|
⚲
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| Avantax Planning Partners Inc
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|
|
|---|---|
| CRD # | 106237 |
| SEC # | 801-50939 |
| CIK # | 0001005441 |
| AUM | $5.5 BB (2023-03-30) |
| Employees | 125 (100% Investors, 37% Brokers) |
| Phone | 563-582-2855 |
| Address | 3390 Asbury Road Dubuque, IA 52002-2801 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 0.0 | |
| ACEL | 1.0 | 0.0 | |
| MSFT | 1,918.2 | 0.0 | |
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 4,333 | 3.3 |
| (b) Individuals (high net worth individuals) | 98 | 1.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 321 | 1.5 |
| (h) Charitable organizations | 14 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 22 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 11,624 | 5.8 |
| By Discretionary | ||
| Discretionary | 11,616 | 5.8 |
| Non-Discretionary | 8 | 0.0 |
| Total | 11,624 | 5.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.8 | |
| Total | 11,624 | 5.8 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001005441] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Stephens Investment Management Group LLC
✚
|
AR | 5.7 |
|
Heck Capital Advisors LLC
✚
|
WI | 5.6 |
|
Nuance Investments LLC
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MO | 5.6 |
|
Toroso Investments LLC
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|
WI | 5.6 |
|
Portola Partners Group LLC
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|
CA | 5.6 |
|
Plancorp LLC
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|
MO | 5.5 |
|
Nicholas Hoffman & Company LLC
✚
|
GA | 5.5 |
|
Mutual Advisors LLC
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|
WY | 5.3 |
|
BNY Mellon Securities Corporation
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|
NY | 5.3 |
|
Clear Investment Research LLC
✚
|
GA | 5.2 |