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| Fidelis Capital LLC
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| CRD # | 141341 |
| SEC # | 801-67192 |
| CIK # | |
| AUM | 18.3 M (2026-03-30) |
| Employees | 1 (100% Investors, 100% Brokers) |
| Phone | 205-578-0592 |
| Address | 820 Shades Creek Pkwy Birmingham, AL 35209 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| VC | Private Market Investment Fund II LLC | [2016-03-30] | 17.3 M | 12.0 M |
| Offered $30,000,000 · Filed 2015-05-04 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining $12,660,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | WH&W Private Market Investment Fund I LLC | [2012-03-12] | 22.3 M | 8.1 M |
| Offered $22,258,000 · Filed 2011-02-15 (D) · Exemption 506 · Minimum $250,000 · Duration One year or less · Revenue $5,000,001 - $25,000,000 | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 2 | 6.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 12.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 18.3 |
| By Discretionary | ||
| Discretionary | 2 | 6.3 |
| Non-Discretionary | 1 | 12.0 |
| Total | 3 | 18.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 18.3 | |
| Total | 3 | 18.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Steven Dauphin | Promoter | 11 | 2 | |
| John Maloney | Promoter | 6 | 2 | |
| John Stein III | Promoter | 2 | 2 | |
| Edward Welch Jr | Promoter | 2 | 1 | |
| John Hornsby | Promoter | 2 | 1 | |
| James Underwood | Promoter | 2 | 1 | |
| Beau Williams | Promoter | 2 | 1 | |
| Welch Hornsby Inc | Executive Officer | 1 | 1 | |
| William Reiser Jr | Promoter | 1 | 1 | |
| Fidelis Capital LLC | Promoter | 1 | 1 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
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