Allen Wealth Management LLC

Item 5 Fees and Compensation
Please refer to the "Advisory Business" section in this Brochure for information on our advisory fees
and refund policy according to each service we offer.

AMBASSADOR Program Fees
We offer the Ambassador accounts as investment advisory accounts administered by RJA, primarily
on a discretionary basis. You will be provided with ongoing investment advice and monitoring of your
securities holdings. Ambassador accounts will not have any transaction charges paid by the client.
These charges will be considered to be part of the all-inclusive fee charged to the client account.

The advisory fees for Ambassador Accounts are as follows:

Assets Under Management           Annual Fee
Up to $5,000,000                  1.00%
$5,000,001 - $10,000,000          0.75%
Over $10,000,000                  0.50%

Fees are negotiable. The annual asset-based fee is paid quarterly in advance. When an account is
opened, the asset-based fee is billed for the remainder of the current billing period and is based on the
initial contribution. Thereafter, the quarterly asset-based fee is paid in advance, is based on the
account asset value on the last business day of the previous calendar quarter and becomes due the
following business day. Client authorizes and directs RJA as Custodian to deduct asset-based fees
from the Client's account; Client further authorizes and directs the Custodian to send a quarterly
statement to the Client which shows all amounts disbursed from Client's account, including fees paid to
Allen Wealth Management, LLC. Client understands that the brokerage statement will show the
amount of the asset-based fee.

For mutual funds that provide RJFS with a 12b-1 fee, that fee is credited to the client account as a fee
offset. Such mutual fund related fees are paid only when provided in the mutual fund's prospectus. As
a registered representative of RJFS, our IARs do not receive any part of these payments.

Mutual funds may, from time to time, direct trades through RJFS as consideration for the broker/dealer
processing mutual fund transactions for you. You may also incur charges for other account services
provided by RJFS not directly related to the execution and clearing of transactions. These include IRA
custodial fees, safekeeping fees, interest charges on margin loans, and fees for legal or courtesy
transfers of securities.

The annual advisory fees charged in the Ambassador programs are in addition to the management
fees and operating expenses charged by open-end, closed-end and/or exchange traded funds. If
you intend to hold fund shares for an extended period of time, it may be less expensive for you to
purchase fund shares outside of these programs. You may be able to purchase mutual funds directly
from the respective fund families without incurring our advisory fee.

Shares of certain mutual funds offered in these programs may impose short-term trading charges
(typically 1% - 2% of the amount originally invested) for redemptions made within a short period of
time. These short-term charges are imposed by the mutual funds (and not RJFS or AWM) to deter
"market timers" who trade actively in the fund's shares. These charges, operating expenses and
management fees may increase the overall cost to the client by 1%-2% (or more) and are detailed in
each fund's prospectus.

ADMINISTRATIVE-ONLY ASSETS
Certain securities may be held in your Ambassador account and designated "Administrative-Only
Investments". There are two primary categories of Administrative-Only Investments: Client-designated
and Raymond James-designated. Client-designated Administrative-Only Investments may be
designated by our firm should we decide not to collect an advisory fee on certain assets, while
Raymond James-designated Administrative-Only Investments are designated by Raymond James
Financial Services and/or Raymond James (collectively "Raymond James") in conformance with
internal policy. For example, we may make an arrangement with a client that holds a security that
we did not recommend or the client wishes to hold for an extended period of time and does not wish for
us to sell for the foreseeable future. In such cases we may elect to waive the advisory fee on this
security but allow it to be held in the client's advisory account – such designations fall into the Client-
designated category. Alternatively, Raymond James may determine that certain securities may be held
in an advisory account but are temporarily not eligible for the advisory fee (such as for mutual funds
purchased with a front-end sales charge through Raymond James within the last two years, new
issues and syndicate offerings). Assets designated by Raymond James as temporarily exempt from
the advisory fee fall into the Raymond James-designated category.

PLEASE NOTE: Due to Department of Labor ("DOL") regulations, the designation of Client-designated
Administrative-Only Investments and the maintenance of such positions in the client's account are not
permissible in DOL-impacted retirement accounts (such as IRAs and employer sponsored retirement
plans). The underlying premise of this prohibition is that the maintenance of assets in an advisory
account that are not being assessed an advisory fee introduces a potential conflict that our advice may
be biased as a result of us not being compensated on this asset. As a result, we may recommend a
course of action in our and not the client's interest (such as selling the security to increase
our compensation). Raymond James has elected to preserve the ability for clients and their financial
advisors to designate assets as Client-designated Administrative-Only in their non-DOL impacted
accounts in order to maintain client choice and avoid the need to maintain a separate account to hold
these securities or cash. Nevertheless, while Raymond James cannot accommodate this level of
flexibility in DOL-impacted retirement accounts, clients can choose to maintain securities or cash in
...

Item 7 Types of Clients
We offer investment advisory services to individuals, pension and profit sharing plans, trusts, estates,
charitable organizations, corporations, and other business entities.

If you engage us by using our Advisor platform, we will not require a minimum dollar amount to provide
such services. If you wish to engage us by using the Foundations platform, we require a minimum
investment of $5,000 depending on which Foundations portfolio strategy you wish to employ.
Generally, for those looking to utilize our Legacy platform, we require a minimum of $500,000 per
household to establish the advisory relationship and provide ongoing investment management
services. At our discretion, we may waive this minimum threshold for those clients who do not qualify
for our Legacy platform. For example, we may waive the minimum if you appear to have significant
potential for increasing your assets under our management. We will combine ("household") account
values for you and your minor children, joint accounts with your spouse, and other types of related
accounts to meet the stated minimum.