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| Alliance Advisory & Securities LLC
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| CRD # | 18835 |
| SEC # | 801-67105 |
| CIK # | |
| AUM | 687.4 M (2026-04-30) |
| Employees | 21 (67% Investors, 0% Brokers) |
| Phone | 805-371-8020 |
| Address | 31248 E Oak Crest Drive Ste 100 Westlake Village, CA 91361 |
| Source | [IAPD] [Website] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| RE | Asset-Backed Lending Partners LP | [2013-09-27] | 0.1 M | 19.5 M |
| Offered $125,000 · Filed 2013-01-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000 · Duration One year or less · Commission $6,250 · Revenue Decline to Disclose | ||||
| PE | Alternative Investment Portfolio LP | [2012-08-28] | 4.6 M | 5.6 M |
| Filed 2009-03-17 (D) · Exemption 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000 | ||||
| HF | Stable Value Portfolio LP | [2012-08-28] | 7.9 M | 5.5 M |
| Filed 2015-10-13 (D/A) · Exemption 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000 | ||||
| HF | Strategic Growth Portfolio LP | 2012-08-28 | 10.0 M | |
| HF | Strategic Income Portfolio LP | 2012-08-28 | 8.5 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 438 | 171.3 |
| (b) Individuals (high net worth individuals) | 225 | 510.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 12 | 5.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,748 | 687.4 |
| By Discretionary | ||
| Discretionary | 1,270 | 392.5 |
| Non-Discretionary | 1,478 | 294.8 |
| Total | 2,748 | 687.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 687.4 | |
| Total | 2,748 | 687.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Robert Speyer | Executive Officer | 119 | 5 | |
| Paul Galiano | Executive Officer | 109 | 5 | |
| Michael Benner | Executive Officer | 106 | 5 | |
| Victor Cuciniello | Executive Officer | 91 | 5 | |
| Jerry Speyer | Executive Officer | 101 | 4 | |
| Steven Wechsler | Executive Officer | 78 | 3 | |
| David Augarten | Executive Officer | 64 | 3 | |
| Michael Spies | Executive Officer | 62 | 3 | |
| Katherine Farley | Executive Officer | 43 | 3 | |
| Russell Makowsky | Executive Officer | 34 | 3 | |
| Alliance Financial Group Inc | Executive Officer | 4 | 2 | |
| Alliance Advisory Securities Inc | Executive Officer | 3 | 2 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 675 |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
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