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| Keyboard |
| AG Financial LLC
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|---|---|
| CRD # | 140226 |
| SEC # | 801-66579 |
| CIK # | 0001694325 |
| AUM | 103.5 M (2026-02-20) |
| Employees | 2 (100% Investors, 100% Brokers) |
| Phone | 801-990-3470 |
| Address | 2825 East Cottonwood Parkway Salt Lake City, UT 84121 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 163 | 65.6 |
| (b) Individuals (high net worth individuals) | 12 | 19.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 13 | 6.9 |
| (h) Charitable organizations | 0 | 10.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.8 |
| (n) Other | 0 | 0.0 |
| Total | 441 | 103.5 |
| By Discretionary | ||
| Discretionary | 425 | 102.9 |
| Non-Discretionary | 16 | 0.5 |
| Total | 441 | 103.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 103.5 | |
| Total | 441 | 103.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| D | [0001694325] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Financial Strategies Investment Advisor Services Inc
✚
|
CT | 103.9 M |
|
Bright Lake Wealth Management LLC
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Stage Wealth Management Inc
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Riverstone Asset Management LLC
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KY | 103.0 M |
|
Moralis Technologies LLC
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PA | 103.0 M |
|
Eagle Capital Advisors LLC
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Pearl Wealth Group LLC
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102.9 M |