV)
Discretionary AUM	$113.0B
Clients	1 (31 non-US)
Serves	Institutional
Fund Types	Hedge Fund, Private Equity
LEI	4DJIF67XTB552L0E3L78

Form 3/4/5 Subject	2011 - 2026
Aegon Ltd
Benchimol Albert
Ellman Mark Alan
Wellauer Thomas Peter
Herzog David L
Ramsay Caroline Frances
Fouche Lori Dickerson
Boeren Leni
McGarry John F
Ralph Jay Stuart
View All

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Aegon Ltd AEG Common Shares	2026-03-25	Tax withheld	221,990	$7.15	1,587,228
Aegon Ltd AEG Common Shares	2026-03-25	Tax withheld	100,521	$7.15	718,725
Aegon Ltd AEG Common Shares	2026-03-25	Tax withheld	2,632	$7.15	18,819
Aegon Ltd AEG Common Shares	2026-03-25	Tax withheld	2,632	$7.15	18,819
Aegon Ltd AEG Common Shares	2026-03-25	Tax withheld	61,678	$7.15	440,998

Related Firms	State	AUM
Aegon USA Investment Management LLC ✚	IA	88.80 B
Aegon USA Realty Advisors LLC ✚	IA	394.5 M

Comparable Firms	State	AUM
Ares Capital Management LLC ✚	CA	97.62 B
Blue Owl GPSC Advisors LLC ✚	NY	94.65 B
Coatue Management LLC ✚	NY	92.71 B
Cerberus Capital Management LP ✚	NY	92.50 B
Insight Venture Management LLC ✚	NY	92.18 B
Wellington Alternative Investments LLC ✚	MA	92.17 B
Leonard Green & Partners LP ✚	CA	85.60 B
Clearlake Capital Group LP ✚	CA	83.56 B
Sequoia Capital Operations LLC ✚	CA	82.17 B
Centerbridge Partners LP ✚	NY	79.86 B

Aegon USA Investment Management LLC

Assets, Funds, Holdings