Align Wealth Management LLC

Item 5: Fees and Compensation

A. Fee Schedule

Lower fees for comparable services may be available from other sources.

Portfolio Management Fees

        Total Assets Under Management             Annual Fees
        $0 - $2,000,000                           1.00%

        $2,000,001 - $4,000,000                   0.80%

        Total Assets Under Management                Annual Fees
        $4,000,001 - $6,000,000                      0.60%

        $6,000,001 - $15,000,000                     0.40%

        $15,000,001 - AND UP                         0.25%

AWML uses the value of the account as of the last business day of the billing period, after
taking into account deposits and withdrawals, for purposes of determining the market
value of the assets upon which the advisory fee is based.

      The fee schedule is a blended tier schedule. Please see below for example.

       Fee formula description: For purposes of calculating the client’s portfolio
       management fees described above, an example is offered below for a sample
       $2,500,000 account:

       •   For that portion of the client’s account(s) up to $2,000,000 the adviser will
           charge an annual fee of 1.00% as described above, resulting in an annual fee
           of $20,000 on the first $2,000,000; plus

       •   For that portion of the client’s account(s) exceeding $2,000,000 but not
           exceeding $2,500,000, the adviser will charge an annual fee of 0.80% as
           described above, resulting in an annual fee of $4,000 on the portion between
           $2,000,000 and $2,500,000.

       This would result in a total annual fee of $24,000 on the sample $2,500,000
       account

These fees are generally negotiable and the final fee schedule will be memorialized in the
client’s advisory agreement. Clients may terminate the agreement without penalty for a
full refund of AWML's fees within five business days of signing the Investment Advisory
Contract. Thereafter, clients may terminate the Investment Advisory Contract
immediately upon written notice.

Asset Management Platforms: SEIand Advyzon receive an annual Program Fee based on
a percentage of assets under management, including cash and cash equivalents. This fee
is separate from and in addition to the portfolio management fee, outlined above. The
maximum annual program fee is 0.75%.

Pension Consulting Services Fees

Asset-Based Fees for Pension Consulting

        Total Assets Under Management                Annual Fee
        All Assets                                   1.00%

The advisory fee is calculated using the value of the assets on the last business day of the
prior billing period

These fees are generally negotiable and the final fee schedule will be memorialized in the
client’s advisory agreement.

Clients may terminate the agreement without penalty for a full refund of AWML's fees
within five business days of signing the Investment Advisory Contract. Thereafter, clients
may terminate the pension consulting agreement immediately upon written notice.
AWML bills based on the balance on the first day of the billing period

Financial Planning Fees

Fixed Fees

The negotiated fixed rate for creating client financial plans is between $0 and $50,000.

Hourly Fees

The negotiated hourly fee for these services is between $300 and $800.

Clients may terminate the agreement without penalty, for full refund of AWML’s fees,
within five business days of signing the Financial Planning Agreement. Thereafter, clients
may terminate the Financial Planning Agreement generally upon written notice.

B. Payment of Fees

Payment of Portfolio Management Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis or may be invoiced and billed
directly to the client on a quarterly basis. Clients may select the method in which they are
billed. Fees are paid in arrears.

Payment of Pension Consulting Fees

Asset-based pension consulting fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis. Fees are paid in advance.

Payment of Financial Planning Fees

Financial planning fees are paid via check.

Fixed financial planning fees are paid in arrears upon completion.

       Hourly financial planning fees are paid in arrears upon completion.

       C. Client Responsibility For Third Party Fees

       Clients are responsible for the payment of all third party fees (i.e. custodian fees,
       brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
       distinct from the fees and expenses charged by AWML. Please see Item 12 of this brochure
       regarding broker-dealer/custodian.

       D. Prepayment of Fees

       AWML collects certain fees in advance and certain fees in arrears, as indicated above.
       Refunds for fees paid in advance but not yet earned will be refunded on a prorated basis
       and returned within fourteen days to the client via check or return deposit back into the
       client’s account.

       For all asset-based fees paid in advance, the fee refunded will be equal to the balance of
       the fees collected in advance minus the daily rate* times the number of days elapsed in
       the billing period up to and including the day of termination. (*The daily rate is calculated
       by dividing the annual asset-based fee rate by 365.)

       E. Outside Compensation For the Sale of Securities to Clients

       Neither AWML nor its supervised persons accept any compensation for the sale of
       investment products, including asset-based sales charges or service fees from the sale of
       mutual funds.

Item 7: Types of Clients

AWML generally provides advisory services to the following types of clients:

       ❖      Individuals
       ❖      High-Net-Worth Individuals

There is no account minimum for any of AWML’s services.