William Harris Investors Inc

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Assets, Funds, Holdings

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William Harris Investors Inc
CRD #108353
SEC #801-29805
CIK #0000928204
AUM
Employees 38 (11% Investors, 0% Brokers)
Phone312-621-0590
Address191 N Wacker Drive
Chicago, IL 60606-1899
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
19001520114076038002001200920172025
Sector Form 13F Holdings Value ($M)
Shake Shack Inc 45.1
Amerisourcebergen Corp 12.4
Overstockcom Inc 10.6
Dicks Sporting Goods Inc 8.8
Liberty Latin America Ltd 8.7
American International Group Inc 8.1
Davita Inc 7.8
CBS Outdoor Americas Inc 7.8
Darling International Inc 7.7
Fox Corp 7.1
View All
Holdings by Sector ($M)
4503602701809002011201320152018
Type Form D Funds Date Sold AUM
HF WHI Special Investments LLC [2016-03-15] 11.6 M
Filed 2019-01-11 (D/A) · Exemption 506(b) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets $5,000,001 - $25,000,000
RE Harris Family REP 2013-03-25 15.7 M
RE Harris Family Rep-PF 2013-03-25 11.3 M
RE Whirep Employee Investment Partnership 2013-03-25 1.4 M
PE Couderay Partners 2012-03-22 2.2 M
PE Harris Venture Partners LLC 2012-03-22
HF Panacea Fund LLC [2012-03-22] 39.7 M 2.4 M
Filed 2010-01-12 (D) · Exemption 506 · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets $25,000,001 - $50,000,000
HF WHI Equity Managers Fund LLC [2012-03-22] 0.1 M 69.0 M
Filed 2025-12-29 (D/A) · Exemption 506(b) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF WHI ETF Fund LP [2012-03-22] 4.2 M 4.7 M
Filed 2012-01-13 (D/A) · Exemption 506 · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000
PE WHI Fixed Income Fund III LP [2012-03-22] 9.2 M 18.8 M
Offered $9,180,000 · Filed 2010-10-01 (D) · Exemption 506 · Minimum $65,000 · Duration One year or less · Net Assets $25,000,001 - $50,000,000
View All
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 419 1,629.7
By Discretionary
Discretionary 386 1,604.1
Non-Discretionary 33 25.6
Total 419 1,629.7
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 1,629.7
Total 419 1,629.7
Form D Directors Role # Filings # Firms 2011 - 2026
David Rosenbaum Executive Officer 41 3
Michael Resnick Executive Officer 21 3
Jack Polsky Director, Executive Officer 16 3
Charles Polsky Director, Executive Officer 20 2
William Harris Investors Inc Executive Officer 1 1
Whi Seed Manager LLC Whi Seed Manager LLC Executive Officer 1 1
EDGAR Form CIK 2011 - 2026
13F-HR [0000928204]
SC 13G [0000928204]
Form 13D/13G Filer Form 13D/13G Subject Filed
William Harris Investors Inc Lpath Inc [2012-02-09]
William Harris Investors Inc Derma Sciences Inc [2012-02-09]
Firm Profile (Form ADV)
Discretionary AUM$1.3B
Clients419
ServesInstitutional, Retail, Research
Fund TypesHedge Fund, Private Equity, Real Estate
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