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| Alethea Capital Management LLC
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| CRD # | 156500 |
| SEC # | 801-72176 |
| CIK # | 0001549408 |
| AUM | $196.1 M (2025-03-28) |
| Employees | 4 (25% Investors, 0% Brokers) |
| Phone | 858-926-2058 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Axsome Therapeutics Inc | 69.7 | ||
| Avidity Biosciences Inc | 12.2 | ||
| Zeta Acquisition Corp III | 5.5 | ||
| NRG Energy Inc | 0.5 | ||
| Netflix Inc | 0.5 | ||
| Doordash Inc | 0.4 | ||
| Coach Inc | 0.4 | ||
| Super Micro Computer Inc | 0.4 | ||
| Corteva Inc | 0.4 | ||
| eBay Inc | 0.3 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| VC | Alethea Fulcrum Fund LP | [2019-05-06] | 10.0 | 64.7 |
| VC | Alethea Medtech Fund LP | [2018-03-30] | 10.6 | 6.2 |
| VC | Alethea Biotech Fund II LP | [2017-01-26] | 5.1 | 0.0 |
| VC | Alethea Biotech Fund LP | [2014-03-04] | 2.3 | 7.6 |
| HF | Alethea Global Equity Fund LP | [2014-03-04] | 21.0 | 11.2 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 10 | 3.5 |
| (b) Individuals (high net worth individuals) | 29 | 109.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 70.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 12.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 111 | 196.1 |
| By Discretionary | ||
| Discretionary | 111 | 196.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 111 | 196.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 195.6 | |
| Total | 111 | 196.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Tony Hsu | 10 | ||
| Stephen Lafata | 2 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001549408] |
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