Avantax Planning Partners Inc

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Assets, Funds, Holdings

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Avantax Planning Partners Inc
CRD #106237
SEC #801-50939
CIK #0001005441
AUM $6.9 B (2025-07-28)
Employees 254 (100% Investors, 46% Brokers)
Phone563-582-2855
Address3390 Asbury Road
Dubuque, IA 52002-2801
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($B)
7.56.04.53.01.50.02000200820172026
Sector Form 13F Holdings Value ($B)
Apple Inc 0.0
Microsoft Corp 0.0
 
 
 
 
 
 
 
 
 
Holdings by Sector ($B)
4.03.22.41.60.80.02017202020232026
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 6,485 1.6
(b) Individuals (high net worth individuals) 1,095 3.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 580 2.0
(h) Charitable organizations 120 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 91 0.1
(n) Other 0 0.0
Total 13,679 6.9
By Discretionary
Discretionary 13,679 6.9
Non-Discretionary 0 0.0
Total 13,679 6.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 6.9
Total 13,679 6.9
EDGAR Form CIK 2011 - 2025
13F-HR [0001005441]
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