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| Aegon USA Investment Management LLC
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| CRD # | 114537 |
| SEC # | 801-60667 |
| CIK # | 0001454937, 0000769218 |
| AUM | $86.3 B (2025-03-28) |
| Employees | 239 (33% Investors, 6% Brokers) |
| Phone | 319-355-5408 |
| Address | 6300 C Street SW Cedar Rapids, IA 52499-5338 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Highland Income Fundma | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| SA | Cedar Funding XVIII CLO Ltd | 2025-03-28 | 406.5 | |
| PE | APOP III LLC | 2023-11-10 | 163.0 | |
| SA | Cedar Funding XVII CLO Ltd | 2023-11-10 | 404.9 | |
| SA | Cedar Funding XV CLO Ltd | 2022-05-09 | 400.6 | |
| PE | Ta-Apop II LLC | 2022-05-09 | 206.4 | |
| SA | Cedar Funding XIV CLO Ltd | 2022-03-29 | 400.5 | |
| PE | TA Private Equity Assets LLC | 2021-03-29 | 295.2 | |
| Other | Aegon AM Funds LLC - Aegon Sustainable Fixed Income Fund | [2021-01-27] | 50.8 | 27.4 |
| SA | Cedar Funding XII CLO Ltd | 2020-11-20 | 445.8 | |
| Other | Aegon AM Funds LLC - Aegon International Sustainable Equity Private Fund | [2020-02-14] | 0.6 | 26.0 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 15 | 13.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 32 | 11.8 |
| (g) Pension and profit sharing plans | 8 | 1.7 |
| (h) Charitable organizations | 5 | 0.1 |
| (i) State or municipal government entities | 0 | 0.4 |
| (j) Other investment advisers | 5 | 0.4 |
| (k) Insurance companies | 18 | 58.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.1 |
| (n) Other | 0 | 0.2 |
| Total | 202 | 86.3 |
| By Discretionary | ||
| Discretionary | 198 | 86.2 |
| Non-Discretionary | 4 | 0.1 |
| Total | 202 | 86.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 10.8 | |
| United States Persons | 75.5 | |
| Total | 202 | 86.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Assure Fund Management II | 6187 | |||
| Richard Thoms | 7034 | |||
| Russell Burt | 108 | |||
| Colin McKay | 18 | |||
| James Rich | 11 | |||
| Joshua Schnurman | 6 | |||
| Aegon USA Investment Management LLC | 6 | |||
| E Squared Capital Management | 2 | |||
| Rishi Goel | 1 | |||
| James Schaeffer Jr | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 6-K | [0000769218] | |
| SC 13G | [0000769218] | |
| 13F-HR | [0001454937] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Norges Bank | Aegon Ltd | [2025-04-10] |
| BlackRock Inc | Aegon Ltd | [2024-11-08] |
| BlackRock Inc | Aegon Ltd | [2024-10-22] |
| BlackRock Inc | Aegon NV | [2020-02-05] |
| BlackRock Inc | Aegon NV | [2018-02-01] |
| Franklin Resources Inc | Aegon NV | [2016-02-03] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Aegon USA Investment Management LLC
✚
|
IA | 86.3 |
|
Aegon USA Realty Advisors LLC
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|
IA | 1.8 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Vista Equity Partners Management LLC
✚
|
CA | 100.1 |
|
Insight Venture Management LLC
✚
|
NY | 94.0 |
|
Cerberus Capital Management LP
✚
|
NY | 85.8 |
|
Ares Capital Management LLC
✚
|
CA | 85.1 |
|
Blue Owl GPSC Advisors LLC
✚
|
NY | 84.9 |
|
Tudor Investment Corporation
✚
|
CT | 83.6 |
|
Sixth Street Advisers LLC
✚
|
TX | 80.0 |
|
Clearlake Capital Group LP
✚
|
CA | 79.6 |
|
Leonard Green & Partners LP
✚
|
CA | 75.0 |
|
Viking Global Investors LP
✚
|
CT | 69.8 |