Allianz Global Investors US LLC

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Allianz Global Investors US LLC ✚
CRD #	149003
SEC #	801-69803
CIK #	0001549940, 0001493338
AUM
Employees	188 (68% Investors, 18% Brokers)
Fees
Minimum
Phone	212-739-3000
Address	1633 Broadway New York, NY 10019
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	Nvidia Corp	4.8
	Venture Global Inc	4.0
	Apple Inc	3.5
	Microsoft Corp	3.1
	Alphabet Inc	2.4
	Amazon Com Inc	2.0
	Johnson & Johnson	1.4
	Alphabet Inc	1.4
	Facebook Inc	1.3
	Astrazeneca PLC	1.3
View All

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
Other	Allianz US Short Duration High Yield Fund J2019	2020-03-27		123.2 M
HF	AllianzGI Dynamic Risk Parity LLC	[2019-08-26]	5.3 M	6.0 M
	Filed 2020-07-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	AllianzGI China A Shares LLC	[2018-09-10]	25.2 M	716.0 M
	Filed 2020-08-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $3,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	AllianzGI Structured Alpha Large Cap Equity 350 LP	[2018-09-10]	150.5 M	183.8 M
	Filed 2019-08-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	AllianzGI Emerging Markets Small Cap LLC	[2018-03-29]	15.0 M	10.8 M
	Filed 2021-01-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $3,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	AllianzGI Structured Alpha US Fixed Income 250 LLC	[2018-03-29]	302.8 M	532.3 M
	Filed 2020-03-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Allianz US Short Duration High Yield Bond Fund 2017	2018-03-29		1,926.0 M
HF	AllianzGI Convertible LLC	[2017-09-25]	525.7 M	455.7 M
	Filed 2018-07-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000
HF	AllianzGI Tactical Volatility	[2017-06-30]	2.0 M	9.2 M
	Filed 2019-05-30 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000
HF	AllianzGI Structured Alpha Global Equity 350 LLC	[2017-01-19]	200.5 M	823.4 M
	Filed 2019-11-22 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000
SA	AllianzGI Structured Alpha Emerging Markets Equity 350 LLC	[2016-10-07]	495.5 M	161.1 M
	Filed 2019-09-26 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	AllianzGI Short Duration High Yield Fund	2016-08-26		661.7 M
HF	AllianzGI Structured Alpha Multi-Beta Series LLC I - US Long Credit Series	[2016-04-28]	150.0 M	607.1 M
	Filed 2020-04-02 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000
HF	AllianzGI Managed Futures LLC	2016-03-30		98.1 M
HF	AllianzGI Multi Asset Opportunities LLC	2016-03-30		11.3 M
PE	Sound Harbor Credit Solutions Fund II LP	[2016-03-29]	50.0 M	45.6 M
	Offered $50,000,000 · Filed 2016-12-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration More than one year · Commission $117,332 · Revenue Decline to Disclose
HF	AllianzGI Structured Alpha Global Equity 500 LLC	[2015-10-07]	495.5 M	843.5 M
	Filed 2019-09-26 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	AllianzGI Global Dynamic Allocation LLC	[2015-08-25]	50.5 M	44.2 M
	Filed 2018-08-02 (D/A) · Exemption 506(b) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	US Short Duration High Yield Fund	2015-03-27		4.1 M
SA	Sound Harbor Loan Fund 2014-1 Ltd	2015-03-25		447.4 M
HF	AllianzGI Structured Alpha Multi-Beta Series LLC I - International Equity Series	[2014-05-05]	290.0 M	580.1 M
	Filed 2020-04-02 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000
HF	AllianzGI Structured Alpha Multi-Beta Series LLC I - US Fixed Income Series	[2014-05-05]	307.5 M	448.9 M
	Filed 2020-04-02 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000
HF	AllianzGI Structured Alpha Multi-Beta Series LLC I - US Large Cap Series	[2014-05-05]	295.0 M	761.7 M
	Filed 2020-04-02 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000
HF	AllianzGI Structured Alpha Multi-Beta Series LLC I - US Small Cap Series	[2014-05-05]	60.0 M	174.4 M
	Filed 2020-04-02 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000
Other	Large Cap Growth Fund	2013-01-30		16.6 M
Other	Large Cap Select Fund	2013-01-30		12.2 M
Other	Little Dragons Fund	2013-01-30		31.2 M
HF	AllianzGI Structured Alpha 1000 Plus LLC	[2013-01-02]	224.7 M	559.4 M
	Filed 2020-01-09 (D/A) · Exemption 506(b) · Minimum $750,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	AllianzGI Structured Alpha 1000 Plus Ltd	2013-01-02		80.4 M
PE	SHP Capital Solutions Fund LP	[2012-11-06]	44.3 M	50.0 M
	Offered $44,275,000 · Filed 2014-04-21 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration More than one year · Revenue Decline to Disclose
HF	AllianzGI Structured Alpha 1000 LLC	[2012-03-30]	224.7 M	1,756.3 M
	Filed 2020-01-09 (D/A) · Exemption 506(b) · Minimum $750,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	AllianzGI Structured Alpha 10 Year Treasury 500 LLC	[2012-03-30]	85.1 M	113.3 M
	Filed 2018-01-04 (D/A) · Exemption 506(b) · Minimum $750,000 · Remaining Indefinite · Duration More than one year · Net Assets $50,000,001 - $100,000,000
HF	AllianzGI Structured Alpha 500 LLC	2012-03-30		207.9 M
HF	AllianzGI Structured Alpha US Equity 250 LLC	2012-03-30		153.0 M
HF	AllianzGI Structured Alpha US Equity 500 LLC	[2012-03-30]	263.1 M	1,277.9 M
	Filed 2020-01-09 (D/A) · Exemption 506(b) · Minimum $750,000 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000
Other	Allianz Global Investors Capital International Systematic Fund LLC	[2012-03-30]	37.6 M	35.5 M
	Filed 2011-11-08 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Allianz Global Investors Capital Total Return Trust	2012-03-30		215.7 M
Other	NFJ International Value Trust	2012-03-30		533.6 M
HF	Structured Alpha - Absolute Yield II Ltd	2012-03-30		147.0 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	3	0.1
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	38	33.7
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	103	96.0
(g) Pension and profit sharing plans	16	1.7
(h) Charitable organizations	4	0.5
(i) State or municipal government entities	11	5.5
(j) Other investment advisers	0	0.0
(k) Insurance companies	20	21.6
(l) Sovereign wealth funds and foreign official institutions	6	5.2
(m) Corporations or other businesses not listed above	2	0.3
(n) Other	2	0.1
Total	205	164.5
By Discretionary
Discretionary	196	163.4
Non-Discretionary	9	1.1
Total	205	164.5
By Non-United States Persons
Non-United States Persons		94.4
United States Persons		70.2
Total	205	164.5

Form D Directors	Role	# Filings	# Firms
John Carroll	Executive Officer	166	7
Jeffrey Parker	Executive Officer	83	5
Erin Bengtson-Olivieri	Executive Officer	28	5
John Viggiano	Executive Officer	15	5
Paul Koo	Executive Officer	14	5
Gemesh Pushpaharan	Executive Officer	6	5
Barbara Claussen	Executive Officer	36	4
Douglas Forsyth	Executive Officer	34	4
Satyajit Kumar	Executive Officer	28	4
Greg Tournant	Executive Officer	27	4
View All

EDGAR Form	CIK	2011 - 2026
13F-NT	[0001493338]
3	[0001493338]
4	[0001493338]
SC 13G	[0001493338]
13F-NT	[0001549940]
SC 13G	[0001549940]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Allianz Global Investors GmbH	Wolfspeed Inc	[2025-11-04]
Allianz Global Investors GmbH	Asana Inc	[2024-11-13]
Allianz Global Investors US LLC	Home Loan Servicing Solutions Ltd	[2014-02-12]
Allianz Global Investors Capital LLC	Pitney Bowes Inc /DE/	[2012-02-13]
Allianz Global Investors Capital LLC	Titan International Inc	[2012-02-13]
Allianz Global Investors Capital LLC	Trustmark Corp	[2012-02-13]
Allianz Global Investors Capital LLC	Mitek Systems Inc	[2012-02-13]
Allianz Global Investors Capital LLC	Micrel Inc	[2012-02-13]
Allianz Global Investors Capital LLC	Scorpio Tankers Inc	[2012-02-13]
Allianz Global Investors Capital LLC	Neenah Paper Inc	[2012-02-13]
View All

Firm Profile (Form ADV)
Discretionary AUM	$57.6B
Clients	1 (57 non-US)
Serves	Institutional
Fund Types	Hedge Fund, Private Equity
LEI	549300QJHGSKBIX1VE40

Related People Network
35 people file Form D offerings alongside this firm's people.

Form 3/4/5 Subject	2011 - 2026
Allianz Global Investors Capital LLC
Virtus Artificial Intelligence & Technology Opportunities Fu
Taiwan Fund Inc
Virtus Convertible & Income 2024 Target Term Fund
Korea Fund Inc
Virtus Diversified Income & Convertible Fund
China Fund Inc

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Virtus Artificial Intelligence & Technology Opportunities Fu AIO Common	2021-01-20	Sell	5,573	$28.05	156,323

Allianz Global Investors US LLC

Assets, Funds, Holdings