Alessandra Capital Management LLC

Item 5 – Fees and Compensation

A. Portfolio Management – Fee Schedule

The annual asset-based fee charged for portfolio management services typically ranges from
0.25% to 2.50% (one-quarter percent to two point five zero percent) of assets under management.
ACM discloses the exact percentage to each client based on both the nature and total dollar value
of that account in the Investment Advisory Agreement.

Fees are calculated quarterly based on assets under management. Clients are typically invoiced
quarterly, in advance, at the beginning of each calendar quarter based on the month-end values
(market value or fair market value in the absence of market value, plus any credit balance or minus
any debit balance), of the client’s account during the previous quarter. Exceptions may be made to
the fee schedule under certain circumstances pursuant to a negotiated agreement with the client.
In the event that the client terminates ACM’s services before the end of a billing period, the client
is assessed a pro-rata fee based on the number of days the client’s account was managed by ACM.

                     Alessandra Capital Management, LLC - Brochure

                                     Amended March 24, 2026

ACM does not maintain custody of client assets. ACM’s managed accounts are usually custodied at
LPL Financial, LLC (LPL),(“Custodian”), an unaffiliated SEC-registered broker-dealer and FINRA
member. On at least a quarterly basis, the client’s account Custodian provides the client with
account statements that show all disbursements from the client account, including any advisory
fees paid to ACM. Clients should consider the Custodian statement to be the official record of
holdings in their account(s) and should raise any questions to ACM.

In addition to ACM’s fee, the client will incur certain costs and expenses, of which ACM does not
receive any part: internal mutual fund expenses, exchange traded fund expenses and custodial costs
such as retirement account maintenance fees. A full explanation of the amount and nature of these
types of fees is available in the product prospectus and custodial information forms, as applicable.
In addition, clients will pay a fixed fee for each transaction. Clients pay costs and fees, including
the management fee, whether the account(s) make or lose money. Clients are encouraged to ask a
principal at ACM how these types of fees may impact the overall cost of the account.

Either party may terminate the investment advisory agreement at any time by providing written
notice to the other party. Full refunds will only be made in cases where cancellation occurs within
five (5) business days of signing ACM’s investment advisory agreement. After five (5) business
days, clients will receive a pro-rata refund, which takes into account work completed by ACM on
behalf of the client. The client will incur charges for pro-rata advisory services rendered to the
point of termination, and such fees will be due and payable by the client.

ACM’s advisory fee is negotiable. No increase to the fee schedule shall be effective without prior
written notification to and acceptance by the client.

No portion of ACM’s compensation is based on capital gains or capital appreciation of assets under
management except as provided for under California or other relevant laws or regulations.

B. Wrap Fee Portfolio Management – Fee Schedule

The annual asset-based fee charged for wrap fee portfolio management services typically range
from 0.25% to 2.95% (one-quarter percent to two point nine five percent) of assets under
management. ACM quotes an exact percentage to each client based on both the nature and total
dollar value of that account.

Fees are calculated quarterly based on assets under management. Clients are typically invoiced
quarterly, in advance, at the beginning of each calendar quarter based on the month-end values
(market value or fair market value in the absence of market value, plus any credit balance or minus
any debit balance), of the client’s account during the previous quarter. Exceptions may be made to
the fee schedule under certain circumstances pursuant to a negotiated agreement with the client.
In the event that the client terminates ACM’s services before the end of a billing period, the client
shall be assessed a pro-rata fee based on the number of days the client’s account was managed by
ACM.

                     Alessandra Capital Management, LLC - Brochure

                                     Amended March 24, 2026

Unless the client requests direct billing or the client’s custodian does not facilitate the direct
deduction of fees, fees will be automatically deducted from the account. When fees are deducted
from client accounts, ACM will send an invoice to both the client and the client’s account
Custodian. The invoice will provide details regarding calculation of the fee. On at least a quarterly
basis, the client’s account Custodian provides the client with account statements that show all
disbursements from the client account, including any advisory fees paid to ACM.

If the account is a wrap account, the client will not incur transaction charges for the purchase or
sale of securities. The client may pay separately incurred expenses, of which ACM does not
receive any part such as internal expense charges imposed directly by a mutual fund, index fund,
or exchange traded fund which shall be disclosed in the fund’s prospectus (i.e., fund management
fees and other fund expenses. The client will also incur charges imposed by the custodian or other
unaffiliated third parties. Examples of such charges include voluntary or mandatory reorganization
items, expedited delivery of checks, and IRA annual maintenance fees. This is a representative
list and is not meant to be a comprehensive list of all of the possible fees that may be borne by the
client.

Either party may terminate the wrap fee program agreement at any time by providing written notice
...

Item 7 – Types of Clients

ACM offers investment advisory services to individuals and high net worth individuals, trusts, estates,
charitable organizations, and other business organizations.

                     Alessandra Capital Management, LLC - Brochure

                                     Amended March 24, 2026