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| Keyboard |
| Stone Steps Financial LLC
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|---|---|
| CRD # | 175289 |
| SEC # | 801-131412 |
| CIK # | |
| AUM | 146.6 M (2026-03-24) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 760-456-7147 |
| Address | 533 Second Street, Suite 207 Encinitas, CA 92024 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 86 | 49.4 |
| (b) Individuals (high net worth individuals) | 52 | 97.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 613 | 146.6 |
| By Discretionary | ||
| Discretionary | 613 | 146.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 613 | 146.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 146.6 | |
| Total | 613 | 146.6 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
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CLF Asset Management Inc
✚
|
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Hobbs Wealth Management LLC
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|
Lucien Stirling & Gray Advisory Group Inc
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Pinnacle Strategic Wealth Management LLC
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PA | 146.5 M |
|
Paramount Associates Wealth Management LLC
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|
CO | 146.5 M |
|
ULTA Wealth Management LLC
✚
|
NV | 146.5 M |
|
Fort Advisors Inc
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TX | 146.3 M |