Aldrich Wealth Limited Partnership

Item 5 – Fees and Compensation
Aldrich Wealth is a fee-based registered investment advisor, and we do not receive commissions on the sale of
investment products to clients. We commonly charge an advisory fee based on all assets under management
(including cash) for our services, however, in certain arrangements we charge an hourly fee or fixed fee. Fees are
generally negotiable and may vary from the standard schedules below based on complexity, size, and other
considerations at our discretion. We offer discounts on our fees to employees. It is possible that some individual
clients pay fees higher or lower than the standard fee schedules below, based on various factors, including legacy fee
schedules in place at the time the client relationship was initiated. If we amend any client’s fee schedule, we will
provide the client with 30 days’ advance written notice before any increase becomes effective. We may reduce fees
at any time without prior notice. Additional details regarding fees and calculations will be outlined within the
Investment Advisory Agreement, which must be accepted by the client before rendering any services. All tax planning
and tax preparation services are provided under separate agreements through Aldrich CPAs.

Private Wealth Services
Compensation to Aldrich Wealth for its services to clients within its Private Wealth division will be calculated quarterly,
in advance, in accordance with the client’s written fee schedule within their Investment Advisory Agreement. Certain
trustee-directed qualified plans are also managed on the Private Wealth standard fee schedule, depending upon the
size and complexity of services the plan requires. Aldrich Wealth may provide some level of financial planning and
estate planning in addition to investment management services to clients under this fee schedule. The level of
planning provided will depend upon the assets under management and the complexity of the client’s situation.
Fees are based on the entire value of the account (or portfolio of accounts), unless otherwise agreed in writing, as of
the last business day of the previous quarter. Value of the account will include cash or cash equivalents, and accrued
interest in bond/fixed income instruments, as well as investments with limited liquidity, such as Alternative Vehicles.
Timing variations in transaction postings may cause slight differences between the value used for calculating the
Advisory Fee and the custodian’s statement balance. Account balances for Held Away Services will also be included
for the calculation of Advisory fees. Aldrich Wealth will adjust the fee for deposits and withdrawals within the quarter,
typically at $10,000 or more. Below is our current standard fee schedule for Private Wealth investment services – fees
are billed at a flat rate across the entire value of the account (or portfolio of accounts) within the client relationship,
based on where the client assets fall within the fee schedule:

              Assets Under Management                       Annual Fee
              Up to $2,000,000*                             1.00%*
              $2,000,001 to $5,000,000                      0.85%
              $5,000,001 to $10,000,000                     0.70%
              $10,000,001 to $25,000,000                    0.60%
              Over $25,000,001                              Negotiable

*Minimum Annual Fee Requirement: A minimum annual advisory fee of $10,000 applies to each client relationship.
If the advisory fee calculated at the standard asset-based schedule does not equal at least $2,500 per quarter the
minimum fee will apply. As a result, for client relationships with less than $1,000,000 in assets under management,
the effective advisory fee may exceed 1% annually. Aldrich Wealth reserves the right, at its discretion, to waive or
reduce this minimum fee based on various factors that may include, but are not limited to, the scope and complexity
of service provided, anticipated future business, and other overall client relationship considerations. Any fee
adjustments are made on a case-by-case basis and at the sole discretion of Aldrich Wealth.
Advisory fees for the initial billing period will be collected in arrears and added to the first full billing quarter billed in
advance. The initial billing will be based on the market value of the Account at the end of the first full billing quarter

and pro-rated for the days in the quarter in which services were provided. As a result, the first full billing period may
be higher than subsequent billing periods.
Clients with more than $25 million in managed assets may be eligible for additional family office or ultra-high-net-worth
consulting services. The scope of such services is determined based on the client’s needs and will be documented in a
separate agreement or addendum. Fees for these consulting services are negotiated and are based on the nature, scope,
and complexity of the services to be provided.
Clients will generally choose to pay fees by check or have fees debited from their investment accounts by the account
custodian upon submission of a request to the custodian by Aldrich Wealth. Payment of fees may result in the
liquidation of a portion of the client’s securities if there is insufficient cash in the account at the time that fees are
assessed. Fee invoices are provided to clients within their performance reports. If the relationship is terminated, or
an account is closed, during the quarter a pro-rated refund of the fee will be provided shortly after the termination.
For purposes of determining value, securities and other instruments traded on a market for which actual transaction
prices are publicly reported shall be valued at the last reported sale price on the principal market in which they are
traded (or, if no sales occur on such a date, then at the mean between the closing bid and asked prices on such date).
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Item 7 – Types of Clients
Aldrich Wealth provides investment management, consulting, planning, and tax services to individuals, high-net-
worth individuals, corporations, limited liability companies, retirement plans (including 401(k), 457(b), 403(b) and
401(a) plans), other trusts, foundations, not for profit organizations, and/or other business entities.
Minimum account sizes are negotiable and dependent upon a number of factors that go into our client acceptance
process. Due to our $10,000 minimum annual advisory fee per client relationship, we may generally avoid relationships
where fees could be considered excessive, though we may waive the minimum in our discretion. Certain issuers of
private investment opportunities may require the Client to be an Accredited Investor and/or a Qualified Client