AISA Financial Planning Ltd

Item 5:           Fees and compensation
Asset allocation services

The annual fee for Asset Allocation Services will be charged as a percentage of assets under management. The fee
schedule below indicates the highest fee charged by any unit within Aisa Financial Planning and does not represent
the standard fees charged. We are required to show you the highest fee chargeable, whether or not it will apply to
you. The Standard Fee Schedule is therefore also shown below:

Assets Under Management Annual Fee Range (%)
On the first $300,000   1.50%
$300,001 - $500,000     1.25%
$500,001 - $1 million   1.00%
$1,000,001 - $2,500,000 0.90%
$2,500,001 - $5 million 0.80%
Over $5 million         0.70%

Each client’s fee schedule is negotiated on a client-by-client basis and will typically fall within the ranges provided
above. Client circumstances and needs determine the fee schedule. These may include the complexity of the
client’s circumstances, assets to be placed under management, portfolio management style, reporting
requirements, the Aisa Financial Planning representative servicing the client’s account, and other factors. We
provide a Client Relationship Summary (“CRS”) to assist the client during the initial engagement. The specific
annual fee schedule will be identified in the contract between the adviser and each client.

A minimum of $200,000 of assets under management is generally required for this service.

This minimum account size may be negotiable under certain circumstances. We may group certain related client
accounts for the purpose of achieving the minimum account size and determining the annualized fee.

Except in the case of 529 Plans, for example, whereby the Adviser may invoice the Client directly, client accounts
will be directly debited, as authorized, in arrears at the beginning of each calendar month based upon the value
(market value or fair market value in the absence of market value) of the client’s account at the end of the previous
month.

United Kingdom (UK)-connected British pension advice involving cross-border international consideration of
transfer options may incur a fixed charge in dollars, agreed case by case, of up to $2,000 and, if transfers are
required, a fee of up to 3% of the amount transferred. This covers all UK pension legislation and costs, and does
consider the double tax treaty between the USA and the UK, but not tax incurred in the USA. For safeguarded
pension benefits (commonly known as defined benefit schemes), the minimum fee will be £5,000.

In the event that Aisa Financial Planning is required to convert currency in order to invest funds or remit funds, a
separate fee may be applied. For example, this could mean that a charge may be applied for a client request to
convert funds from one currency to another, but this will depend on any charging restrictions placed upon Aisa
Financial Planning by the relevant jurisdiction at that time.

General Information

Negotiability of Fees: In exceptional circumstances, all fees may be negotiable. We reserve the right to adjust the
fee schedule for accounts depending on the size and type of account and the services required. In some cases,
negotiation of fees may result in different fees being charged for similar services and may be less than the stated
fees. In addition, certain family members and personal acquaintances of Aisa Financial Planning’s affiliated persons

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may receive advisory services at a discounted rate that is not available to advisory clients generally.

Termination: A client agreement may be cancelled at any time, by either party, for any reason, upon receipt of
written notice to the other party. As disclosed above, certain fees are paid in advance of services provided. Upon
termination of any account, any prepaid, unearned fees will be promptly refunded. In calculating a client’s
reimbursement of fees, we will prorate the reimbursement according to the number of days remaining in the billing
period. Clients always have the right to terminate an agreement without penalty within five business days after
entering into the agreement.

Other Fees and Expenses: All fees paid to Aisa Financial Planning for investment advisory services are separate
and distinct from the fees and expenses charged by mutual funds and ETFs to their shareholders. In the case of
mutual funds, these fees and expenses are described in each fund’s prospectus. These fees will generally include a
management fee, other fund expenses, and a possible distribution fee. If the fund also imposes sales charges, a
client may pay an initial or deferred sales charge. A client could invest in a fund directly, without the services of Aisa
Financial Planning. In that case, the client would not receive the services provided by Aisa Financial Planning,
which are designed, among other things, to assist the client in determining which fund or funds are most
appropriate to each client’s financial condition and objectives. Accordingly, the client should review both the fees
charged by the funds and the fees charged by Aisa Financial Planning to fully understand the total amount of fees
to be paid by the client and thereby evaluate the advisory services being provided.

Additional Fees and Expenses: In addition to Aisa Financial Planning’s advisory fees, clients are responsible for
the fees and expenses charged by custodians and imposed by broker-dealers. Such fees may include, but are not
limited to, transaction charges, fees for duplicate statements and transaction confirmations, and fees for electronic
data feeds and reports. Please refer to Item 12 of this brochure for additional information regarding brokerage
practices.

Advisory Fees in General: Clients should note that similar advisory services may or may not be available from
other investment advisers for similar or lower fees.

Item 7:           Types of clients

Aisa Financial Planning provides advisory services to individuals, including high-net-worth individuals, trusts,
estates, and charitable organizations.

As previously disclosed in Item 5 of this Brochure, we generally impose a minimum account balance requirement of
$200,000 for opening or maintaining an account with our firm.