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| Allianz Global Investors US LLC
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| CRD # | 149003 |
| SEC # | 801-69803 |
| CIK # | 0001493338, 0001549940 |
| AUM | |
| Employees | 188 (68% Investors, 18% Brokers) |
| Phone | 212-739-3000 |
| Address | 1633 Broadway New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 4.8 | ||
| Venture Global Inc | 4.0 | ||
| Apple Inc | 3.5 | ||
| Microsoft Corp | 3.1 | ||
| Alphabet Inc | 2.4 | ||
| Amazon Com Inc | 2.0 | ||
| Johnson & Johnson | 1.4 | ||
| Alphabet Inc | 1.4 | ||
| Facebook Inc | 1.3 | ||
| Astrazeneca PLC | 1.3 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Allianz US Short Duration High Yield Fund J2019 | 2020-03-27 | 123.2 M | |
| HF | AllianzGI Dynamic Risk Parity LLC | [2019-08-26] | 5.3 M | 6.0 M |
| Filed 2020-07-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | AllianzGI China A Shares LLC | [2018-09-10] | 25.2 M | 716.0 M |
| Filed 2020-08-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $3,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | AllianzGI Structured Alpha Large Cap Equity 350 LP | [2018-09-10] | 150.5 M | 183.8 M |
| Filed 2019-08-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | AllianzGI Emerging Markets Small Cap LLC | [2018-03-29] | 15.0 M | 10.8 M |
| Filed 2021-01-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $3,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | AllianzGI Structured Alpha US Fixed Income 250 LLC | [2018-03-29] | 302.8 M | 532.3 M |
| Filed 2020-03-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Allianz US Short Duration High Yield Bond Fund 2017 | 2018-03-29 | 1,926.0 M | |
| HF | AllianzGI Convertible LLC | [2017-09-25] | 525.7 M | 455.7 M |
| Filed 2018-07-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000 | ||||
| HF | AllianzGI Tactical Volatility | [2017-06-30] | 2.0 M | 9.2 M |
| Filed 2019-05-30 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000 | ||||
| HF | AllianzGI Structured Alpha Global Equity 350 LLC | [2017-01-19] | 200.5 M | 823.4 M |
| Filed 2019-11-22 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000 | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 3 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 38 | 33.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 103 | 96.0 |
| (g) Pension and profit sharing plans | 16 | 1.7 |
| (h) Charitable organizations | 4 | 0.5 |
| (i) State or municipal government entities | 11 | 5.5 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 20 | 21.6 |
| (l) Sovereign wealth funds and foreign official institutions | 6 | 5.2 |
| (m) Corporations or other businesses not listed above | 2 | 0.3 |
| (n) Other | 2 | 0.1 |
| Total | 205 | 164.5 |
| By Discretionary | ||
| Discretionary | 196 | 163.4 |
| Non-Discretionary | 9 | 1.1 |
| Total | 205 | 164.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 94.4 | |
| United States Persons | 70.2 | |
| Total | 205 | 164.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Carroll | Executive Officer | 166 | 7 | |
| Jeffrey Parker | Executive Officer | 83 | 5 | |
| Erin Bengtson-Olivieri | Executive Officer | 28 | 5 | |
| John Viggiano | Executive Officer | 15 | 5 | |
| Paul Koo | Executive Officer | 14 | 5 | |
| Gemesh Pushpaharan | Executive Officer | 6 | 5 | |
| Barbara Claussen | Executive Officer | 36 | 4 | |
| Douglas Forsyth | Executive Officer | 34 | 4 | |
| Satyajit Kumar | Executive Officer | 28 | 4 | |
| Greg Tournant | Executive Officer | 27 | 4 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001493338] | |
| 3 | [0001493338] | |
| 4 | [0001493338] | |
| SC 13G | [0001493338] | |
| 13F-NT | [0001549940] | |
| SC 13G | [0001549940] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $57.6B |
| Clients | 1 (57 non-US) |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 549300QJHGSKBIX1VE40 |
| Related People Network |
|---|
| 35 people file Form D offerings alongside this firm's people. |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Virtus Artificial Intelligence & Technology Opportunities Fu AIO
Common
|
2021-01-20 | Sell | 5,573 | $28.05 | 156,323 |