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| Keyboard |
| Avantax Planning Partners Inc
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|---|---|
| CRD # | 106237 |
| SEC # | 801-50939 |
| CIK # | 0001005441 |
| AUM | 7,569.4 M (2026-06-18) |
| Employees | 261 (77% Investors, 49% Brokers) |
| Phone | 563-582-2855 |
| Address | 210 Jones St Dubuque, IA 52001 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.0 | ||
| Microsoft Corp | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 6,299 | 1.6 |
| (b) Individuals (high net worth individuals) | 1,216 | 3.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 591 | 2.2 |
| (h) Charitable organizations | 153 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 111 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 13,797 | 7.6 |
| By Discretionary | ||
| Discretionary | 13,793 | 7.6 |
| Non-Discretionary | 4 | 0.0 |
| Total | 13,797 | 7.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 7.6 | |
| Total | 13,797 | 7.6 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001005441] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.7B |
| Clients | 2 |
| Serves | Institutional, Retail |
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